|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/30/19 SPI Energy Co., Ltd. 20-F 12/31/18 143:9.5M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 20-F Annual Report by a Foreign Non-Canadian Issuer HTML 1.16M
2: EX-4.49 Share Purchase Agreement HTML 74K
3: EX-4.50 Share Purchase Agreement HTML 74K
4: EX-4.51 Share Purchase Agreement HTML 74K
5: EX-4.52 Share Purchase Agreement HTML 73K
6: EX-4.53 Share Purchase Agreement HTML 74K
7: EX-4.54 Share Purchase Agreement HTML 99K
9: EX-13.1 Certification by the Chief Executive Officer HTML 36K
8: EX-12.1 Certification by the Chief Executive Officer HTML 41K
10: EX-15.1 Consent of Independent Registered Public HTML 37K
Accounting Firm
11: EX-15.2 Consent HTML 36K
18: R1 Document and Entity Information HTML 65K
19: R2 Consolidated Balance Sheets HTML 182K
20: R3 Consolidated Balance Sheets (Parenthetical) HTML 45K
21: R4 Consolidated Statements of Operations HTML 151K
22: R5 Consolidated Statements of Comprehensive Loss HTML 69K
23: R6 Consolidated Statements of Equity (Deficit) HTML 97K
24: R7 Consolidated Statements of Cash Flows HTML 210K
25: R8 Reconciliation of Cash HTML 47K
26: R9 1. Description of Business and Organization HTML 55K
27: R10 2. Going Concern HTML 44K
28: R11 3. Summary of Significant Accounting Policies HTML 212K
29: R12 4. Disposition of SPI China HTML 65K
30: R13 5. Business Acquisitions HTML 46K
31: R14 6. Deconsolidation of Sinsin HTML 51K
32: R15 7. Restricted Cash HTML 39K
33: R16 8. Accounts Receivable HTML 54K
34: R17 9. Inventories, net HTML 42K
35: R18 10. Project Assets HTML 44K
36: R19 11. Prepaid Expenses and Other Current Assets HTML 46K
37: R20 12. Intangible Assets HTML 52K
38: R21 13. Goodwill HTML 41K
39: R22 14. Property, Plant and Equipment HTML 46K
40: R23 15. Investment in Affiliates HTML 41K
41: R24 16. Fair Value Measurement HTML 43K
42: R25 17. Accrued Liabilities HTML 44K
43: R26 18. Advance From Customers HTML 38K
44: R27 19. Short-term Borrowings and Long-term Borrowings HTML 51K
45: R28 20. Convertible Bonds HTML 48K
46: R29 21. Other Liabilities HTML 47K
47: R30 22. Shareholders' Equity (Deficit) HTML 40K
48: R31 23. Share-based Compensation HTML 102K
49: R32 24. Income Taxes HTML 75K
50: R33 25. Net Loss Per Share HTML 49K
51: R34 26. Commitments and Contingencies HTML 46K
52: R35 27. Concentration Risk HTML 45K
53: R36 28. Segment information HTML 57K
54: R37 29. Related Party Transactions HTML 40K
55: R38 30. Subsequent Events HTML 41K
56: R39 3. Summary of Significant Accounting Policies HTML 305K
(Policies)
57: R40 1. Description of Business and Organization HTML 41K
(Tables)
58: R41 3. Summary of Significant Accounting Policies HTML 141K
(Tables)
59: R42 4. Disposition of SPI China (Tables) HTML 66K
60: R43 5. Business Acquisitions (Tables) HTML 42K
61: R44 6. Deconsolidation of Sinsin (Tables) HTML 44K
62: R45 8. Accounts Receivable (Tables) HTML 49K
63: R46 9. Inventories, net (Tables) HTML 42K
64: R47 10. Project Assets (Tables) HTML 41K
65: R48 11. Prepaid Expenses and Other Current Assets HTML 42K
(Tables)
66: R49 12. Intangible Assets (Tables) HTML 53K
67: R50 13. Goodwill (Tables) HTML 41K
68: R51 14. Property, Plant and Equipment (Tables) HTML 44K
69: R52 17. Accrued liabilities (Tables) HTML 42K
70: R53 19. Short-term borrowings and long-term borrowings HTML 50K
(Tables)
71: R54 21. Other liabilities (Tables) HTML 42K
72: R55 23. Share-based Compensation (Tables) HTML 104K
73: R56 24. Income Taxes (Tables) HTML 73K
74: R57 25. Net Loss Per Share (Tables) HTML 51K
75: R58 26. Commitments and Contingencies (Tables) HTML 40K
76: R59 27. Concentration Risk (Tables) HTML 46K
77: R60 28. Segment information (Tables) HTML 60K
78: R61 2. Going Concern (Details Narrative) HTML 55K
79: R62 3. Summary of Significant Accounting Policies HTML 50K
(Details - PPE useful lives)
80: R63 3. Summary of Significant Accounting Policies HTML 92K
(Details - Disaggregation of revenue by revenue
stream)
81: R64 3. Summary of Significant Accounting Policies HTML 62K
(Details - By timing of revenue recognition)
82: R65 3. Summary of Significant Accounting Policies HTML 42K
(Details - Contract balance)
83: R66 3. Summary of Significant Accounting Policies HTML 44K
(Details - Capitalized interest)
84: R67 3. Summary of Significant Accounting Policies HTML 43K
(Details Narrative)
85: R68 4. Disposition of SPI China (Details - Balance HTML 136K
Sheet)
86: R69 4. Disposition of SPI China (Details - Statement HTML 84K
of operation)
87: R70 4. Disposition of SPI China (Details Narrative) HTML 45K
88: R71 5. Business Acquisitions (Details) HTML 65K
89: R72 5. Business Acquisitions (Details Narrative) HTML 49K
90: R73 6. Deconsolidation of Sinsin (Details) HTML 78K
91: R74 6. Deconsolidation of Sinsin (Details Narrative) HTML 38K
92: R75 7. Restricted cash (Details Narrative) HTML 39K
93: R76 8. Accounts Receivable (Details - Accounts HTML 53K
receivable)
94: R77 8. Accounts Receivable (Details - Allowance for HTML 48K
Doubtful Accounts)
95: R78 8. Accounts Receivable (Details Narrative) HTML 48K
96: R79 9. Inventories (Details) HTML 45K
97: R80 9. Inventories (Details Narrative) HTML 40K
98: R81 10. Project Assets (Details) HTML 44K
99: R82 10. Project Assets (Details Narrative) HTML 52K
100: R83 11. Prepaid expenses and other current assets HTML 47K
(Details)
101: R84 11. Prepaid expenses and other current assets HTML 50K
(Details Narrative)
102: R85 12. Intangible Assets (Details - Intangible HTML 54K
Assets)
103: R86 12. Intangible Assets (Details - Future HTML 57K
Amortization)
104: R87 12. Intangible Assets (Details Narrative) HTML 42K
105: R88 13. Goodwill (Details - Goodwill) HTML 43K
106: R89 13. Goodwil (Details Narrative) HTML 43K
107: R90 14. Property, Plant and Equipment (Details) HTML 60K
108: R91 14. Property, Plant and Equipment (Details HTML 41K
Narrative)
109: R92 15. Investment in Affiliates (Details Narrative) HTML 59K
110: R93 16. Fair value measurement (Details Narrative) HTML 47K
111: R94 17. Accrued liabilities (Details) HTML 51K
112: R95 19. Short-term borrowings and long-term borrowings HTML 61K
(Details - Debt)
113: R96 19. Short-term borrowings and long-term borrowings HTML 58K
(Details - Maturities)
114: R97 19. Short-term borrowings and long-term borrowings HTML 60K
(Details Narrative)
115: R98 20. Convertible Bonds (Details Narrative) HTML 74K
116: R99 21. Other liabilities (Details) HTML 51K
117: R100 21. Other liabilities (Details Narrative) HTML 50K
118: R101 22. Stockholders' Deficit (Details Narrative) HTML 58K
119: R102 23. Stock-based Compensation (Details - HTML 45K
Stock-Based Compensation Expense by Award type)
120: R103 23. Stock-based Compensation (Details - HTML 47K
Compensation expense by line item)
121: R104 23. Stock-based Compensation (Details - HTML 51K
Assumptions)
122: R105 23. Stock-based Compensation (Details - Option HTML 91K
Activity)
123: R106 23. Stock-based Compensation (Details - Options by HTML 63K
Exercise Price)
124: R107 23. Stock-based Compensation (Details - Non-vested HTML 89K
options)
125: R108 23. Stock-based Compensation (Details - RSU's) HTML 57K
126: R109 23. Stock-based Compensation (Details Narrative) HTML 41K
127: R110 24. Income Taxes (Details - Loss before Provision) HTML 45K
128: R111 24. Income Taxes (Details - Provision for income HTML 67K
taxes)
129: R112 24. Income Taxes (Details - Tax reconciliation) HTML 76K
130: R113 24. Income Taxes (Details - Deferred income taxes) HTML 86K
131: R114 24. Income Taxes (Details Narrative) HTML 53K
132: R115 25. Net Loss Per Share (Details - Basic and HTML 55K
Diluted)
133: R116 25. Net Loss Per Share (Details - Antidilutive HTML 44K
shares)
134: R117 26. Commitments and Contingencies (Details - HTML 56K
Minimum lease payments)
135: R118 26. Commitments and Contingencies (Details HTML 42K
Narrative)
136: R119 27. Concentration Risk (Details - Accounts HTML 55K
receivable risk)
137: R120 28. Segment information (Details - By Product) HTML 53K
138: R121 28. Segment information (Details - Geographic) HTML 54K
139: R122 28. Segment information (Details - Long-lived HTML 53K
assets)
140: R123 29. Related Party Transactions (Details Narrative) HTML 43K
142: XML IDEA XML File -- Filing Summary XML 264K
141: EXCEL IDEA Workbook of Financial Reports XLSX 153K
12: EX-101.INS XBRL Instance -- spi-20181231 XML 2.86M
14: EX-101.CAL XBRL Calculations -- spi-20181231_cal XML 400K
15: EX-101.DEF XBRL Definitions -- spi-20181231_def XML 825K
16: EX-101.LAB XBRL Labels -- spi-20181231_lab XML 1.62M
17: EX-101.PRE XBRL Presentations -- spi-20181231_pre XML 1.32M
13: EX-101.SCH XBRL Schema -- spi-20181231 XSD 264K
143: ZIP XBRL Zipped Folder -- 0001683168-19-001261-xbrl Zip 233K
Exhibit 12.1
Certification by the Chief Executive Officer
Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
I, Xiaofeng Peng, certify that:
1. I have reviewed this annual report on Form 20-F of SPI Energy Co., Ltd. (the “Company”);
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the Company as of, and for, the periods presented in this report;
4. The Company’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the Company and have:
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| (c) | Evaluated the effectiveness of the Company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| (d) | Disclosed in this report any change in the Company’s internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting; and |
5. The Company’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the Company’s auditors and the audit committee of the Company’s board of directors (or persons performing the equivalent functions):
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial information; and |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal control over financial reporting. |
Date: April 30, 2019
| By: |
/s/ Xiaofeng Peng |
||||||
| Name: | Xiaofeng Peng | ||||||
| Title: | Chief Executive Officer | ||||||
| (Principal Executive, Financial and Accounting Officer) | |||||||
| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/30/19 | |||
| For Period end: | 12/31/18 | 6-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/14/23 SPI Energy Co., Ltd. 10-K 12/31/22 129:11M GlobalOne Filings Inc/FA 4/01/22 SPI Energy Co., Ltd. 10-K 12/31/21 133:11M GlobalOne Filings Inc/FA 11/23/21 SPI Energy Co., Ltd. 20-F/A 12/31/20 127:8.2M GlobalOne Filings Inc/FA 10/29/21 SPI Energy Co., Ltd. 20-F/A 12/31/20 126:13M GlobalOne Filings Inc/FA 4/29/21 SPI Energy Co., Ltd. 20-F 12/31/20 128:8.1M GlobalOne Filings Inc/FA |