The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
		UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities	OMB APPROVAL OMB Number: 3235-0076 Estimated average burden hours per response: 4.00

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1. Issuer's Identity

CIK (Filer ID Number)	Previous Names	None	Entity Type
74751	CHICAGO BOARD OPTIONS EXCHANGE CLEARING		X Corporation    Limited Partnership    Limited Liability Company    General Partnership    Business Trust    Other (Specify)
Name of Issuer
OPTIONS CLEARING CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago    Within Last Five Years (Specify Year)    Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
OPTIONS CLEARING CORP
Street Address 1		Street Address 2
125 South Franklin Street		Suite 1200
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
Chicago	ILLINOIS	60606	312-322-6200

3. Related Persons

Last Name	First Name	Middle Name
Adamczyk	Joseph	P.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Angstadt	Janet
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Barrett	Thomas
Street Address 1	Street Address 2
Goldman Sachs & Co.	200 West Street, Sixth Floor
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10282

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Bauer	Julie	W.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Bolkovic	Andrej
Street Address 1	Street Address 2
ABN-AMRO Clearing	175 South Jackson Boulevard, Suite 2050
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60604

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Bourne	Stuart	M.
Street Address 1	Street Address 2
Bank of America Merrill Lynch	One Bryant Park
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10036

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Busby	Daniel	T.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Cardello	Thomas	R.
Street Address 1	Street Address 2
Venice Financial Management, LLC	1 Dock Street, Suite 610
City	State/Province/Country	ZIP/PostalCode
Stamford	CONNECTICUT	06902

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Chiodi	Maria
Street Address 1	Street Address 2
Credit Suisse	Eleven Madison Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10010

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Davidson, III	John	P.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Dawson	Carla
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Donohue	Craig	S.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Dwyer	Timothy	J.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Eckert	Kurt	M.
Street Address 1	Street Address 2
Wolverine Trading	175 West Jackson Boulevard, Suite 200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60604

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Fennell	John	J.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Frank	Thomas	A.
Street Address 1	Street Address 2
Interactive Brokers, LLC	One Pickwick Plaza
City	State/Province/Country	ZIP/PostalCode
Greenwich	CONNECTICUT	06830

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Frucher	Meyer	S.
Street Address 1	Street Address 2
Nasdaq	324 West 101st Street, Apt. 2
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10025

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Goone	David	S.
Street Address 1	Street Address 2
IntercontinentalExchange, Inc., NYSE	353 North Clark Street, Suite 3100
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60654

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Hickey	Patrick
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Hoag	David	A.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Hughes	J.	Matthew
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Isaacson	Christopher	A.
Street Address 1	Street Address 2
Cboe Inc.	8050 Marshall Drive, Suite 120
City	State/Province/Country	ZIP/PostalCode
Lenexa	KANSAS	66214

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Jamshed	Saqib
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Kamnik	Joseph	P.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Kennedy	Kevin	J.
Street Address 1	Street Address 2
Nasdaq	2929 Walnut Street, Floor 8
City	State/Province/Country	ZIP/PostalCode
Philadelphia	PENNSYLVANIA	19104

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
King	Elizabeth	K.
Street Address 1	Street Address 2
NYSE Group	11 Wall Street, 19th Floor
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10005

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Knabjian	Denise
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Lester	Susan	E.
Street Address 1	Street Address 2
3145 Brant Street
City	State/Province/Country	ZIP/PostalCode
San Diego	CALIFORNIA	92103

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Lindsey	Richard	R.
Street Address 1	Street Address 2
Windham Capital Management, Inc.	800 Boylston Street, 30th Floor
City	State/Province/Country	ZIP/PostalCode
Boston	MASSACHUSETTS	02199

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Litterman	Robert	R.
Street Address 1	Street Address 2
Kepos Capital, LP	20 Twin Oak Road
City	State/Province/Country	ZIP/PostalCode
Short Hills	NEW JERSEY	07078

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Luparello	Stephen
Street Address 1	Street Address 2
Citadel Securities	350 Park Avenue
City	State/Province/Country	ZIP/PostalCode
New York	NEW YORK	10022

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
McCormick	Amy	S.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Michaels	Dale	A.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Morrison	Mark	J.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Mugica	Hugo	A.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
O'Flynn	Susan	G.
Street Address 1	Street Address 2
Morgan Stanley	20 Bank Street, Canary Wharf
City	State/Province/Country	ZIP/PostalCode
London	UNITED KINGDOM	E14 4AD

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Prosperi	David	P.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Shelly	Amy	C.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Thakkar	Vishal
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Warren	Scot	E.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
White	Alice	Patricia
Street Address 1	Street Address 2
4635 15th Street North
City	State/Province/Country	ZIP/PostalCode
Arlington	VIRGINIA	22207

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Wong	Lauren	W.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Woods	Dennis	S.
Street Address 1	Street Address 2
125 South Franklin Street	Suite 1200
City	State/Province/Country	ZIP/PostalCode
Chicago	ILLINOIS	60606

Relationship:	X	Executive Officer		Director		Promoter

Clarification of Response (if Necessary):

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Last Name	First Name	Middle Name
Yates	William	T.
Street Address 1	Street Address 2
TD Ameritrade	200 South 108th Avenue
City	State/Province/Country	ZIP/PostalCode
Omaha	NEBRASKA	68154

Relationship:		Executive Officer	X	Director		Promoter

Clarification of Response (if Necessary):

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4. Industry Group

Agriculture Banking & Financial Services    Commercial Banking    Insurance    Investing    Investment Banking    Pooled Investment Fund Is the issuer registered as an investment company under the Investment Company Act of 1940?    Yes    No    Other Banking & Financial Services    Business Services Energy    Coal Mining    Electric Utilities    Energy Conservation    Environmental Services    Oil & Gas    Other Energy

Health Care    Biotechnology    Health Insurance    Hospitals & Physicians    Pharmaceuticals    Other Health Care    Manufacturing Real Estate    Commercial    Construction    REITS & Finance    Residential    Other Real Estate

Retailing Restaurants Technology    Computers    Telecommunications    Other Technology Travel    Airlines & Airports    Lodging & Conventions    Tourism & Travel Services    Other Travel X Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
X	Decline to Disclose			Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 504 (b)(1)(i)    Rule 504 (b)(1)(ii)    Rule 504 (b)(1)(iii)    Rule 506(b) X Rule 506(c)    Securities Act Section 4(a)(5)

Investment Company Act Section 3(c)    Section 3(c)(1)    Section 3(c)(9)      Section 3(c)(2)    Section 3(c)(10)    Section 3(c)(3)    Section 3(c)(11)    Section 3(c)(4)    Section 3(c)(12)    Section 3(c)(5)    Section 3(c)(13)    Section 3(c)(6)    Section 3(c)(14)    Section 3(c)(7)

7. Type of Filing

	New Notice			Date of First Sale	4/25/14				First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?

X Yes    No

9. Type(s) of Securities Offered (select all that apply)

	Equity		Pooled Investment Fund Interests
	Debt		Tenant-in-Common Securities
	Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
	Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	X	Other (describe)
		Cash-settled over-the-counter options on the S&P 500 Index ("OTC Options")

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?

Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor

$0

USD

12. Sales Compensation

13. Offering and Sales Amounts

Total Offering Amount		USD	or X Indefinite
Total Amount Sold	$740,000	USD
Total Remaining to be Sold		USD	or X Indefinite

Clarification of Response (if Necessary):

OCC is the issuer of the OTC Options in its capacity as a reg clearing agcy. OTC Options w/tenors of less than 1101 days are subject to a min notional amt req under OCC's By-Laws/Rules but no min premium amt. Item 13(b) reps notional amt of options issued

14. Investors

	Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
	Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:	2

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$0	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

In their capacity as broker-dealers, OCC's clearing members may charge commissions or other fees with respect to any OTC Options, but OCC will not charge or pay any portion of such commissions or fees. See Item 16 below.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

OCC will not receive any proceeds from the OTC Options. OCC charges clearing fees with respect to the OTC Options and no such fees will be paid to any of OCC's executive officers, directors or promoters.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed. Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
OPTIONS CLEARING CORP	John P. Davidson	John P. Davidson	CEO	4/10/20

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.