FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL |
OMB Number: | 3235-0104 |
Estimated average burden |
hours per response: | 0.5 |
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1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
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(Street)
| 2. Date of Event Requiring Statement
(Month/Day/Year) 4/30/21 | 3. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc.
[ GTX ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| Director | X | 10% Owner |
| Officer (give title below) |
| Other (specify below) |
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| 5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| Form filed by One Reporting Person |
X | Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
| 2.
Amount of Securities Beneficially Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock | 3,593,111 | I | See footnotes |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr.
4)
| 2. Date Exercisable and Expiration Date
(Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
| 4. Conversion or Exercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Series A Cumulative Convertible Preferred Stock | | | Common Stock | 68,834,814 | 5.25 | I | See footnotes |
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
333 SOUTH GRAND AVENUE, 28TH FLOOR |
|
(Street)
|
Explanation of Responses: |
Remarks: | |
| OAKTREE HOLDINGS, LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 5/14/21 |
| ATLAS OCM HOLDINGS, LLC, By: Oaktree New Holdings, LLC, Its: Member, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 5/14/21 |
| OAKTREE CAPITAL GROUP, LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 5/14/21 |
| OAKTREE CAPITAL GROUP HOLDINGS GP, LLC, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior Vice President | 5/14/21 |
| BROOKFIELD ASSET MANAGEMENT INC., By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Senior Vice President Legal & Regulatory | 5/14/21 |
| BAM PARTNERS TRUST, By: BAM Class B Partners, Inc., Its: Trustee, By: /s/ Kathy Sarpash, Name: Kathy Sarpash, Title: Secretary | 5/14/21 |
| OAKTREE PHOENIX INVESTMENT FUND LP, By: Oaktree Phoenix Investment Fund GP, L.P., Its: GP, By: Oaktree Phoenix Investment Fund GP, Ltd., Its: GP, By: Oaktree Capital Management, L.P., Its: Dir, By: /s/ Henry Orren, Name: Henry Orren, Title: Senior VP | 5/14/21 |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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