SEC Info - Heartland Advisors Inc - ‘SC 13G/A’ on 2/8/01 re: Pentech International Inc

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Heartland Advisors Inc – ‘SC 13G/A’ on 2/8/01 re: Pentech International Inc

On: Thursday, 2/8/01, at 1:03pm ET · Accession #: 950131-1-745 · File #: 5-38634

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/08/01  Heartland Advisors Inc            SC 13G/A               1:10K  Pentech International Inc         Donnelley R R & S… 03/FA

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment #2                                           6     24K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Certification Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of a Class Ownership of more than Five Percent on Behalf of Another Person
1	1st Page - Filing Submission
4	Item 4. Ownership
"	Item 5. Ownership of Five Percent or Less of a Class
"	Item 6. Ownership of more than Five Percent on Behalf of Another Person
"	Item 7. Identification and Classification of the Subsidiary Which Acquired the
5	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
"	Item 10. Certification

SC 13G/A 1st Page of 6 TOC ↑Top Previous Next ↓Bottom Just 1st
 
UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION  
WASHINGTON, D.C. 20549  

SCHEDULE 13G  

Under the Securities Exchange Act of 1934 
(Amendment No. 2)*  

PENTECH INTERNATIONAL INC.  
--------------------------------------------------------------------------------
(Name of Issuer)  

COMMON STOCK  
--------------------------------------------------------------------------------
(Title of Class of Securities)  

709635106 
--------------------------------------------------------------------------------
(CUSIP Number)  

December 31, 2000 
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement) 

Check the appropriate box to designate the rule pursuant to which this Schedule 
is filed:                                                                       

[X]  Rule 13d-1(b)                                                    
[_]  Rule 13d-1(c)                                                    
[_]  Rule 13d-1(d)                                                    

*The remainder of this cover page shall be filled out for a reporting person's  
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the       
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         

Page 1 of 6 pages 

SC 13G/A 2nd Page of 6 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No. 709635106                   13G                 Page 2 of 6 Pages 
---------                                               

------------------------------------------------------------------------------  
NAME OF REPORTING PERSONS                                           
1.   I.R.S. IDENTIFICATION NOs. OF ABOVE PERSONS                              

HEARTLAND ADVISORS, INC.                                            
#39-1078128                                                         
------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                    
2.                                                             (a) [_]        
                                                       (b) [_]

------------------------------------------------------------------------------  
SEC USE ONLY                                                        
3.                                                                            

------------------------------------------------------------------------------  
CITIZENSHIP OR PLACE OF ORGANIZATION                                
4.                                                                            

WISCONSIN, U.S.A.                                                   
------------------------------------------------------------------------------  
SOLE VOTING POWER           
5.                                    
NUMBER OF                                                             
0                           
    SHARES       -----------------------------------------------------------
SHARED VOTING POWER         
BENEFICIALLY      6.                                                      

OWNED BY             None                                             
                 -----------------------------------------------------------
EACH               SOLE DISPOSITIVE POWER                         
7.                                    
REPORTING                                                               
0                           
    PERSON       -----------------------------------------------------------
SHARED DISPOSITIVE POWER    
WITH          8.                                                  
None                        
------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
9.                                                                            
0                                                                   
------------------------------------------------------------------------------  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    
10.                                                                             
                                                           [_]

------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                     
11.                                                                             

0.0%                                                                
------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON                                            
12.                                                                             
IA                                                                  
------------------------------------------------------------------------------  

SC 13G/A 3rd Page of 6 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No. 709635106                   13G                 Page 3 of 6 Pages 
---------                                               

------------------------------------------------------------------------------  
NAME OF REPORTING PERSONS                                           
1.   I.R.S. IDENTIFICATION NOs. OF ABOVE PERSONS                              

WILLIAM J. NASGOVITZ                                                
395-42-0703                                                         
------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                    
2.                                                             (a) [_]        
                                                       (b) [_]

------------------------------------------------------------------------------  
SEC USE ONLY                                                        
3.                                                                            

------------------------------------------------------------------------------  
CITIZENSHIP OR PLACE OF ORGANIZATION                                
4.                                                                            

U.S.A.                                                              
------------------------------------------------------------------------------  
SOLE VOTING POWER           
5.                                    
NUMBER OF                                                             
None                        
    SHARES       -----------------------------------------------------------
SHARED VOTING POWER         
BENEFICIALLY      6.                                                      

OWNED BY             None                                             
                 -----------------------------------------------------------
EACH               SOLE DISPOSITIVE POWER                         
7.                                    
REPORTING                                                               
None                        
    PERSON       -----------------------------------------------------------
SHARED DISPOSITIVE POWER    
WITH          8.                                                  
None                        
------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
9.                                                                            
0                                                                   
------------------------------------------------------------------------------  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    
10.                                                                             
                                                           [_]

------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                     
11.                                                                             

0.0%                                                                
------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON                                            
12.                                                                             
IN                                                                  
------------------------------------------------------------------------------  

SC 13G/A 4th Page of 6 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP NUMBER    709635106                  Page 4 Of 6 Pages                    

Item 1.                                                                         
(a) Name of Issuer: Pentech International Inc.                          
--------------                                                  

(b) Address of Issuer's Principal Executive Offices:                    
-----------------------------------------------                 
195 Carter Drive                                                
Edison, NJ 08817                                                

Item 2.                                                                         
(a) Name of Person Filing:   (1) Heartland Advisors, Inc.               
---------------------                                           
          (2) William J. Nasgovitz

(b) Address of Principal Business Office:                               
------------------------------------                            
            (1) 789 North Water Street          (2) 789 North Water Street
             Milwaukee, WI 53202                 Milwaukee, WI 53202

(c) Citizenship:  Heartland Advisors is a Wisconsin corporation.        
-----------                                                     
William J. Nasgovitz - U.S.A        

(d) Title of Class of Securities:  Common Stock                         
----------------------------                                    

(e) CUSIP Number:  709635106                                            
------------                                                    

Item 3.  The persons filing this Schedule 13G are Heartland Advisors, Inc., an  
investment adviser registered with the SEC, and William J. Nasgovitz, President 
and principal shareholder of Heartland Advisors, Inc.  Mr. Nasgovitz joins in   
this filing pursuant to SEC staff positions authorizing certain individuals in  
similar situations to join in a filing with a controlled entity eligible to file
on Schedule 13G.  The reporting persons do not admit that they constitute a     
group.                                                                          

Item 4. Ownership.                                                              
---------                                                       

       For information on ownership, voting and dispositive power with respect
to the above listed shares, see Items 5-9 of the Cover Page.                    

Item 5. Ownership of Five Percent or Less of a Class.                           
--------------------------------------------                    

If this statement is being filed to report the fact that as     
of the date hereof the reporting person has ceased to be the                    
beneficial owner of more than five percent of the class of                      
securities, check the following:[X]                                             

Item 6. Ownership of more than Five Percent on Behalf of Another Person.        
--------------------------------------------------------------- 

Not Applicable.                                               

Item 7. Identification and Classification of the Subsidiary Which Acquired the  
      ----------------------------------------------------------------------
Security Being Reported on By the Parent Holding Company.                       
--------------------------------------------------------                        

SC 13G/A 5th Page of 6 TOC 1st Previous Next ↓Bottom Just 5th
Not Applicable.                                           

Item 8.  Identification and Classification of Members of the Group.             
---------------------------------------------------------     

Not Applicable.                                           

Item 9.  Notice of Dissolution of Group.                                        
------------------------------                                

Not Applicable.                                           

Item 10. Certification.                                                         
-------------                                                 

By signing below, the undersigned certify that, to the best of their  
knowledge and belief, the securities referred to above were acquired and are    
held in the ordinary course of business and were not acquired and are not held  
for the purpose of or with the effect of changing or influencing the control of 
the issuer of the securities and were not acquired and are not held in          
connection with or as a participant in any transaction having that purpose or   
effect.                                                                         

SIGNATURE 

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

DATE:  February 5, 2001                                                         

WILLIAM J. NASGOVITZ                    HEARTLAND ADVISORS, INC.                

By: /s/ PAUL T. BESTE                   By: /s/ PAUL T. BESTE                   
-----------------                       -----------------               
Paul T. Beste                           Paul T. Beste                   
As Attorney in Fact for                 Chief Operating Officer         
William J. Nasgovitz                                                    

EXHIBIT INDEX                                                                   

Exhibit 1  Joint Filing Agreement                                     

SC 13G/A Last Page of 6 TOC 1st Previous Next ↓Bottom Just 6th
EXHIBIT 1                                                                       

Joint Filing Agreement  

The undersigned persons agree and consent to the joint filing on their behalf of
this Schedule 13G in connection with their beneficial ownership of Pentech      
International Inc. at December 31, 2000.                                        

WILLIAM J. NASGOVITZ                                                            

By: /s/ PAUL T. BESTE                                                           
-----------------                                                       
Paul T. Beste                                                   
As Attorney in Fact for William J. Nasgovitz                    

HEARTLAND ADVISORS, INC.                                                        

By: /s/ PAUL T. BESTE                                                           
-----------------                                                       
Paul T. Beste                                                   
Chief Operating Officer

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/8/01			SC 13G/A
	2/5/01	5
	12/31/00	1	6	13F-HR
				List all Filings

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Filing Submission 0000950131-01-000745 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Heartland Advisors Inc – ‘SC 13G/A’ on 2/8/01 re: Pentech International Inc

On: Thursday, 2/8/01, at 1:03pm ET · Accession #: 950131-1-745 · File #: 5-38634

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Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents