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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/16 Live Ventures Inc 10-K 9/30/16 95:8.6M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 672K 2: EX-3.1.6 Certificate of Designation HTML 64K 6: EX-10.22 Spa (Live-Vsi) HTML 361K 7: EX-10.23 Subordinated Acquisition Note HTML 48K 8: EX-10.24 Subordination Agreement HTML 88K 9: EX-10.25 Employment Agreement HTML 115K 10: EX-10.26 Stock Option Agreement HTML 47K 11: EX-10.27 Loan Agreement HTML 246K 12: EX-10.28 Revolving Credit Note HTML 41K 13: EX-10.29 Security Agreement HTML 83K 14: EX-10.30 Vintage Stock - Term Loan Agreement HTML 651K 15: EX-10.31 Form of Note HTML 26K 16: EX-10.32 Security and Pledge Agreement HTML 164K 3: EX-10.7 Note Purchase Agreement HTML 123K 4: EX-10.7A Amendment No. 1 to Note Purchase Agreement HTML 36K 5: EX-10.7B Amendment No. 2 to Note Purchase Agreement HTML 33K 17: EX-23.1 Consent of Experts or Counsel HTML 23K 18: EX-31.1 Certification -- §302 - SOA'02 HTML 29K 19: EX-31.2 Certification -- §302 - SOA'02 HTML 29K 20: EX-32.1 Certification -- §906 - SOA'02 HTML 23K 27: R1 Document and Entity Information HTML 52K 28: R2 Consolidated Balance Sheets HTML 113K 29: R3 Consolidated Balance Sheets (Parenthetical) HTML 47K 30: R4 Consolidated Statements of Operations HTML 108K 31: R5 Consolidated Statements of Changes in HTML 88K Stockholders' Equity 32: R6 Consolidated Statements of Cash Flows HTML 169K 33: R7 1. Background and Basis of Presentation HTML 30K 34: R8 2. Summary of Significant Accounting Policies HTML 82K 35: R9 3. Balance Sheet Detail Information HTML 64K 36: R10 4. Goodwill and Other Intangibles HTML 34K 37: R11 5. Derivative Liability HTML 36K 38: R12 6. Notes Payable HTML 70K 39: R13 7. Note Payable, Related Party HTML 26K 40: R14 8. Stockholders' Equity HTML 43K 41: R15 9. Warrants HTML 51K 42: R16 10. Stock-based Compensation HTML 62K 43: R17 11. Earnings (Loss) Per Share HTML 51K 44: R18 12. Related Party Transactions HTML 30K 45: R19 13. Commitments and Contingencies HTML 36K 46: R20 14. Income Taxes HTML 65K 47: R21 15. Concentration of Credit Risk HTML 28K 48: R22 16. Acquisitions HTML 47K 49: R23 17. Segment Reporting HTML 72K 50: R24 18. Subsequent Events HTML 55K 51: R25 2. Summary of Significant Accounting Policies HTML 154K (Policies) 52: R26 3. Balance Sheet Detail Information (Tables) HTML 76K 53: R27 4. Goodwill and Other Intangibles (Tables) HTML 29K 54: R28 5. Derivative Liability (Tables) HTML 35K 55: R29 6. Notes Payable (Tables) HTML 51K 56: R30 9. Warrants (Tables) HTML 46K 57: R31 10. Stock-based Compensation (Tables) HTML 61K 58: R32 11. Earnings (Loss) Per Share (Tables) HTML 49K 59: R33 13. Commitments and Contingencies (Tables) HTML 29K 60: R34 14. Income Taxes (Tables) HTML 65K 61: R35 16. Acquisitions (Tables) HTML 37K 62: R36 17. Segment Reporting (Tables) HTML 67K 63: R37 2. Summary of Significant Accounting Policies HTML 53K (Details Narrative) 64: R38 3. Balance Sheet Detail Information (Details) HTML 130K 65: R39 4. Goodwill and Other Intangibles (Details) HTML 40K 66: R40 4. Goodwill and Other Intangibles (Details HTML 49K Narrative) 67: R41 5. Derivative Liability (Details) HTML 34K 68: R42 6. Notes Payable (Details - Note Payable) HTML 52K 69: R43 6. Notes Payable (Details - Note Payable details) HTML 51K 70: R44 6. Notes Payable (Details - Future Maturities) HTML 40K 71: R45 6. Notes Payable (Details Narrative) HTML 52K 72: R46 7. Note Payable, Related Party (Details Narrative) HTML 34K 73: R47 8. Stockholders' Equity (Details Narrative) HTML 69K 74: R48 9. Warrants (Details - Warrants Outstanding) HTML 58K 75: R49 9. Warrants (Details - Exercise price) HTML 43K 76: R50 10. Stock-based Compensation (Details - Option HTML 67K activity) 77: R51 10. Stock-based Compensation (Details - Option HTML 52K price) 78: R52 10. Stock-based Compensation (Details - Non HTML 37K vested) 79: R53 10. Stock-based Compensation (Details - HTML 33K Assumptions) 80: R54 10. Stock-based Compensation (Details Narrative) HTML 28K 81: R55 11. Earnings (Loss) Per Share (Details - HTML 62K Computation of loss per share) 82: R56 11. Earnings (Loss) Per Share (Details - HTML 35K Antidilutive securities) 83: R57 12. Related Party Transactions (Details Narrative) HTML 25K 84: R58 13. Commitments and Contingencies (Details - HTML 39K Leases) 85: R59 13. Commitments and Contingencies (Details HTML 28K Narrative) 86: R60 14. Income Taxes (Details - Income tax expense) HTML 48K 87: R61 14. Income Taxes (Details - reconciliation) HTML 65K 88: R62 14. Income Taxes (Details - Deferred tax assets) HTML 67K 89: R63 14. Income Taxes (Details Narrative) HTML 33K 90: R64 16. Acquisitions (Details - Purchase allocation) HTML 51K 91: R65 16. Acquisitions (Details - Acquisition Income) HTML 33K 92: R66 17. Segment Reporting (Details) HTML 57K 94: XML IDEA XML File -- Filing Summary XML 147K 93: EXCEL IDEA Workbook of Financial Reports XLSX 93K 21: EX-101.INS XBRL Instance -- live-20160930 XML 1.43M 23: EX-101.CAL XBRL Calculations -- live-20160930_cal XML 241K 24: EX-101.DEF XBRL Definitions -- live-20160930_def XML 469K 25: EX-101.LAB XBRL Labels -- live-20160930_lab XML 1.10M 26: EX-101.PRE XBRL Presentations -- live-20160930_pre XML 879K 22: EX-101.SCH XBRL Schema -- live-20160930 XSD 155K 95: ZIP XBRL Zipped Folder -- 0001683168-16-001034-xbrl Zip 151K
Exhibit 31.2
CERTIFICATION PURSUANT TO SECTION 302
OF
THE SARBANES-OXLEY ACT OF 2002
I, Jon Isaac, certify that:
1. | I have reviewed this Annual Report on Form 10-K of Live Ventures Incorporated (the registrant”); |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and form, the periods presented in this report; |
4. | The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act rules 13a-15(e) and 15-d-15e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5. | The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: December 29, 2016 | /s/ Jon Isaac |
Jon Isaac | |
Chief Financial Officer | |
(Principal Financial Officer) |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 12/29/16 | None on these Dates | ||
For Period end: | 9/30/16 | |||
List all Filings |