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Deep Down, Inc. – ‘8-K’ for 5/10/21

On:  Monday, 5/10/21, at 4:46pm ET   ·   For:  5/10/21   ·   Accession #:  1683168-21-1863   ·   File #:  0-30351

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/21  Deep Down, Inc.                   8-K:2,9     5/10/21    2:59K                                    GlobalOne Filings Inc/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     12K 
 2: EX-99.01    Press Release Issued by Deep Down, Inc. Dated May   HTML     26K 
                10, 2021                                                         


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15 (d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

May 10, 2021

 

DEEP DOWN, INC.

(Exact name of registrant as specified in its charter)

 

 

 

         
Nevada   000-30351   75-2263732

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

18511 Beaumont Highway, Houston, TX 77049

(Address of principal executive offices) (Zip Code)

 

(281) 517-5000

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
   
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934

 Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ 

 

 

 C: 
  C:   

 

 

SECTION 2 – FINANCIAL INFORMATION

 

ITEM 2.02  Results of Operations and Financial Condition.

 

On May 10, 2021, Deep Down, Inc. issued a press release announcing its financial results for the three months ended March 31, 2021. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.

 

SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

 

ITEM 9.01 Financial Statements and Exhibits.

 

(d) Exhibits:

 

99.1 Press Release issued by Deep Down, Inc. dated May 10, 2021

 

 

 

 C: 
   

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 10, 2021

 

  DEEP DOWN, INC.
   
  By:

/s/ Charles K. Njuguna

    Charles K. Njuguna
    President, Chief Executive Officer and Chief Financial Officer

 

 

 

 

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:5/10/2110-Q
3/31/2110-Q
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Filing Submission 0001683168-21-001863   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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