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Boehly Todd L, et al. – ‘4’ for 8/15/22 re: LSB Industries, Inc.

On:  Tuesday, 8/16/22, at 5:12pm ET   ·   For:  8/15/22   ·   As:  10% Owner   ·   Accession #:  899243-22-28827   ·   File #:  1-07677

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/16/22  Boehly Todd L                     4          10% Owner   1:8K   LSB Industries, Inc.              Donnelley Fin’l S… 06/FA
          SBT Investors LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      8K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SBT Investors LLC

(Last)(First)(Middle)
600 STEAMBOAT ROAD

(Street)
GREENWICHCT06830

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
LSB INDUSTRIES, INC. [ LXU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
8/15/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 8/15/22S 6,750,000D$12.317518,053,398D
Common Stock 8/16/22S 600,000D$12.317517,453,398 (1)D
Common Stock 819,078 (2)ISee footnotes (1) (2)
Common Stock 18,272,476 (3)ISee footnote (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
SBT Investors LLC

(Last)(First)(Middle)
600 STEAMBOAT ROAD

(Street)
GREENWICHCT06830

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Boehly Todd L

(Last)(First)(Middle)
600 STEAMBOAT ROAD

(Street)
GREENWICHCT06830

(City)(State)(Zip)
Explanation of Responses:
(1)  SBT Investors LLC ("SBT") directly holds 17,453,398 of the reported securities of Common Stock.
(2)  EEH 2017, LLC ("EEH") directly holds 819,078 of the reported securities of Common Stock. SBT is the indirect controlling member of EEH and in such capacity, may be deemed to have voting and dispositive power over such portion of the reported securities held by EEH. SBT disclaims beneficial ownership of such reported securities held by EEH except to the extent of SBT's pecuniary interest therein.
(3)  Todd Boehly is the indirect controlling member of SBT and EEH and in such capacity, may be deemed to have voting and dispositive power over the reported securities. Mr. Boehly disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Remarks:
/s/ SBT Investors LLC, By: /s/ NZC Capital LLC, its Member Manager, By: /s/ Todd L. Boehly, Manager 8/16/22
/s/ Todd L. Boehly 8/16/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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