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A-Mark Precious Metals, Inc. – ‘8-K’ for 3/25/21

On:  Tuesday, 3/30/21, at 5:01pm ET   ·   For:  3/25/21   ·   Accession #:  1564590-21-16698   ·   File #:  1-36347

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/21  A-Mark Precious Metals, Inc.      8-K:1,9     3/25/21    2:1.8M                                   ActiveDisclosure/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-10.1     Material Contract                                   HTML    774K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 26, 2021

 

 

A-MARK PRECIOUS METALS, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

001-36347

11-2464169

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(I.R.S. Employer

Identification No.)

 

 

 

2121 Rosecrans Avenue

Suite 6300 

El Segundo, CA

 

90245

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (310) 587-1477 

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, $0.01 par value

 

AMRK

 

NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 


 

Item 1.01.    Entry into a Material Definitive Agreement

On March 26, 2021, the Company entered into a Sixth Amendment to the Amended and Restated Uncommitted Credit Agreement with Cooperative Rabobank U.A., New York Branch, as Administrative Agent, and various other lenders (the “Credit Agreement.”) The Credit Agreement became effective as of March 26, 2021, and provides for a $270 million credit facility, consisting of a $220 million base and a $50 million accordion feature. The maturity date of the new credit facility is March 25, 2022.

 

 

Item 9.01.     Financial Statements and Exhibits

(d) Exhibits:

Exhibit

 

Description

10.1

 

Sixth Amendment to Amended and Restated Uncommitted Credit Agreement and Amendment to Security Agreement, dated March 26, 2021.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: March 30, 2021

 

A-MARK PRECIOUS METALS, INC.

 

 

 

By:

 

/s/ Carol Meltzer

Name:

 

Carol Meltzer

Title:

 

General Counsel and Secretary

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/25/22
Filed on:3/30/214,  4/A
3/26/213,  4
For Period end:3/25/218-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/13/21  A-Mark Precious Metals, Inc.      10-K        6/30/21  126:26M                                    ActiveDisclosure/FA
 5/14/21  A-Mark Precious Metals, Inc.      10-Q        3/31/21  118:26M                                    ActiveDisclosure/FA
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Filing Submission 0001564590-21-016698   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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