SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Ende Joseph – ‘SC 13G/A’ on 2/11/99 re: Brake Headquarters USA Inc

As of:  Thursday, 2/11/99   ·   Accession #:  889812-99-478   ·   File #:  5-49615

Previous ‘SC 13G’:  ‘SC 13G/A’ on 9/28/98   ·   Latest ‘SC 13G’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/11/99  Ende Joseph                       SC 13G/A               1:6K   Brake Headquarters USA Inc        Global Fin’l Press/NY/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No.3 to SC 13G                               4     16K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing:
"Item 2(b). Address of Principal Business Office or, if None, Residence:
"Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 2(e). CUSIP Number:
"Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a:
"Item 4. Ownership:
4Item 5. Ownership of Five Percent or Less of a Class:
"Item 6. Ownership of More than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:
SC 13G/A1st Page of 4TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- SCHEDULE 13-G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d- 1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) Brake Headquarters U.S.A., Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 105031-10-8 (CUSIP Number) Page 1 of 4 pages
SC 13G/A2nd Page of 4TOC1stPreviousNextBottomJust 2nd
SCHEDULE 13G CUSIP No.105031-10-8 Page 2 of 4 Pages -------------------- ----------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph Ende 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION USA 5) SOLE VOTING POWER 5,826,549 (See Item 4) NUMBER 6) SHARED VOTING POWER OF SHARES 53,600 BENEFICIALLY OWNED BY 7) SOLE DISPOSITIVE POWER EACH 5,826,549 (See Item 4) REPORTING PERSON WITH 8) SHARED DISPOSITIVE POWER 53,600 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,880,149 (See Item 4) 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 43.0% 12) TYPE OF REPORTING PERSON IN
SC 13G/A3rd Page of 4TOC1stPreviousNextBottomJust 3rd
Page 3 of 4 ----------- Item 1(a). Name of Issuer: Brake Headquarters U.S.A., Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 33-16 Woodside Avenue, Long Island City, New York 11101. Item 2(a). Name of Person Filing: Joseph Ende. Item 2(b). Address of Principal Business Office or, if None, Residence: 33-16 Woodside Avenue, Long Island City, New York 11101. Item 2(c). Citizenship: USA Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share (the "Shares"). Item 2(e). CUSIP Number: 105031-10-8 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: N/A Item 4. Ownership: (a) 5,880,149 Shares. See Item 4(c). (b) This figure represents approximately 43.0% of the outstanding Shares of the Issuer (based on 11,118,836 Shares outstanding on January 27, 1999 plus 2,143,000 shares issuable upon conversion of $600,000 of debentures at the rate of $.28 per share, as of February 1, 1999, and 420,000 shares issuable upon currently exercisable Stock Options, but does not include 360,000 shares issuable upon exercise of options which are not currently exercisable). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 5,826,549 (includes 2,143,000 shares issuable upon conversion of $600,000 of debentures at the rate of $.28 per share and 420,000 shares issuable upon currently exercisable Stock Options). (ii) Shared power to vote or to direct the vote: 53,600. (iii) Sole power to dispose or to direct the disposition of : 5,826,549 (includes 2,143,000 shares issuable upon conversion of $600,000 of debentures at the
SC 13G/ALast Page of 4TOC1stPreviousNextBottomJust 4th
Page 4 of 4 ----------- rate of $.28 per share and 420,000 shares issuable upon currently exercisable Stock Options). (iv) Shared power to dispose or to direct the disposition of: 53,600. The Reporting Person has shared voting power and dispositive power over 53,600 shares owned of record by the Joseph and Sandra Ende Charitable Trust, of which Joseph and Sandra Ende are trustees. Item 5. Ownership of Five Percent or Less of a Class: N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1999 /s/ Joseph Ende ---------------------------- Joseph Ende

Dates Referenced Herein

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:2/11/994None on these Dates
2/1/993
1/27/993
 List all Filings 
Top
Filing Submission 0000889812-99-000478   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 3:07:49.1am ET