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Flotek Industries Inc./CN – ‘8-K’ for 5/10/21

On:  Tuesday, 5/11/21, at 6:35am ET   ·   For:  5/10/21   ·   Accession #:  928054-21-88   ·   File #:  1-13270

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/11/21  Flotek Industries Inc./CN         8-K:2,7,9   5/10/21   14:5.3M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     25K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     26K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     32K 
10: R1          Cover                                               HTML     47K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
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11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.CAL  XBRL Calculations -- usgaap-20210510_cal             XML      7K 
 6: EX-101.DEF  XBRL Definitions -- usgaap-20210510_def              XML      9K 
 7: EX-101.LAB  XBRL Labels -- usgaap-20210510_lab                   XML     67K 
 8: EX-101.PRE  XBRL Presentations -- usgaap-20210510_pre            XML     34K 
 4: EX-101.SCH  XBRL Schema -- usgaap-20210510                       XSD     12K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
14: ZIP         XBRL Zipped Folder -- 0000928054-21-000088-xbrl      Zip     30K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  usgaap-20210510  
 i 0000928054 i False00009280542020-11-162020-11-1600009280542020-10-272020-10-27

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 i May 10, 2021
Date of Report (Date of earliest event reported)

 i Flotek Industries, Inc.
(Exact name of registrant as specified in its charter)

 i Delaware i 001-13270 i 90-0023731
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification No.)
 i 8846 N. Sam Houston Parkway W.,
 i Houston,  i TX  i 77064
(Address of principal executive office and zip code)

( i 713)  i 849-9911
(Registrant’s telephone number, including area code)

(Not applicable)
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of Exchange on which registered
 i Common Stock, $0.0001 par value i FTK i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 2.02.    Results of Operations and Financial Condition.

On May 10, 2021, Flotek Industries, Inc. (the “Company”) issued a press release providing its financial results for the quarter ended March 31, 2021 and announcing that it will hold a conference call to discuss its operating results. The press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information furnished pursuant to Item 2.02 of this Current Report on Form 8-K and in Exhibit 99.1 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is not subject to the liabilities of that section and is not deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

Item 7.01    Regulation FD Disclosure.

On May 10, 2021, the Company provided on its website a presentation containing information relating to its current operations and financial results. A copy of the presentation is attached hereto as Exhibit 99.2 and is incorporated herein by reference.

The information furnished pursuant to Item 7.01 of this Current Report on 8-K and in Exhibit 99.2 shall not be deemed to be “filed” for the purposes of Section 18 of the Exchange Act, is not subject to the liabilities of that section and is not deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

Item 9.01.    Financial Statements and Exhibits.

    (d)    Exhibits.

Exhibit NumberDescription
99.1
99.2





SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FLOTEK INDUSTRIES, INC.
Date: May 11, 2021/s/ Nicholas J. Bigney
Name:Nicholas J. Bigney
Title:Senior Vice President, General Counsel & Chief Compliance Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/11/21
For Period end:5/10/2110-Q
3/31/2110-Q
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