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Bear Stearns Companies Inc – ‘8-K’ for 10/10/06

On:  Thursday, 10/12/06, at 1:09pm ET   ·   For:  10/10/06   ·   Accession #:  914121-6-3170   ·   File #:  1-08989

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/12/06  Bear Stearns Companies Inc        8-K:8,9    10/10/06    2:11K                                    Cadwalader Wickersh… LLP

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         3     10K 
 2: EX-99.1     Press Release                                          4     14K 


8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 8.01. Other Events
"Item 9.01. Financial Statements and Exhibits
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================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 10, 2006 -------------- THE BEAR STEARNS COMPANIES INC. ------------------------------- (Exact Name of Registrant as Specified in its Charter) -------------- DELAWARE File No. 1-8989 13-3286161 (State or Other (Commission File Number) (IRS Employer Jurisdiction Identification Number) of Incorporation) 383 Madison Avenue, New York, New York 10179 --------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 272-2000 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events On October 10, 2006, The Bear Stearns Companies Inc. (the "Company") issued a press release announcing that the Company has entered into an agreement to acquire ECC Capital Corporation's mortgage banking platform. A copy of the Company's press release is attached as Exhibit 99.1 and shall not be deemed to be "filed" for purposes of Section 18 Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended or the Exchange Act. Item 9.01. Financial Statements and Exhibits Exhibit No. Description ----------- ----------- 99.1 Press Release dated October 10, 2006 issued jointly by The Bear Stearns Companies Inc. and ECC Capital Corporation
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Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. THE BEAR STEARNS COMPANIES INC. By: /s/ Jeffrey M. Farber -------------------------------- Name: Jeffrey M. Farber Title: Controller (Principal Accounting Office) Dated: October 11, 2006

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on:10/12/06424B5
10/11/063
For Period End:10/10/061210-Q,  424B5
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Filing Submission 0000914121-06-003170   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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