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National Grid USA Service Co Inc – ‘U-12-IB’ on 1/25/06 re: National Grid USA Service Co Inc

On:  Wednesday, 1/25/06, at 11:51am ET   ·   Effective:  1/25/06   ·   Accession #:  71297-6-2   ·   File #:  12-00022

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/25/06  National Grid USA Service Co Inc  U-12-IB     1/25/06    1:46K  National Grid USA Service Co Inc  National Grid USA

Three-Year Ownership Statement by a Person Employed or Retained by a Registered Holding Company   —   Form U-12(I)-B
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: U-12-IB     Three-Year Ownership Statement by a Person          HTML     32K 
                          Employed or Retained by a Registered                   
                          Holding Company                                        

This is an HTML Document rendered as filed.  [ Alternative Formats ]

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FORM U-12(I)-B (THREE-YEAR STATEMENT)

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.

 

FORM U-12(I)-B (THREE-YEAR STATEMENT)

 

Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b)

 

(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)

 

1.

Name and business address of person filing statement.

 

See attached Exhibit A

 

2.

Names and business addresses of any persons through whom the undersigned proposes

to act in matters included within the exemption provided by paragraph(b) of Rule U-71.

 

None.

 

3.

Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained.

National Grid USA Service Company, Inc. and associated companies, including National Grid USA and National Grid plc.

 

4.

Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship.

 

See attached Exhibit A

 

5.

(a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.)

 

See attached Exhibit B

 

(b) Basis for compensation if other than salary.

 

6.

(To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same.

 

(a)

Total amount of routine expenses charged to client:

 

See attached Exhibit B

 

(b)

Itemized list of other expenses:

 

None

 

 



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National Grid USA Service Company, Inc.

 

By:

/s/ Susan M. Crossett          

 

Susan M. Crossett

 

 

By

/s/ William F. Edwards          

 

William F. Edwards

 

 

By:

/s/ Connie L. Lausten           

 

Connie L. Lausten

 

 

By:

/s/ Joseph P. Newman          

 

Joseph P. Newman

 

 

By:

/s/ Robert G. Seega             

 

Robert G. Seega

 

 

By:

/s/ Pamela A. Viapiano          

 

Pamela A. Viapiano

 

 

 

 

Date:

January 25, 2006

 


 

 

 

 



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EXHIBIT INDEX


 

Exhibit No.

 

Description

Page

 

 

 

 

A

 

Names, positions, corporate affiliations and business addresses of individuals who may act during 2006, 2007, and 2008 in matters included within the exemption provided by paragraph (b) of Rule 71

 

Filed herewith

B

 

Compensation received during the current year and estimated to be received over the next two calendar years and total amount of routine expenses charged to client in 2005

Filed herewith

 

 

 



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EXHIBIT A

 

Names, positions, corporate affiliations and business addresses of individuals who may act during 2006, 2007, and 2008 in matters included within the exemption provided by paragraph (b) of Rule 71:

 

National Grid USA Service Company, Inc.

 

Susan M. Crossett

Vice President, Public Affairs-New York

Niagara Mohawk Power Corporation

300 Erie Boulevard West

Syracuse, NY 13202

 

William F. Edwards

President, Niagara Mohawk Power Corporation

300 Erie Boulevard West

Syracuse, NY 13202

 

Connie L. Lausten

Manager, Federal Affairs

633 Pennsylvania Avenue, NW, 6th Floor

Washington DC 20004

 

Joseph P. Newman

Vice President, Massachusetts Public Affairs

Massachusetts Electric Company

55 Bearfoot Road

Northborough, MA 01532

 

Robert G. Seega

Director, Treasury Services and

Assistant Treasurer

25 Research Drive

Westborough, MA 01582

 

Pamela A. Viapiano

Manager, Transmission Reporting

25 Research Drive

Westborough, MA 01582

 

The duties of each of the above-listed individuals may require, among other things, such appearances as may be necessary before the Federal Energy Regulatory Commission, the Securities and Exchange Commission, and, possibly on rare occasions, Congress, or the staff of these Commissions or Congress, to present or discuss matters affecting the National Grid plc companies. The time devoted to such activities represents only a small fraction of the time devoted to the duties of their above-listed positions.

 

 



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EXHIBIT B


 

 

Name of Recipient

Total Compensation Received
                  in 2005(a)             

Estimated Compensation (b)
 2006          2007           2008

 

 

 

Susan M. Crossett

 

 

William F. Edwards

 

 

Connie L. Lausten

 

 

Joseph P. Newman

 

 

Robert G. Seega

 

 

Pamela A. Viapiano

 

 

 

 

(Filed under confidential treatment pursuant to Rule 104(b))

 

 

(a)

Includes incentive compensation and other bonuses, if any, paid to recipient in calendar year 2005 and deferred amounts including shares and/or cash and excludes health insurance amounts and other fringe benefits and amounts reported to the IRS as taxable compensation re: life insurance and other fringe benefits.

 

(b)

Does not include an estimate of incentive compensation or other bonuses.

 



 

 

 

Name

 

Total Amount of Routine Expenses
Charged to Client in 2005

 

 

 

 

Susan Crossett

 

 

$26,385.30

William Edwards

 

 

$22,736.95

Connie Lausten

 

 

$12,510.86

Joseph P. Newman

 

 

$  3,814.01

Robert G. Seega

 

 

$  3,999.28

Pamela A. Viapiano

 

 

     0

 

 

 

 

 

 


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