SEC Info - Boston Beer Co. Inc. - ‘8-K’ for 10/28/22

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Boston Beer Co. Inc. – ‘8-K’ for 10/28/22

On: Thursday, 11/10/22, at 4:28pm ET · For: 10/28/22 · Accession #: 1564590-22-37399 · File #: 1-14092

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/10/22  Boston Beer Co. Inc.              8-K:8      10/28/22   10:154K                                   ActiveDisclosure/FA

Current Report — Form 8-K

Filing Table of Contents

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‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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i false i 0000949870 0000949870 2022-10-28 2022-10-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i October 28, 2022

i The Boston Beer Company, Inc.

(Exact name of Registrant as Specified in Its Charter)

i Massachusetts	i 001-14092	i 04-3284048
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i One Design Center Place, i Suite 850, i Boston, i MA		i 02210
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: ( i 617) i 368-5000

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

i Class A Common Stock

i SAM

i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events

During the period from October 28 to November 2, 2022, the following officers of the Company entered into individual sales plans pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, for trading in shares of the Company’s Class A Common Stock: President and Chief Executive Officer David A. Burwick and Chief Sales Officer John C. Geist. The aggregate number of shares that may be sold pursuant to these 10b5-1 plans is 3,168 shares. The purpose of each of these 10b5-1 plans is to provide liquidity and investment diversification. Once executed, transactions under each 10b5-1 plan will be disclosed publicly through Form 4 and/or Form 144 filings with the Securities and Exchange Commission to the extent applicable.

On November 4, 2022, the Company entered into a 10b5-1 plan to repurchase up to $25 million of the Company’s Class A Common Stock during the period commencing January 3, 2023 and ending March 31, 2023.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	The Boston Beer Company, Inc.

Date: November 10, 2022	By:	/s/ *David A. Burwick*
		Name: David A. Burwick
		Title: President & Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

	3/31/23
	1/3/23
Filed on:	11/10/22
	11/4/22
	11/2/22	4
For Period end:	10/28/22	4
		List all Filings

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Filing Submission 0001564590-22-037399 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)