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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/25/06 National Grid USA Service Co Inc U-12-IB 1/25/06 1:46K National Grid USA Service Co Inc National Grid USA |
Document/Exhibit Description Pages Size 1: U-12-IB Three-Year Ownership Statement by a Person HTML 32K Employed or Retained by a Registered Holding Company
U-12-IB | 1st “Page” of 5 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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FORM U-12(I)-B (THREE-YEAR STATEMENT)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) |
1. |
Name and business address of person filing statement. |
See attached Exhibit A
2. |
Names and business addresses of any persons through whom the undersigned proposes |
to act in matters included within the exemption provided by paragraph(b) of Rule U-71.
None.
3. |
Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. |
National Grid USA Service Company, Inc. and associated companies, including National Grid USA and National Grid plc.
4. |
Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. |
See attached Exhibit A
5. |
(a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) |
See attached Exhibit B
(b) Basis for compensation if other than salary.
6. |
(To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. |
(a) |
Total amount of routine expenses charged to client: |
See attached Exhibit B
(b) |
Itemized list of other expenses: |
None
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National Grid USA Service Company, Inc.
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/s/ Joseph P. Newman | |
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/s/ Robert G. Seega | |
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Exhibit No. |
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Description |
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A |
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Names, positions, corporate affiliations and business addresses of individuals who may act during 2006, 2007, and 2008 in matters included within the exemption provided by paragraph (b) of Rule 71
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B |
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Compensation received during the current year and estimated to be received over the next two calendar years and total amount of routine expenses charged to client in 2005 |
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EXHIBIT A
Names, positions, corporate affiliations and business addresses of individuals who may act during 2006, 2007, and 2008 in matters included within the exemption provided by paragraph (b) of Rule 71:
National Grid USA Service Company, Inc.
Vice President, Public Affairs-New York
Niagara Mohawk Power Corporation
300 Erie Boulevard West
President, Niagara Mohawk Power Corporation
300 Erie Boulevard West
Manager, Federal Affairs
633 Pennsylvania Avenue, NW, 6th Floor
Washington DC 20004
Vice President, Massachusetts Public Affairs
Massachusetts Electric Company
55 Bearfoot Road
Director, Treasury Services and
Assistant Treasurer |
25 Research Drive
Manager, Transmission Reporting
25 Research Drive
The duties of each of the above-listed individuals may require, among other things, such appearances as may be necessary before the Federal Energy Regulatory Commission, the Securities and Exchange Commission, and, possibly on rare occasions, Congress, or the staff of these Commissions or Congress, to present or discuss matters affecting the National Grid plc companies. The time devoted to such activities represents only a small fraction of the time devoted to the duties of their above-listed positions.
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EXHIBIT B
Name of Recipient |
Total Compensation Received |
Estimated Compensation (b) |
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(Filed under confidential treatment pursuant to Rule 104(b))
(a) |
Includes incentive compensation and other bonuses, if any, paid to recipient in calendar year 2005 and deferred amounts including shares and/or cash and excludes health insurance amounts and other fringe benefits and amounts reported to the IRS as taxable compensation re: life insurance and other fringe benefits.
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(b) |
Does not include an estimate of incentive compensation or other bonuses.
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Name |
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Total Amount of Routine Expenses | |
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Susan Crossett |
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$26,385.30 |
William Edwards |
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$22,736.95 |
Connie Lausten |
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$12,510.86 |
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$ 3,814.01 | |
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$ 3,999.28 | |
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0 |
Referenced-On Page | |||||||||
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This ‘U-12-IB’ Filing | Date | First | Last | Other Filings | |||||
Filed on / Effective on: | 1/25/06 | 2 | None on these Dates | ||||||
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