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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/16 Live Ventures Inc 10-K 9/30/16 95:8.6M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 672K 2: EX-3.1.6 Certificate of Designation HTML 64K 6: EX-10.22 Spa (Live-Vsi) HTML 361K 7: EX-10.23 Subordinated Acquisition Note HTML 48K 8: EX-10.24 Subordination Agreement HTML 88K 9: EX-10.25 Employment Agreement HTML 115K 10: EX-10.26 Stock Option Agreement HTML 47K 11: EX-10.27 Loan Agreement HTML 246K 12: EX-10.28 Revolving Credit Note HTML 41K 13: EX-10.29 Security Agreement HTML 83K 14: EX-10.30 Vintage Stock - Term Loan Agreement HTML 651K 15: EX-10.31 Form of Note HTML 26K 16: EX-10.32 Security and Pledge Agreement HTML 164K 3: EX-10.7 Note Purchase Agreement HTML 123K 4: EX-10.7A Amendment No. 1 to Note Purchase Agreement HTML 36K 5: EX-10.7B Amendment No. 2 to Note Purchase Agreement HTML 33K 17: EX-23.1 Consent of Experts or Counsel HTML 23K 18: EX-31.1 Certification -- §302 - SOA'02 HTML 29K 19: EX-31.2 Certification -- §302 - SOA'02 HTML 29K 20: EX-32.1 Certification -- §906 - SOA'02 HTML 23K 27: R1 Document and Entity Information HTML 52K 28: R2 Consolidated Balance Sheets HTML 113K 29: R3 Consolidated Balance Sheets (Parenthetical) HTML 47K 30: R4 Consolidated Statements of Operations HTML 108K 31: R5 Consolidated Statements of Changes in HTML 88K Stockholders' Equity 32: R6 Consolidated Statements of Cash Flows HTML 169K 33: R7 1. Background and Basis of Presentation HTML 30K 34: R8 2. Summary of Significant Accounting Policies HTML 82K 35: R9 3. Balance Sheet Detail Information HTML 64K 36: R10 4. Goodwill and Other Intangibles HTML 34K 37: R11 5. Derivative Liability HTML 36K 38: R12 6. Notes Payable HTML 70K 39: R13 7. Note Payable, Related Party HTML 26K 40: R14 8. Stockholders' Equity HTML 43K 41: R15 9. Warrants HTML 51K 42: R16 10. Stock-based Compensation HTML 62K 43: R17 11. Earnings (Loss) Per Share HTML 51K 44: R18 12. Related Party Transactions HTML 30K 45: R19 13. Commitments and Contingencies HTML 36K 46: R20 14. Income Taxes HTML 65K 47: R21 15. Concentration of Credit Risk HTML 28K 48: R22 16. Acquisitions HTML 47K 49: R23 17. Segment Reporting HTML 72K 50: R24 18. Subsequent Events HTML 55K 51: R25 2. Summary of Significant Accounting Policies HTML 154K (Policies) 52: R26 3. Balance Sheet Detail Information (Tables) HTML 76K 53: R27 4. Goodwill and Other Intangibles (Tables) HTML 29K 54: R28 5. Derivative Liability (Tables) HTML 35K 55: R29 6. Notes Payable (Tables) HTML 51K 56: R30 9. Warrants (Tables) HTML 46K 57: R31 10. Stock-based Compensation (Tables) HTML 61K 58: R32 11. Earnings (Loss) Per Share (Tables) HTML 49K 59: R33 13. Commitments and Contingencies (Tables) HTML 29K 60: R34 14. Income Taxes (Tables) HTML 65K 61: R35 16. Acquisitions (Tables) HTML 37K 62: R36 17. Segment Reporting (Tables) HTML 67K 63: R37 2. Summary of Significant Accounting Policies HTML 53K (Details Narrative) 64: R38 3. Balance Sheet Detail Information (Details) HTML 130K 65: R39 4. Goodwill and Other Intangibles (Details) HTML 40K 66: R40 4. Goodwill and Other Intangibles (Details HTML 49K Narrative) 67: R41 5. Derivative Liability (Details) HTML 34K 68: R42 6. Notes Payable (Details - Note Payable) HTML 52K 69: R43 6. Notes Payable (Details - Note Payable details) HTML 51K 70: R44 6. Notes Payable (Details - Future Maturities) HTML 40K 71: R45 6. Notes Payable (Details Narrative) HTML 52K 72: R46 7. Note Payable, Related Party (Details Narrative) HTML 34K 73: R47 8. Stockholders' Equity (Details Narrative) HTML 69K 74: R48 9. Warrants (Details - Warrants Outstanding) HTML 58K 75: R49 9. Warrants (Details - Exercise price) HTML 43K 76: R50 10. Stock-based Compensation (Details - Option HTML 67K activity) 77: R51 10. Stock-based Compensation (Details - Option HTML 52K price) 78: R52 10. Stock-based Compensation (Details - Non HTML 37K vested) 79: R53 10. Stock-based Compensation (Details - HTML 33K Assumptions) 80: R54 10. Stock-based Compensation (Details Narrative) HTML 28K 81: R55 11. Earnings (Loss) Per Share (Details - HTML 62K Computation of loss per share) 82: R56 11. Earnings (Loss) Per Share (Details - HTML 35K Antidilutive securities) 83: R57 12. Related Party Transactions (Details Narrative) HTML 25K 84: R58 13. Commitments and Contingencies (Details - HTML 39K Leases) 85: R59 13. Commitments and Contingencies (Details HTML 28K Narrative) 86: R60 14. Income Taxes (Details - Income tax expense) HTML 48K 87: R61 14. Income Taxes (Details - reconciliation) HTML 65K 88: R62 14. Income Taxes (Details - Deferred tax assets) HTML 67K 89: R63 14. Income Taxes (Details Narrative) HTML 33K 90: R64 16. Acquisitions (Details - Purchase allocation) HTML 51K 91: R65 16. Acquisitions (Details - Acquisition Income) HTML 33K 92: R66 17. Segment Reporting (Details) HTML 57K 94: XML IDEA XML File -- Filing Summary XML 147K 93: EXCEL IDEA Workbook of Financial Reports XLSX 93K 21: EX-101.INS XBRL Instance -- live-20160930 XML 1.43M 23: EX-101.CAL XBRL Calculations -- live-20160930_cal XML 241K 24: EX-101.DEF XBRL Definitions -- live-20160930_def XML 469K 25: EX-101.LAB XBRL Labels -- live-20160930_lab XML 1.10M 26: EX-101.PRE XBRL Presentations -- live-20160930_pre XML 879K 22: EX-101.SCH XBRL Schema -- live-20160930 XSD 155K 95: ZIP XBRL Zipped Folder -- 0001683168-16-001034-xbrl Zip 151K
Exhibit 10.31
Form of Note
[___________, ____]
FOR VALUE RECEIVED, the undersigned (each a “Borrower” and, collectively, the “Borrowers”), hereby promise to pay to [_____________________] or its registered assigns (the “Lender”), in accordance with the provisions of the Loan Agreement (as hereinafter defined), the principal amount of the Term Loan from time to time made by the Lender to the Borrowers under that certain Term Loan Agreement, dated as of November [2], 2016 (as amended, restated, extended, supplemented or otherwise modified in writing from time to time, the “Loan Agreement;” the terms defined therein being used herein as therein defined), among the Borrowers, the Guarantors, the Lenders from time to time party thereto, Capitala Private Credit Fund V, L.P., as Lead Arranger, and Wilmington Trust, National Association, as Administrative Agent.
The Borrowers collectively promise to pay interest on the unpaid principal amount of the Term Loan made by the Lender from the date of such Term Loan until such principal amount is paid in full, at such interest rates and at such times as provided in the Loan Agreement. All payments of principal and interest shall be made to the Administrative Agent for the account of the Lender in Dollars in immediately available funds at the Administrative Agent’s Office. If any amount is not paid in full when due hereunder, such unpaid amount shall bear interest, to be paid upon demand, from the due date thereof until the date of actual payment (and before as well as after judgment) computed at the per annum rate set forth in the Loan Agreement. This Note may be subject to mandatory prepayment as set forth in the Loan Agreement
This Note is one of the Notes referred to in the Loan Agreement and the holder is entitled to the benefits thereof. The Term Loan made by the Lender shall be evidenced by one or more loan accounts or records maintained by the Lender in the ordinary course of business. The Lender may also attach schedules to this Note and endorse thereon the date, amount and maturity of its Term Loans and payments with respect thereto.
Each Borrower, for itself, its successors and assigns, hereby waives diligence, presentment, protest and demand and notice of protest, demand, dishonor and non-payment of this Note.
Delivery of an executed counterpart of a signature page of this Note by fax transmission or other electronic mail transmission (e.g. “pdf” or “tif”) shall be effective as delivery of a manually executed counterpart of this Note.
THIS NOTE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO CONFLICTS OF LAWS PROVISIONS.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
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IN WITNESS WHEREOF, the Borrowers, intending to be legally bound, have duly executed this Note the day and year first above written.
VINTAGE STOCK, INC., a Missouri corporation,
as a Borrower
By: ________________________
Name: ______________________
Title: _______________________
VINTAGE STOCK AFFILIATED HOLDINGS
LLC, a Nevada limited liability company, as a
Borrower
By: ________________________
Name: ______________________
Title: _______________________
Title: _____________________________
Date: _____________ __, ____
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