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LaPinska Deborah L – ‘4’ for 9/30/22 re: PGT Innovations, Inc.

On:  Tuesday, 10/4/22, at 7:27pm ET   ·   For:  9/30/22   ·   As:  Officer   ·   Accession #:  950103-22-17332   ·   File #:  1-37971

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/04/22  LaPinska Deborah L                4          Officer     1:5K   PGT Innovations, Inc.             Davis Polk & … LLP 01/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider --                                      
                dp182031_4-lapinska.xml/3.6                                      




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — dp182031_4-lapinska.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LaPinska Deborah L

(Last)(First)(Middle)
PGT, INC.
1070 TECHNOLOGY DRIVE

(Street)
NORTH VENICEFL34275

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
PGT Innovations, Inc. [ PGTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Sr. V.P. and CHRO
3. Date of Earliest Transaction (Month/Day/Year)
9/30/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
PGTI Common Stock 9/30/22S 10,000 (1)D$20.92142,820 (2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  This transaction was executed pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 30, 2022.
(2)  On February 24, 2022, the reporting person filed a Form 4 which inadvertently omitted from her total beneficial ownership reported in Column 5 of Table I a total of 12,027 shares of restricted stock granted under the Issuer's 2019 Equity and Incentive Compensation Plan. As a result, the 1,298 shares withheld for tax reported on that Form 4 were erroneously deducted from an incorrect amount of the reporting person's total beneficial ownership reported in that column. This Form 4 corrects that information in the reporting person's earlier Form 4 filed on February 24, 2022 and all subsequently filed Form 4s. In addition, the amount includes 479 shares acquired under the PGT Innovations, Inc. 2019 Employee Stock Purchase Plan on March 31, 2022.
/s/ Ryan S. Quinn, as attorney-in-fact for Deborah L. LaPinska 10/4/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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Filing Submission 0000950103-22-017332   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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