SEC Info - West Tony - ‘4’ for 9/16/22 re: Uber Technologies, Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

West Tony

(Last)

(First)

(Middle)

1515 3RD STREET

(Street)

SAN FRANCISCO

94158

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
9/16/22

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	9/16/22		M		3,072	A	⁽¹⁾	145,665	D
Common Stock	9/16/22		M		1,212	A	⁽¹⁾	146,877	D
Common Stock	9/16/22		M		4,669	A	⁽¹⁾	151,546	D
Common Stock	9/16/22		M		1,806	A	⁽¹⁾	153,352	D
Common Stock	9/16/22		F ⁽²⁾		1,524	D	$31.93	151,828	D
Common Stock	9/16/22		F ⁽²⁾		601	D	$31.93	151,227	D
Common Stock	9/16/22		F ⁽²⁾		2,315	D	$31.93	148,912	D
Common Stock	9/16/22		F ⁽²⁾		896	D	$31.93	148,016	D
Common Stock	9/16/22		F ⁽²⁾		608	D	$31.93	147,408	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	9/16/22		M			3,072	⁽³⁾	⁽³⁾	Common Stock	3,072	$0.00	129,056	D
Restricted Stock Units	⁽¹⁾	9/16/22		M			1,212	⁽⁴⁾	⁽⁴⁾	Common Stock	1,212	$0.00	36,388	D
Restricted Stock Units	⁽¹⁾	9/16/22		M			4,669	⁽⁵⁾	⁽⁵⁾	Common Stock	4,669	$0.00	118,612	D
Restricted Stock Units	⁽¹⁾	9/16/22		M			1,806	⁽⁶⁾	⁽⁶⁾	Common Stock	1,806	$0.00	32,501	D

Explanation of Responses:

(1) Restricted stock units convert into common stock on a one-for-one basis.

(2) Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

(3) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

(4) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

(5) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

(6) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Tammy Albarran by Power of Attorney for Tony West	9/20/22
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

West Tony – ‘4’ for 9/16/22 re: Uber Technologies, Inc.

On: Tuesday, 9/20/22, at 7:21pm ET · For: 9/16/22 · As: Officer · Accession #: 1562180-22-6775 · File #: 1-38902

Previous ‘4’: ‘4’ on 9/16/22 for 9/14/22 · Next: ‘4’ on 10/18/22 for 10/16/22 · Latest: ‘4’ on 4/18/24 for 4/16/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

West Tony – ‘4’ for 9/16/22 re: Uber Technologies, Inc.

On: Tuesday, 9/20/22, at 7:21pm ET · For: 9/16/22 · As: Officer · Accession #: 1562180-22-6775 · File #: 1-38902

Previous ‘4’: ‘4’ on 9/16/22 for 9/14/22 · Next: ‘4’ on 10/18/22 for 10/16/22 · Latest: ‘4’ on 4/18/24 for 4/16/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents