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Chontos Joseph E. – ‘3’ for 9/8/22 re: Aerojet Rocketdyne Holdings, Inc.

On:  Friday, 9/16/22, at 5:31pm ET   ·   For:  9/8/22   ·   As:  Officer   ·   Accession #:  899243-22-31327   ·   File #:  1-01520

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/16/22  Chontos Joseph E.                 3          Officer     2:12K  Aerojet Rocketdyne Holdings, Inc. Donnelley Fin’l S… 06/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML      9K 
 2: EX-24       EX-24 Document                                      HTML      7K 


‘3’   —   Form 3 Submission — doc3.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Chontos Joseph E.

(Last)(First)(Middle)
222 N. PACIFIC COAST HIGHWAY, SUITE 500

(Street)
EL SEGUNDOCA90245

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
9/8/22
3. Issuer Name and Ticker or Trading Symbol
AEROJET ROCKETDYNE HOLDINGS, INC. [ AJRD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock2,362D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Common Stock107 (2)D
Restricted Stock Units (3) (3)Common Stock216 (2)D
Restricted Stock Units (4) (4)Common Stock363 (2)D
Restricted Stock Units (5) (5)Common Stock4,000 (2)D
Restricted Stock Units (6) (6)Common Stock4,657 (2)D
Stock Appreciation Right 2/28/22 2/28/26Common Stock1,22532.25D
Stock Appreciation Right 4/30/21 4/30/25Common Stock3,33322.94D
Explanation of Responses:
(1)  The restricted stock units ("RSUs") vest in three equal annual installments beginning on March 2, 2021.
(2)  Each RSU represents a contingent right to receive one share of Aerojet Rocketdyne Holdings, Inc. common stock.
(3)  The RSUs vest in three equal annual installments beginning on March 1, 2022.
(4)  The RSUs vest in three equal annual installments beginning on February 28, 2023.
(5)  The RSUs vest in two equal annual installments beginning on April 21, 2023.
(6)  The RSUs vest in three equal annual installments beginning on September 3, 2023.
Remarks:
Exhibit 24 - Power of Attorney Vice President, General Counsel and Corporate Secretary
/s/ Rebecca A. Bauer, attorney-in-fact 9/16/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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