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Cryo Cell International Inc., et al. – ‘4’ for 6/4/20 re: CBA Florida, Inc.

On:  Monday, 6/8/20, at 5:21pm ET   ·   For:  6/4/20   ·   Accession #:  899243-20-15642   ·   File #:  0-50746

Previous ‘4’:  ‘4’ on 6/2/20 for 5/28/20   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/08/20  Cryo Cell International Inc.      4                      1:10K  CBA Florida, Inc.                 Donnelley Fin’l S… 06/FA
          Portnoy David
          Portnoy Mark L.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CRYO CELL INTERNATIONAL INC

(Last)(First)(Middle)
700 BROOKER CREEK BLVD., SUITE 1800

(Street)
OLDSMARFL34677

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
CBA Florida, Inc. [ CBAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
6/4/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 114,207,446 (1) (4)D
Common Stock 5,614,932 (2) (4)D
Common Stock 4,061,770 (3) (4)D
Common Stock 6/4/20S 530,000 (2)D$0.00764,663,572 (2) (4)D
Common Stock 6/5/20S 1,230,089 (2)D$0.00743,433,483 (2) (4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
CRYO CELL INTERNATIONAL INC

(Last)(First)(Middle)
700 BROOKER CREEK BLVD., SUITE 1800

(Street)
OLDSMARFL34677

(City)(State)(Zip)
1. Name and Address of Reporting Person*
PORTNOY DAVID

(Last)(First)(Middle)
700 BROOKER CREEK BLVD., SUITE 1800

(Street)
OLDSMARFL34677

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Portnoy Mark L.

(Last)(First)(Middle)
700 BROOKER CREEK BLVD.
ST. 1800

(Street)
OLDSMARFL34677

(City)(State)(Zip)
Explanation of Responses:
(1)  Shares owned solely by Cryo-Cell International, Inc.
(2)  Shares owned solely by David I. Portnoy.
(3)  Shares owned solely by Mark L. Portnoy.
(4)  Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
Remarks:
/s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc. 6/8/20
/s/ David Portnoy 6/8/20
/s/ Mark Portnoy 6/8/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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