SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/07/12 Patriarch Partners VII, LLC SC 13G 1:127K Dinewise, Inc. Schulte Roth & Z… LLP/FA |
Document/Exhibit Description Pages Size 1: SC 13G Dinewise, Inc. HTML 68K
SECURITIES AND EXCHANGE COMMISSION
|
|
Washington, D.C. 20549
|
|
SCHEDULE 13G*
|
|
(Rule 13d-102)
|
|
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
|
|
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
|
|
PURSUANT TO 13d-2(b)
|
|
Dinewise, Inc.
|
|
(Name of Issuer)
|
|
Common Stock, par value $0.001 per share
|
|
(Title of Class of Securities)
|
|
(CUSIP Number)
|
|
(Date of event which requires filing of this statement)
|
|
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
|
|
¨
|
Rule 13d-1(b)
|
x
|
Rule 13d-1(c)
|
¨
|
Rule 13d-1(d)
|
(Page 1 of 9 Pages)
|
1
|
NAMES OF REPORTING PERSONS
Captiva CBO 1997-1 Ltd.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
||||
6
|
SHARED VOTING POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
7
|
SOLE DISPOSITIVE POWER
0
|
|||||
8
|
SHARED DISPOSITIVE POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,183,992 shares of Common Stock (See Item 4)
|
|||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.73% (See Item 4)
|
|||||
12
|
TYPE OF REPORTING PERSON
CO
|
1
|
NAMES OF REPORTING PERSONS
Patriarch Partners VII, LLC
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
||||
6
|
SHARED VOTING POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
7
|
SOLE DISPOSITIVE POWER
0
|
|||||
8
|
SHARED DISPOSITIVE POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,183,992 shares of Common Stock (See Item 4)
|
|||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.73% (See Item 4)
|
|||||
12
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAMES OF REPORTING PERSONS
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP**
|
(a) ¨
(b) x
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
||||
6
|
SHARED VOTING POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
7
|
SOLE DISPOSITIVE POWER
0
|
|||||
8
|
SHARED DISPOSITIVE POWER
2,183,992 shares of Common Stock (See Item 4)
|
|||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,183,992 shares of Common Stock (See Item 4)
|
|||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.73% (See Item 4)
|
|||||
12
|
TYPE OF REPORTING PERSON
IN
|
NAME OF ISSUER:
|
|
The name of the issuer is Dinewise, Inc., a Nevada corporation (the “Company”).
|
Item 1(b).
|
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
|
The Company’s principal executive offices are located at 500 Bi-County Blvd., Suite 400, Farmingdale, NY 11735-3940.
|
This statement is filed by:
|
||
(i)
|
Captiva CBO 1997-1 Ltd., a Cayman Islands exempted company (“Captiva”), with respect to the shares of Common Stock (as defined below) directly held by it;
|
|
(ii)
|
Patriarch Partners VII, LLC, a Delaware limited liability company (“Patriarch VII”), which serves as the portfolio manger of Captiva, with respect to the shares of Common Stock directly held by Captiva; and
|
|
(iii) | Ms. Lynn Tilton (“Ms. Tilton”), who serves as the sole manager of Patriarch VII, with respect to the shares of Common Stock directly held by Captiva. | |
The foregoing persons are hereinafter sometimes collectively referred to as the “Reporting Persons.”
|
Item 2(b).
|
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
|
Item 2(c).
|
CITIZENSHIP:
|
Captiva is a Cayman Islands exempted company. Patriarch VII is a Delaware limited liability company. Ms. Tilton is a United States citizen.
|
Item 2(d).
|
TITLE OF CLASS OF SECURITIES:
|
Common Stock, par value $0.001 per share (the “Common Stock”).
|
Item 2(e).
|
CUSIP NUMBER:
|
Item 3.
|
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
|
(a)
|
¨
|
Broker or dealer registered under Section 15 of the Act,
|
|
(b)
|
¨
|
Bank as defined in Section 3(a)(6) of the Act,
|
|
(c)
|
¨
|
Insurance Company as defined in Section 3(a)(19) of the Act,
|
|
(d)
|
¨
|
Investment Company registered under Section 8 of the Investment Company Act of 1940,
|
|
(e)
|
¨
|
Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940,
|
|
(f)
|
¨
|
Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F),
|
|
(g)
|
¨
|
Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G),
|
|
(h)
|
¨
|
Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
|
|
(i)
|
¨
|
Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940,
|
|
(j)
|
¨
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
|
If this statement is filed pursuant to Rule 13d-1(c), check this box: x
|
Item 4.
|
OWNERSHIP.
|
The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
|
|
Pursuant to the Agreement and Plan of Reorganization (the “Merger Agreement”), among DineWise, Inc. (formerly known as Simplagene USA, Inc., a public company with nominal assets), SMPG Merco Co., Inc., a Delaware corporation and a wholly owned subsidiary of the Company (“Merco”), New Colorado Prime Holdings, Inc., a privately owned Delaware corporation (“NCPH”), and Craig Laughlin, the Company acquired, through a merger of Merco with and into NCPH, all of the issued and outstanding common stock and preferred stock of NCPH (the “NCPH Capital Stock”). The Reporting Persons hold 79,788.65 shares of common stock and 1,877.38 shares of preferred stock of NCPH. Pursuant to the Merger Agreement, the Reporting Persons have the right to convert their shares of NCPH Capital Stock into shares Common Stock of the Company. The Reporting Persons have
requested the conversion of their shares of NCPH Capital Stock into 2,183,992 shares of Common Stock of the Company.
|
|
The percentage set forth in Row (11) of the cover page for each Reporting Person is based on 35,956,620 shares of Common Stock issued and outstanding as of December 15, 2011, as disclosed in the Company’s Registration Statement filed on Form 10, filed with the Securities and Exchange Commission on December 16, 2011 and assumes the issuance of the shares of Common Stock of the Company issuable upon conversion of the shares of NCPH Capital Stock held by the Reporting Persons that have not yet been issued.
|
|
Lynn Tilton may be deemed to collectively share the power to vote and dispose of shares of Common Stock reported herein as a result of the fact that Ms. Tilton is the sole manager of Patriarch VII, which is the portfolio manager of Captiva. Ms. Tilton disclaims any such ownership (except to the extent of her pecuniary interest therein), and the filing of this Statement shall not be construed as an admission that Ms. Tilton is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of such shares.
|
Item 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
|
Not applicable.
|
Item 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
|
Not applicable.
|
|
Item 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
|
Not applicable.
|
|
Item 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
|
Not applicable.
|
|
Item 9.
|
NOTICE OF DISSOLUTION OF GROUP.
|
Not applicable.
|
|
Item 10.
|
CERTIFICATION.
|
Each of the Reporting Persons hereby makes the following certification:
|
|
By signing below each Reporting Person certifies that, to the best of her or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
CAPTIVA CBO 1997-1 LTD.
|
||
By: Patriarch Partners VII, LLC, its portfolio manager
|
||
/s/ Lynn Tilton
|
||
Name: Lynn Tilton
|
||
Title: Sole Manager
|
||
PATRIARCH PARTNERS VII, LLC
|
||
/s/ Lynn Tilton
|
||
Name: Lynn Tilton
|
||
Title: Sole Manager
|
||
/s/ Lynn Tilton
|
||
CAPTIVA CBO 1997-1 LTD.
|
||
By: Patriarch Partners VII, LLC, its portfolio manager
|
||
/s/ Lynn Tilton
|
||
Name: Lynn Tilton
|
||
Title: Sole Manager
|
||
PATRIARCH PARTNERS VII, LLC
|
||
/s/ Lynn Tilton
|
||
Name: Lynn Tilton
|
||
Title: Sole Manager
|
||
/s/ Lynn Tilton
|
||
This ‘SC 13G’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/7/12 | |||
12/16/11 | 10-12B | |||
12/15/11 | ||||
7/14/06 | 8-K | |||
List all Filings |