SEC Info - Altria Group, Inc. - ‘8-K’ for 10/26/22

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Altria Group, Inc. – ‘8-K’ for 10/26/22

On: Monday, 11/14/22, at 4:24pm ET · For: 10/26/22 · Accession #: 764180-22-112 · File #: 1-08940

  As Of               Filer                 Filing    For·On·As Docs:Size

11/14/22  Altria Group, Inc.                8-K:8,9    10/26/22   13:29M

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     52K 
 2: EX-99.1     Amended Stipulation and Agreement of Settlement     HTML    230K 
                (Nov 2022)                                                       
 3: EX-99.2     Notice of Pendency and Proposed Settlement of       HTML     53K 
                Derivative Actions (Nov 2022)                                    
 8: R1          Cover Page Cover Page                               HTML     58K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- mo-20221026_htm                     XML     38K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- mo-20221026_def                  XML     44K 
 6: EX-101.LAB  XBRL Labels -- mo-20221026_lab                       XML     95K 
 7: EX-101.PRE  XBRL Presentations -- mo-20221026_pre                XML     44K 
 4: EX-101.SCH  XBRL Schema -- mo-20221026                           XSD     15K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    21K 
13: ZIP         XBRL Zipped Folder -- 0000764180-22-000112-xbrl      Zip    124K

‘8-K’ — Current Report

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________________________________________________________________________________________________

FORM i 8-K

________________________________________________________________________________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i October 26, 2022

________________________________________________________________________________________________________________

i ALTRIA GROUP, INC.

(Exact name of registrant as specified in its charter)

______________________________________________________________________________________________________________

i Virginia

i 1-08940

i 13-3260245

(State or other jurisdiction
of incorporation)

(Commission File Number)

(I.R.S. Employer
Identification No.)



i 6601 West Broad Street,	i Richmond,	i Virginia	i 23230
(Address of principal executive offices)			(Zip Code)

Registrant’s telephone number, including area code: ( i 804) i 274-2200

_______________________________________________________________________________________________________________

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbols	Name of each exchange on which registered
i Common Stock, $0.33 1/3 par value	i MO	i New York Stock Exchange
i 1.000% Notes due 2023	i MO23A	i New York Stock Exchange
i 1.700% Notes due 2025	i MO25	i New York Stock Exchange
i 2.200% Notes due 2027	i MO27	i New York Stock Exchange
i 3.125% Notes due 2031	i MO31	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company			i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 8.01. Other Events.

On October 26, 2022, the United States District Court for the Eastern District of Virginia (the “Court”) entered an order granting preliminary approval of the settlement of the shareholder derivative action captioned In re Altria Group, Inc. Derivative Litigation, Case No. 3:20-cv-00772-DJN (the “Federal Action”). The complaint in the Federal Action, as well as other related shareholder derivative actions pending in Virginia state courts (collectively with the Federal Action, the “Actions”), alleges various claims, including breach of fiduciary duty claims, against certain Altria Group, Inc. (“Altria”) current and former directors and officers relating to Altria’s investment in JUUL Labs, Inc. (“JLI”). The complaints in the Actions also allege various claims against JLI, its founders and some of its current and former executives. The Actions were resolved pursuant to an Amended Stipulation and Agreement of Settlement (the “Stipulation”), a copy of which is attached as Exhibit 99.1.

Pursuant to the Court’s order granting preliminary approval of the settlement, Altria is filing the Stipulation and the Notice of Pendency and Proposed Settlement of Derivative Actions (the “Notice”), a copy of which is attached as Exhibit 99.2, with the U.S. Securities and Exchange Commission, publishing a summary of the Notice in The Wall Street Journal and publishing the Stipulation and the Notice in the investors section of Altria’s website at www.altria.com/shareholdersettlement.

Item 9.01. Financial Statements and Exhibits.


(d)	Exhibits

	99.1	Amended Stipulation and Agreement of Settlement
	99.2	Notice of Pendency and Proposed Settlement of Derivative Actions
	104	The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			ALTRIA GROUP, INC.

			By:			/s/ *W. HILDEBRANDT SURGNER, JR.*
			Name:			W. Hildebrandt Surgner, Jr.
			Title:			Vice President, Corporate Secretary and
						Associate General Counsel

DATE: November 14, 2022

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	11/14/22
For Period end:	10/26/22	8-K
		List all Filings

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Filing Submission 0000764180-22-000112 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)