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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/17/22 Cboe Global Markets, Inc. 8-K:5,9 11/16/22 13:234K Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 34K 2: EX-10.1 Material Contract HTML 11K 7: R1 Document and Entity Information HTML 46K 8: R2 N-2 HTML 28K 11: XML IDEA XML File -- Filing Summary XML 14K 9: XML XBRL Instance -- cboe-20221116x8k_htm XML 16K 10: EXCEL IDEA Workbook of Financial Reports XLSX 9K 4: EX-101.DEF XBRL Definitions -- cboe-20221116_def XML 12K 5: EX-101.LAB XBRL Labels -- cboe-20221116_lab XML 10K 6: EX-101.PRE XBRL Presentations -- cboe-20221116_pre XML 32K 3: EX-101.SCH XBRL Schema -- cboe-20221116 XSD 16K 12: JSON XBRL Instance as JSON Data -- MetaLinks 69± 78K 13: ZIP XBRL Zipped Folder -- 0001558370-22-018044-xbrl Zip 15K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i November 16, 2022
i Cboe Global Markets, Inc.
(Exact name of registrant as specified in its charter)
i Delaware
(State or other jurisdiction of incorporation)
| |
i 20-5446972 | |
(Commission File Number) | (IRS Employer Identification No.) |
i 433 West Van Buren Street
i Chicago, i Illinois i 60607
(Address and Zip Code of Principal Executive Offices)
Registrant's telephone number, including area code ( i 312) i 786-5600
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
| Trading Symbol |
| Name of each exchange on which registered: |
i Common Stock, par value of $0.01 per share | | i CBOE | | i CboeBZX |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 16, 2022, in connection with the previously announced appointment of David Howson to Global President of Cboe Global Markets, Inc. (the “Company”) and his relocation to the United States from the United Kingdom, Mr. Howson and the Company agreed (the “Agreement”) to cancel and terminate his U.K. executive employment agreement (the “UK Employment Agreement”). As part of the termination of the UK Employment Agreement, the Company also agreed to designate Mr. Howson as a participant in the Company’s Executive Severance Plan (the “Severance Plan”). Participating executives and other officers are entitled to certain severance benefits upon a qualifying termination of employment pursuant to the Severance Plan, the terms of which were previously disclosed in the Company’s definitive proxy statement for the 2022 Annual Meeting of Stockholders filed with the Securities Exchange Commission on March 31, 2022 and are incorporated by reference herein.
The foregoing description of the Agreement is only a summary and is qualified in its entirety by the full text of the Agreement, which is filed herewith as Exhibit 10.1 and is incorporated herein by reference.
Item 9.01.Financial Statement and Exhibits.
(d) Exhibits
10.1 |
104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document) |
*Indicates Management Compensatory Plan, Contract or Arrangement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| ||
| CBOE GLOBAL MARKETS, INC. | |
| (Registrant) | |
| | |
| By: | /s/ Patrick Sexton |
| | |
| | Executive Vice President, General Counsel, and Corporate Secretary |
| | |
| | Dated: November 17, 2022 |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 11/17/22 | |||
| For Period end: | 11/16/22 | |||
| 3/31/22 | 10-Q, DEF 14A | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/16/24 Cboe Global Markets, Inc. 10-K 12/31/23 136:29M Toppan Merrill Bridge/FA 2/17/23 Cboe Global Markets, Inc. 10-K 12/31/22 138:29M Toppan Merrill Bridge/FA |