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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/18/18 Live Ventures Inc 10-K 9/30/17 18:1.4M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 727K
2: EX-4.1 Waiver Agreement HTML 20K
4: EX-10.10 Amended Warrant HTML 11K
5: EX-10.11 Amendment to Warrants HTML 16K
6: EX-10.30 First Amendment to Loan Agreement HTML 19K
7: EX-10.31 Second Amendment to Loan Agreement HTML 21K
8: EX-10.39 Amendment to Employment Agreement HTML 12K
9: EX-10.46 Employment Agreement HTML 47K
10: EX-10.47 Amendment to Employment Agreement HTML 15K
11: EX-10.55 Reinstatement and First Amendment to Engagement HTML 18K
Agreement
3: EX-10.9 Warrant Amendment HTML 13K
12: EX-21.1 List of Live Ventures Incorporated Subsidiaries HTML 9K
13: EX-23.1 Consent of Experts or Counsel HTML 7K
14: EX-23.2 Consent of Experts or Counsel HTML 7K
15: EX-31.1 Certification of Chief Executive Officer HTML 13K
16: EX-31.2 Certification of Chief Financial Officer HTML 13K
17: EX-32.1 Certification -- Sarbanes-Oxley Act - Sect. 906 HTML 9K
18: EX-32.2 Certification -- Sarbanes-Oxley Act - Sect. 906 HTML 9K
Exhibit 31.1
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
I, Jon Isaac, certify that:
| 1. | I have reviewed this Annual Report on Form 10-K for the fiscal year ended September 30, 2017 of Live Ventures Incorporated; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| a. | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b. | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| c. | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d. | Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
| a. | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
| b. | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
| By: | /s/ Jon Isaac | |
| Jon Isaac | ||
| President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| January 18, 2018 |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/18/18 | 8-K | ||
| For Period End: | 9/30/17 | NT 10-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA 8/27/20 Live Ventures Inc. 1-A 6:464K GlobalOne Filings Inc/FA |