SEC Info - Safra Edmond - ‘4’ for 6/6/22 re: Finance of America Companies Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SAFRA EDMOND

(Last)

(First)

(Middle)

767 FIFTH AVENUE, 46TH FLOOR

(Street)

NEW YORK

10153

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
6/6/22

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	6/6/22		P		59,690	A	$2.04	3,657,505	I	See footnote ⁽¹⁾
Class A Common Stock	6/7/22		P		102,563	A	$2.17	3,760,068	I	See footnote ⁽¹⁾
Class A Common Stock	6/8/22		P		49,965	A	$2.15	3,810,033	I	See footnote ⁽¹⁾
Class A Common Stock	6/9/22		P		103,074	A	$2.12	3,913,107	I	See footnote ⁽¹⁾
Class A Common Stock	6/10/22		P		71,924	A	$2.02	3,985,031	I	See footnote ⁽¹⁾
Class A Common Stock	6/13/22		P		87,294	A	$1.95	4,072,325	I	See footnote ⁽¹⁾
Class A Common Stock	6/14/22		P		25,490	A	$1.91	4,097,815	I	See footnote ⁽¹⁾
Class A Common Stock	6/16/22		P		70,373	A	$1.81	4,168,188	I	See footnote ⁽¹⁾
Class A Common Stock	6/17/22		P		94,689	A	$1.8	4,262,877	I	See footnote ⁽¹⁾
Class A Common Stock	6/21/22		P		57,757	A	$1.86	4,320,634	I	See footnote ⁽¹⁾
Class A Common Stock	6/22/22		P		47,554	A	$1.81	4,368,188	I	See footnote ⁽¹⁾
Class A Common Stock	7/1/22		P		133,700	A	$1.67	4,501,888	I	See footnote ⁽¹⁾
Class A Common Stock	7/6/22		P		100,000	A	$1.7	4,601,888	I	See footnote ⁽¹⁾
Class A Common Stock	7/11/22		P		73,162	A	$1.73	4,675,050	I	See footnote ⁽¹⁾
Class A Common Stock	7/12/22		P		23,046	A	$1.74	4,698,096	I	See footnote ⁽¹⁾
Class A Common Stock	7/13/22		P		3,792	A	$1.74	4,701,888	I	See footnote ⁽¹⁾
Class A Common Stock	9/27/22		J ⁽²⁾		750,000	D	$0	3,951,888	I	See footnote ⁽¹⁾
Class A Common Stock								3,614,000	I	See footnote ⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

(1) The securities are held directly by EMS Opportunity Ltd. and indirectly by Mr. Safra as the sole shareholder of EMS Capital Holding Inc., which is the general partner of EMS Capital LP, the investment manager of EMS Opportunity Ltd. Mr. Safra disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

(2) Distribution in kind of shares of Class A Common Stock. The closing market price of the Class A Common Stock on the date of the distribution was $1.42.

(3) Excludes 4,258,500 unvested shares issued in the name of the Replay Sponsor, LLC ("Sponsor") that are subject to vesting and forfeiture. The 4,258,500 unvested shares are not entitled to receive any dividends or other distributions, do not have any other economic rights until such shares are vested, and will not be entitled to receive back dividends or other distributions or any other form of economic "catch-up" once they become vested. Additionally, for so long as they remain unvested, such shares are subject to restrictions on transfer and holders of unvested shares have no discretion in how such shares are voted. The securities are held directly by the Sponsor and indirectly by Edmond Safra and Gregorio Werthein as managers of the Sponsor. Each of Messrs. Safra and Werthein disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

	/s/ Grace Lee, as Attorney-in-Fact	9/30/22
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
J	Other acquisition or disposition.
P	Open market or private purchase of non-derivative or derivative security.

Safra Edmond – ‘4’ for 6/6/22 re: Finance of America Companies Inc.

On: Friday, 9/30/22, at 7:05pm ET · For: 6/6/22 · As: 10% Owner · Accession #: 950142-22-2816 · File #: 1-40308

Previous ‘4’: ‘4’ on 4/6/21 for 4/1/21 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Safra Edmond – ‘4’ for 6/6/22 re: Finance of America Companies Inc.

On: Friday, 9/30/22, at 7:05pm ET · For: 6/6/22 · As: 10% Owner · Accession #: 950142-22-2816 · File #: 1-40308

Previous ‘4’: ‘4’ on 4/6/21 for 4/1/21 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents