FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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OMB Number: | 3235-0104 |
Estimated average burden |
hours per response: | 0.5 |
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1. Name and Address of Reporting Person*
C/O BLACKSTONE INC., |
345 PARK AVENUE |
(Street)
| 2. Date of Event Requiring Statement
(Month/Day/Year) 11/3/22 | 3. Issuer Name and Ticker or Trading Symbol
APi Group Corp
[ APG ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| Director | X | 10% Owner |
| Officer (give title below) |
| Other (specify below) |
|
| 5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| Form filed by One Reporting Person |
X | Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
| 2.
Amount of Securities Beneficially Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Stock | 1,440,739 | I | See Footnotes |
Common Stock | 17,966 | I | See Footnotes |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr.
4)
| 2. Date Exercisable and Expiration Date
(Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
| 4. Conversion or Exercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
5.5% Series B Perpetual Convertible Preferred Stock | | | Common Stock | 24,089,837 | 24.6 | I | See Footnotes |
5.5% Series B Perpetual Convertible Preferred Stock | | | Common Stock | 300,406 | 24.6 | I | See Footnotes |
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC., |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC., |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC., |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
C/O BLACKSTONE INC. |
345 PARK AVENUE |
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
Explanation of Responses: |
Remarks: | |
| JUNO LOWER HOLDINGS L.P., By: Juno Holdings Manager L.L.C., its general partner, By: /s/ Christopher J. James, Manager | 11/14/22 |
| JUNO HOLDINGS MANAGER L.L.C., By: /s/ Christopher J. James, Manager | 11/14/22 |
| BLACKSTONE JUNO HOLDINGS L.P., By: BTO Holdings Manager L.L.C., its general partner, By: /s/ Christopher J. James, Manager | 11/14/22 |
| BTO HOLDINGS MANAGER L.L.C., By: /s/ Christopher J. James, Manager | 11/14/22 |
| BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES L.L.C., By: BTOA L.L.C., its sole member, By: /s/ Christopher J. James, Chief Operating Officer | 11/14/22 |
| BTOA L.L.C., By: /s/ Christopher J. James, Chief Operating Officer | 11/14/22 |
| BLACKSTONE HOLDINGS III L.P., By: Blackstone Holdings III GP L.P., its general partner, By: Blackstone Holdings III GP Management L.L.C., its general partner, By: /s/ Tabea Hsi, Senior Managing Director | 11/14/22 |
| BLACKSTONE HOLDINGS III GP L.P., By: Blackstone Holdings III GP Management L.L.C., its general partner, By: /s/ Tabea Hsi, Senior Managing Director | 11/14/22 |
| BLACKSTONE HOLDINGS III GP MANAGEMENT L.L.C., By: /s/ Tabea Hsi, Senior Managing Director | 11/14/22 |
| BLACKSTONE INC. By: /s/ Tabea Hsi, Senior Managing Director | 11/14/22 |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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