Interleaf Inc/MA – ‘10-K’ for 3/31/99 – EX-4.01

On:  Tuesday, 6/29/99, at 5:26pm ET   ·   For:  3/31/99   ·   Accession #:  1047469-99-25865   ·   File #:  0-14713   ·   Correction:  This Filing was Corrected by the SEC on 7/14/99. ®

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                         59    349K 
 2: EX-4.01     Instrument Defining the Rights of Security Holders     2     10K 
 3: EX-10.20    Material Contract                                      2     11K 
 4: EX-10.21    Material Contract                                      2     13K 
 5: EX-21       Subsidiaries of the Registrant                         1      5K 
 6: EX-23.1     Consent of Experts or Counsel                          1      8K 
 7: EX-23.2     Consent of Experts or Counsel                          1      7K 
 8: EX-27       Financial Data Schedule (Pre-XBRL)                     2      9K 

EX-4.01   —   Instrument Defining the Rights of Security Holders

EX-4.01
1st Page of 2
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
NUMBER                          INTERLEAF                       SHARES      

FBU - XXXX                                                        XX,XXX        
INCORPORATED UNDER THE LAWS OF THE    
COMMON STOCK            COMMONWEALTH OF MASSACHUSETTS          COMMON STOCK     
                   THIS CERTIFICATE IS TRANSFERABLE IN     CUSIP 458729 20 9
BOSTON, MA OR NEW YORK, NY  

------------------------------------------------------------------------------  
THIS IS TO CERTIFY THAT                                                         

- SPECIMEN -      

IS THE OWNER OF                                                                 

------------------------------------------------------------------------------  

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $.01, OF        

INTERLEAF, INC. transferable on the books of the Corporation by the holder      
hereof, in person or by duly authorized attorney, upon the surrender of this    
certificate properly endorsed. This certificate and the shares represented      
hereby are subject to the laws of the Commonwealth of Massachusetts and to      
the Amended Articles of Organization and By-Laws of the Corporation, as now     
or hereafter amended. This certificate is not valid unless countersigned by     
the Transfer Agent and registered by the Registrar.                             
WITNESS the facsimile seal of the Corporation and the facsimile signatures of   
its duly authorized officers.                                                   

Dated:                                                                          

/s/ Peter J. Rice                  SEAL                   /s/ Jaime Ellertson   
-----------------------                              -------------------------  
            TREASURER                                              PRESIDENT

COUNTERSIGNED AND REGISTERED:                                                   
BankBoston, N.A.                              
          TRANSFER AGENT AND REGISTRAR

BY                                                                              

                  AUTHORIZED SIGNATURE

EX-4.01
Last Page of 2
TOC
1st
Previous
Next
↓Bottom
Just 2nd
The corporation is authorized to issue more than one class of stock. The        
corporation will furnish without charge to each stockholder upon written        
request the full text of the preferences, voting powers, qualifications and     
special and relative rights of the shares of each class of stock (and any       
series thereof) authorized to be issued by the corporation as set forth in      
the Amended Articles of Organization of the corporation and amendments          
thereto filed with the Secretary of State of the Commonwealth of                
Massachusetts.                                                                  

  The following abbreviations, when used in the inscription on the face of
this certificate, shall be construed as though they were written out in full    
according to applicable laws or regulations:                                    

TEN COM  - as tenants in common    UNIF GIFT MIN ACT-_________Custodian________ 
TEN ENT  - as tenants by the entireties               (Cust)           (Minor)  
JT TEN   - as joint tenants with right            under Uniform Gifts to Minors 
   of survivorship and not as             Act___________________
tenants in common                             (State)     

COM PROP - as community property                                                

Additional abbreviations may also be used though not in the above list. 

For value received, _______________ hereby sell, assign and transfer units      

PLEASE INSERT SOCIAL SECURITY OR OTHER                                          
IDENTIFYING NUMBER OF ASSIGNEE                                            
---------------------------------------                                         

------------------------------------------------------------------------------  

------------------------------------------------------------------------------  
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS  
INCLUDING POSTAL ZIP CODE OF ASSIGNEE   

------------------------------------------------------------------------------  

------------------------------------------------------------------------------  

----------------------------------------------------------------------- Shares  

of the capital stock represented by the within Certificate, and do hereby       
irrevocably constitute and appoint                                              
                                 -------------------------------------------

------------------------------------------------------------------------------  

Attorney to transfer the said stock on the books of the within-named            
Corporation with full power of substitution in the premises.                    

Dated,                                                                          
-----------------------------                                       

                                     ---------------------------------------

SIGNATURE(S) GUARANTEED:                                                        
                      ------------------------------------------------------
                    THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE
                       GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND
                      LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN
                   AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM).
 PURSUANT TO S.E.C. RULES 17Ad-15.