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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.32M 2: EX-10.35 Material Contract HTML 58K 3: EX-10.45 Material Contract HTML 47K 4: EX-10.71 Material Contract HTML 35K 5: EX-10.72 Material Contract HTML 58K 6: EX-10.73 Material Contract HTML 38K 7: EX-10.77 Material Contract HTML 45K 8: EX-10.79 Material Contract HTML 40K 9: EX-10.80 Material Contract HTML 52K 10: EX-10.84 Material Contract HTML 45K 11: EX-14.1 Code of Ethics HTML 61K 12: EX-21.1 Subsidiaries List HTML 33K 13: EX-23.1 Consent of Expert or Counsel HTML 30K 14: EX-31.1 Certification -- §302 - SOA'02 HTML 37K 15: EX-31.2 Certification -- §302 - SOA'02 HTML 37K 16: EX-32.1 Certification -- §906 - SOA'02 HTML 34K 17: EX-32.2 Certification -- §906 - SOA'02 HTML 34K 24: R1 Document and Entity Information HTML 95K 25: R2 Consolidated Balance Sheets HTML 150K 26: R3 Consolidated Balance Sheets (Parenthetical) HTML 60K 27: R4 Consolidated Statements of Income (Loss) HTML 124K 28: R5 Consolidated Statements of Changes in HTML 69K Stockholders' Equity 29: R6 Consolidated Statements of Cash Flows HTML 143K 30: R7 Background and Basis of Presentation HTML 40K 31: R8 Summary of Significant Accounting Policies HTML 84K 32: R9 Leases HTML 66K 33: R10 Acquisitions HTML 199K 34: R11 Balance Sheet Detail Information HTML 216K 35: R12 Intangibles HTML 49K 36: R13 Long-Term Debt HTML 288K 37: R14 Notes Payable, Related Parties HTML 84K 38: R15 Stockholders' Equity HTML 40K 39: R16 Warrants HTML 94K 40: R17 Stock-Based Compensation HTML 190K 41: R18 Income (Loss) Per Share HTML 99K 42: R19 Related Party Transactions HTML 44K 43: R20 Commitments and Contingencies HTML 135K 44: R21 Income Taxes HTML 177K 45: R22 Segment Reporting HTML 224K 46: R23 Subsequent Events HTML 34K 47: R24 Summary of Significant Accounting Policies HTML 146K (Policies) 48: R25 Leases (Tables) HTML 63K 49: R26 Acquisitions (Tables) HTML 194K 50: R27 Balance Sheet Detail Information (Tables) HTML 215K 51: R28 Intangibles (Tables) HTML 48K 52: R29 Long-Term Debt (Tables) HTML 255K 53: R30 Notes Payable, Related Parties (Tables) HTML 77K 54: R31 Warrants (Tables) HTML 98K 55: R32 Stock-Based Compensation (Tables) HTML 193K 56: R33 Income (Loss) Per Share (Tables) HTML 96K 57: R34 Commitments and Contingencies (Tables) HTML 302K 58: R35 Income Taxes (Tables) HTML 177K 59: R36 Segment Reporting (Tables) HTML 220K 60: R37 Background and Basis of Presentation - Additional HTML 34K Information (Details) 61: R38 Summary of Significant Accounting Policies - HTML 105K Additional Information (Details) 62: R39 Leases - Additional Information (Details) HTML 63K 63: R40 Leases - Schedule of Right of Use Assets and Lease HTML 37K Liabilities (Details) 64: R41 Leases - Schedule of Present Value of Future Lease HTML 50K Payments (Details) 65: R42 Acquisitions - Additional Information (Detail) HTML 63K 66: R43 Acquisitions - Summary of Purchase Price HTML 87K Allocation of Purchase of Acquired Identifiable Assets, Liabilities Assumed and Goodwill and Bargain Purchase Gain (Detail) 67: R44 Acquisitions - Summary of Assets Acquired and HTML 74K Liabilities Assumed Within Fair Value Hierarchy (Detail) 68: R45 Balance Sheet Detail Information - Schedule of HTML 139K Balance Sheet Detail Information (Details) 69: R46 Balance sheet Detail Information - Additional HTML 42K Information (Details) 70: R47 Intangibles - Additional Information (Details) HTML 37K 71: R48 Intangibles - Future Amortization Expense Related HTML 46K to Intangible Assets (Details) 72: R49 Long Term Debt - Schedule of Long-term Debt HTML 90K (Details) 73: R50 Long Term Debt - Schedule of Long-term Debt HTML 44K (Parenthetical) (Details) 74: R51 Long Term Debt - Schedule of Future Maturities of HTML 51K Long-term Debt (Details) 75: R52 Long-Term Debt - Bank of America Revolver Loan - HTML 74K Additional Information (Details) 76: R53 Long-Term Debt - Schedule of Fixed Coverage Ratio HTML 57K (Details) 77: R54 Long-Term Debt - Summary of Bank Revolver HTML 56K (Details) 78: R55 Long-term Debt - Loan With Encina Business Credit, HTML 101K LLC - Additional Information (Details) 79: R56 Long-Term Debt - Texas Capital Bank Revolver Loan HTML 71K - Additional Information (Details) 80: R57 Long-Term Debt - Crossroads Revolver - Additional HTML 65K Information (Details) 81: R58 Long-Term Debt - Comvest Term Loan - Additional HTML 96K Information (Details) 82: R59 Long-Term Debt - Note Payable to the Sellers of HTML 43K Vintage Stock - Additional Information (Details) 83: R60 Long-Term Debt - Equipment Loans - Additional HTML 75K Information (Details) 84: R61 Long-Term Debt - Lonesome Oak Equipment Loan - HTML 45K Additional Information (Details) 85: R62 Long-Term Debt - Note Payable to Store Capital HTML 52K Acquisitions, LLC - Additional Information (Details) 86: R63 Long-Term Debt - Marquis PPP Loan - Additional HTML 41K Information (Details) 87: R64 Long-Term Debt - Precision PPP Loan - Additional HTML 41K Information (Details) 88: R65 Notes Payable, Related Parties - Schedule of HTML 48K Long-term Related Parties (Details) 89: R66 Notes Payable, Related Parties - Schedule of HTML 52K Future Maturities of Notes (Details) 90: R67 Notes Payable, Related Parties - Additional HTML 85K Information (Details) 91: R68 Stockholders' Equity - Additional Information HTML 74K (Details) 92: R69 Warrants - Summary of Warrant Activity (Details) HTML 41K 93: R70 Warrants - Additional Information (Details) HTML 58K 94: R71 Warrants - 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Exhibit 10.73
FIRST AMENDMENT TO OPTION AGREEMENT
THIS FIRST AMENDMENT TO NON-QUALIFIED STOCK OPTION AGREEMENT (this “Amendment”) is entered into and effective this 11th day of January, 2021 (the “Effective Date”), by and between LIVE VENTURES INCORPORATED, a Nevada corporation (the “Company”), and Jon Isaac, a resident of the State of Nevada (the “Executive”).
WHEREAS, the Company and the Executive are parties to the certain Incentive Stock Option Agreement made as of January 1, 2013 (the “Option Agreement”); and
WHEREAS, the parties desire to amend the terms of the Option Agreement on the terms and conditions as hereinafter set forth.
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby severally acknowledged, the parties hereto, intending to be legally bound hereby, agree as follows:
1.Definitions. Capitalized terms used in this Amendment, unless otherwise defined herein, shall have the meaning ascribed to such terms in the Option Agreement.
2.Amendment to Option Agreement. The Option Agreement is hereby amended as follows:
a.Section 3(c) is hereby amended to provide that the expiration date of option that was granted on January 1, 2013 and that originally scheduled to expire on January 15, 2021 shall now expire on January 15, 2022.
3.Effect of Amendment. Except as otherwise expressly provided in this Amendment, nothing herein shall be deemed to amend or modify any provision of the Option Agreement, which shall remain in full force and effect.
4.Governing Law. This Amendment, for all purposes, shall be construed in accordance with the laws of the State of Nevada without regard to conflicts of law principles.
5.Successors and Assigns. This Amendment shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns.
6.Miscellaneous. This Amendment expresses the entire understanding of the parties with respect to the subject matter hereof and may not be amended except in a writing signed by the parties.
7.Electronic Execution and Delivery. A reproduction of this Amendment may be executed by one or more parties hereto, and an executed copy of this Amendment may be delivered by one or more parties hereto by electronic transmission pursuant to which the signature of or on behalf of such party can be seen, and such execution and delivery shall be considered valid, binding and effective for all purposes. At the request of any party hereto, all
parties hereto agree to execute an original of this Amendment as well as any electronic or other reproduction hereof.
8.Counterparts. This Amendment may be executed in two or more counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
(Remainder of this page intentionally left blank; signatures begin on the next page.)
2
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed under seal and delivered by their respective duly authorized officers on the date first written above.
LIVE VENTURES INCORPORATED
By: ____/s/ Michael J. Stein_________________ Name: Michael J. Stein Title: Senior Vice President and General Counsel
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EXECUTIVE
Signature:_____/s/ Jon Isaac_________________ Print Name: Jon Isaac
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This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
1/15/22 | ||||
1/15/21 | ||||
Filed on: | 1/13/21 | 4, 8-K | ||
For Period end: | 9/30/20 | 8-K, NT 10-K | ||
1/1/13 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA |