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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.32M 2: EX-10.35 Material Contract HTML 58K 3: EX-10.45 Material Contract HTML 47K 4: EX-10.71 Material Contract HTML 35K 5: EX-10.72 Material Contract HTML 58K 6: EX-10.73 Material Contract HTML 38K 7: EX-10.77 Material Contract HTML 45K 8: EX-10.79 Material Contract HTML 40K 9: EX-10.80 Material Contract HTML 52K 10: EX-10.84 Material Contract HTML 45K 11: EX-14.1 Code of Ethics HTML 61K 12: EX-21.1 Subsidiaries List HTML 33K 13: EX-23.1 Consent of Expert or Counsel HTML 30K 14: EX-31.1 Certification -- §302 - SOA'02 HTML 37K 15: EX-31.2 Certification -- §302 - SOA'02 HTML 37K 16: EX-32.1 Certification -- §906 - SOA'02 HTML 34K 17: EX-32.2 Certification -- §906 - SOA'02 HTML 34K 24: R1 Document and Entity Information HTML 95K 25: R2 Consolidated Balance Sheets HTML 150K 26: R3 Consolidated Balance Sheets (Parenthetical) HTML 60K 27: R4 Consolidated Statements of Income (Loss) HTML 124K 28: R5 Consolidated Statements of Changes in HTML 69K Stockholders' Equity 29: R6 Consolidated Statements of Cash Flows HTML 143K 30: R7 Background and Basis of Presentation HTML 40K 31: R8 Summary of Significant Accounting Policies HTML 84K 32: R9 Leases HTML 66K 33: R10 Acquisitions HTML 199K 34: R11 Balance Sheet Detail Information HTML 216K 35: R12 Intangibles HTML 49K 36: R13 Long-Term Debt HTML 288K 37: R14 Notes Payable, Related Parties HTML 84K 38: R15 Stockholders' Equity HTML 40K 39: R16 Warrants HTML 94K 40: R17 Stock-Based Compensation HTML 190K 41: R18 Income (Loss) Per Share HTML 99K 42: R19 Related Party Transactions HTML 44K 43: R20 Commitments and Contingencies HTML 135K 44: R21 Income Taxes HTML 177K 45: R22 Segment Reporting HTML 224K 46: R23 Subsequent Events HTML 34K 47: R24 Summary of Significant Accounting Policies HTML 146K (Policies) 48: R25 Leases (Tables) HTML 63K 49: R26 Acquisitions (Tables) HTML 194K 50: R27 Balance Sheet Detail Information (Tables) HTML 215K 51: R28 Intangibles (Tables) HTML 48K 52: R29 Long-Term Debt (Tables) HTML 255K 53: R30 Notes Payable, Related Parties (Tables) HTML 77K 54: R31 Warrants (Tables) HTML 98K 55: R32 Stock-Based Compensation (Tables) HTML 193K 56: R33 Income (Loss) Per Share (Tables) HTML 96K 57: R34 Commitments and Contingencies (Tables) HTML 302K 58: R35 Income Taxes (Tables) HTML 177K 59: R36 Segment Reporting (Tables) HTML 220K 60: R37 Background and Basis of Presentation - Additional HTML 34K Information (Details) 61: R38 Summary of Significant Accounting Policies - HTML 105K Additional Information (Details) 62: R39 Leases - Additional Information (Details) HTML 63K 63: R40 Leases - Schedule of Right of Use Assets and Lease HTML 37K Liabilities (Details) 64: R41 Leases - Schedule of Present Value of Future Lease HTML 50K Payments (Details) 65: R42 Acquisitions - Additional Information (Detail) HTML 63K 66: R43 Acquisitions - Summary of Purchase Price HTML 87K Allocation of Purchase of Acquired Identifiable Assets, Liabilities Assumed and Goodwill and Bargain Purchase Gain (Detail) 67: R44 Acquisitions - Summary of Assets Acquired and HTML 74K Liabilities Assumed Within Fair Value Hierarchy (Detail) 68: R45 Balance Sheet Detail Information - Schedule of HTML 139K Balance Sheet Detail Information (Details) 69: R46 Balance sheet Detail Information - Additional HTML 42K Information (Details) 70: R47 Intangibles - Additional Information (Details) HTML 37K 71: R48 Intangibles - Future Amortization Expense Related HTML 46K to Intangible Assets (Details) 72: R49 Long Term Debt - Schedule of Long-term Debt HTML 90K (Details) 73: R50 Long Term Debt - Schedule of Long-term Debt HTML 44K (Parenthetical) (Details) 74: R51 Long Term Debt - Schedule of Future Maturities of HTML 51K Long-term Debt (Details) 75: R52 Long-Term Debt - Bank of America Revolver Loan - HTML 74K Additional Information (Details) 76: R53 Long-Term Debt - Schedule of Fixed Coverage Ratio HTML 57K (Details) 77: R54 Long-Term Debt - Summary of Bank Revolver HTML 56K (Details) 78: R55 Long-term Debt - Loan With Encina Business Credit, HTML 101K LLC - Additional Information (Details) 79: R56 Long-Term Debt - Texas Capital Bank Revolver Loan HTML 71K - Additional Information (Details) 80: R57 Long-Term Debt - Crossroads Revolver - Additional HTML 65K Information (Details) 81: R58 Long-Term Debt - Comvest Term Loan - Additional HTML 96K Information (Details) 82: R59 Long-Term Debt - Note Payable to the Sellers of HTML 43K Vintage Stock - Additional Information (Details) 83: R60 Long-Term Debt - Equipment Loans - Additional HTML 75K Information (Details) 84: R61 Long-Term Debt - Lonesome Oak Equipment Loan - HTML 45K Additional Information (Details) 85: R62 Long-Term Debt - Note Payable to Store Capital HTML 52K Acquisitions, LLC - Additional Information (Details) 86: R63 Long-Term Debt - Marquis PPP Loan - Additional HTML 41K Information (Details) 87: R64 Long-Term Debt - Precision PPP Loan - Additional HTML 41K Information (Details) 88: R65 Notes Payable, Related Parties - Schedule of HTML 48K Long-term Related Parties (Details) 89: R66 Notes Payable, Related Parties - Schedule of HTML 52K Future Maturities of Notes (Details) 90: R67 Notes Payable, Related Parties - Additional HTML 85K Information (Details) 91: R68 Stockholders' Equity - Additional Information HTML 74K (Details) 92: R69 Warrants - Summary of Warrant Activity (Details) HTML 41K 93: R70 Warrants - Additional Information (Details) HTML 58K 94: R71 Warrants - 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Summary of HTML 80K Statement of Operations (Details) 106: R83 Commitments and Contingencies - Summary of HTML 38K Warranty Reserve Activity (Details) 107: R84 Income Taxes - Reconciliation of Income Tax HTML 56K Expense (Details) 108: R85 Income Taxes - Reconciliation between Effective HTML 53K and Statutory Income Tax Rates (Details) 109: R86 Income Taxes - Schedule of Deferred Income Tax HTML 66K Assets and Liabilities (Details) 110: R87 Income Taxes - Additional Information (Details) HTML 49K 111: R88 Segment Reporting - Additional Information HTML 33K (Details) 112: R89 Segment Reporting - Summary of Segment Information HTML 53K on Total Revenue (Details) 113: R90 Segment Reporting - Summary of Segment Information HTML 69K (Details) 114: R91 Subsequent Events - Additional Information HTML 44K (Details) 116: XML IDEA XML File -- Filing Summary XML 201K 115: EXCEL IDEA Workbook of Financial Reports XLSX 154K 18: EX-101.INS XBRL Instance -- live-20200930 XML 4.48M 20: EX-101.CAL XBRL Calculations -- live-20200930_cal XML 327K 21: EX-101.DEF XBRL Definitions -- live-20200930_def XML 1.42M 22: EX-101.LAB XBRL Labels -- live-20200930_lab XML 2.03M 23: EX-101.PRE XBRL Presentations -- live-20200930_pre XML 1.84M 19: EX-101.SCH XBRL Schema -- live-20200930 XSD 320K 117: ZIP XBRL Zipped Folder -- 0001564590-21-001106-xbrl Zip 284K
Exhibit 31.1
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
I, Jon Isaac, certify that:
1. |
I have reviewed this Annual Report on Form 10-K for the fiscal year ended September 30, 2020 of Live Ventures Incorporated; |
2. |
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. |
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
4. |
The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
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a. |
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
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b. |
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
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c. |
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
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d. |
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
5. |
The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
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a. |
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
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b. |
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
By: |
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/s/ Jon Isaac |
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President and Chief Executive Officer |
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(Principal Executive Officer) |
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This ‘10-K’ Filing | Date | Other Filings | ||
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Filed on: | 1/13/21 | 4, 8-K | ||
For Period end: | 9/30/20 | 8-K, NT 10-K | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA |