SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Wells Fargo & Co. – ‘SC 13G/A’ on 2/10/23 re: Hugoton Royalty Trust

On:  Friday, 2/10/23, at 10:05am ET   ·   Accession #:  72971-23-55   ·   File #:  5-56403

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/10/23   ·   Next:  ‘SC 13G/A’ on 2/10/23   ·   Latest:  ‘SC 13G/A’ on 3/5/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 2/10/23  Wells Fargo & Co.                 SC 13G/A               1:19K  Hugoton Royalty Trust

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Schedule 13G   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     19K 
                Beneficial Ownership by a "Passive" Investor                     


This is an HTML Document rendered as filed.  [ Alternative Formats ]










UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)

HUGOTON ROYALTY TRUST

(Name of Issuer)

Royalty Trust

(Title of Class of Securities)

444717102

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X]
Rule 13d-1 (b)
[]
Rule 13d-1 (c)
[]
Rule 13d-1 (d)

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
CUSIP No. 444717102

Person 1
 1.(a) Names of Reporting Persons
Wells Fargo & Company
 (b) Tax ID
41-0449260

 2.Check the Appropriate Box if a Member of a Group (See Instructions)
  (a)  []
  (b)  []

 3.SEC Use Only

 4.Citizenship or Place of Organization:  Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power: 0

6.  Shared Voting Power: 0

7. Sole Dispositive Power: 774,494

8. Shared Dispositive Power: 0


9.Aggregate Amount Beneficially Owned by Each Reporting Person:  774,494


10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) []


11.
Percent of Class Represented by Amount in Row (9):  
1.9%


12.Type of Reporting Person (See Instructions)
HC

Item 1.
 (a)Name of Issuer
HUGOTON ROYALTY TRUST
 (b)Address of Issuer's Principal Executive Offices
  
C/O SIMMONS BANK TRUSTEE, 2911 TURTLE CREEK BLVD., SUITE 850, DALLAS, TX 75219
Item 2.
 (a)Name of Person Filing
Wells Fargo & Company
 (b)Address of Principal Business Office or, if none, Residence
420 Montgomery Street, San Francisco, CA 94163
 (c)Citizenship
Delaware
 (d)Title of Class of Securities
Royalty Trust
 (e)CUSIP Number
444717102
 
Item 3.If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)[ ]Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c)
(b)[ ]Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)[ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C 80a-8).
(e)[ ]An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f)[ ]An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g)[X]A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)[ ]A non-U.S.institution in accordance with 240.13d-1(b)(1)(ii)(J);
(k)[ ]Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S.institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ______________
 
Item 4.Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 (a)Amount beneficially owned: 774,494
 (b)
Percent of class:  
1.9%
 (c)Number of shares as to which the person has:
  (i)Sole power to vote or to direct the vote: 0
 (ii)Shared power to vote or to direct the vote: 0
  (iii)Sole power to dispose or to direct the disposition of: 774,494
  (iv)Shared power to dispose or to direct the disposition of: 0

Item 5.Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[x].
 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
  See Exhibit B
Item 8.Identification and Classification of Members of the Group
  Not applicable.
Item 9.Notice of Dissolution of Group
  Not applicable.
Item 10.Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 25, 2023
WELLS FARGO & COMPANY

Signature
Patricia Arce, Designated Signer

Name/Title


Exhibit A
EXPLANATORY NOTE

This Schedule 13G is filed by Wells Fargo & Company on its own behalf and on behalf of any subsidiaries listed in Exhibit B. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 9 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by a subsidiary.
Exhibit B
The Schedule 13G to which this attachment is appended is filed by Wells Fargo & Company on behalf of the following subsidiaries:

Wells Fargo Advisors Financial Network, LLC (1)
Wells Fargo Clearing Services, LLC (1)

(1) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c)




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/10/23SC 13G,  SC 13G/A
1/25/23
12/31/22
 List all Filings 
Top
Filing Submission 0000072971-23-000055   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 2:45:08.2am ET