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Energy Focus, Inc./DE – ‘8-K’ for 10/14/20

On:  Wednesday, 10/14/20, at 8:34am ET   ·   For:  10/14/20   ·   Accession #:  924168-20-82   ·   File #:  1-36583

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  As Of               Filer                 Filing    For·On·As Docs:Size

10/14/20  Energy Focus, Inc./DE             8-K:8,9    10/14/20   13:325K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     32K 
 9: R1          Cover                                               HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- efoi-20201014_htm                   XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- efoi-20201014_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- efoi-20201014_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- efoi-20201014_lab                     XML     67K 
 7: EX-101.PRE  XBRL Presentations -- efoi-20201014_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- efoi-20201014                         XSD     11K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
13: ZIP         XBRL Zipped Folder -- 0000924168-20-000082-xbrl      Zip     20K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  efoi-20201014  
 i 0000924168 i FALSE i ENERGY FOCUS, INC/DE00009241682020-10-142020-10-14


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM  i 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported):  i October 14, 2020
 
ENERGY FOCUS, INC.
(Exact name of registrant as specified in its charter)  
 i Delaware  i 001-36583  i 94-3021850
(State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number)
     
 i 32000 Aurora Road Suite B
  
 i Solon i OH 
 i 44139
(Address of principal executive offices) (Zip Code)
 
( i 440)  i 715-1300
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each classTrading
Symbol(s)
Name of each exchange
on which registered
 i Common Stock, par value $0.0001 per share i EFOI i NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company      i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 8.01. Other Events.

On October 14, 2020, Energy Focus, Inc. issued a press release announcing its launch of a portfolio of UV-C disinfection products. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01    Financial Statements and Exhibits.

    (d)    Exhibits.

Exhibit
NumberDescription
99.1
104Cover Page Interactive Data File (embedded within the Inline XBRL document)




SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: October 14, 2020
ENERGY FOCUS, INC.
By: /s/ Tod A. Nestor
Name:Tod A. Nestor
Title:President and Chief Financial Officer



Dates Referenced Herein   and   Documents Incorporated by Reference

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