Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q Quarterly Report HTML 1.17M
2: EX-10.1 Material Contract HTML 419K
3: EX-10.2 Material Contract HTML 416K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 31K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 32K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 29K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 29K
49: R1 Cover Page HTML 79K
24: R2 Condensed Consolidated Statements of Earnings HTML 76K
34: R3 Condensed Consolidated Statements of Comprehensive HTML 48K
Income
82: R4 Condensed Consolidated Statements of Comprehensive HTML 29K
Income (Parenthetical)
50: R5 Condensed Consolidated Balance Sheets HTML 111K
25: R6 Condensed Consolidated Balance Sheets HTML 49K
(Parenthetical)
35: R7 Condensed Consolidated Statements of Cash Flows HTML 133K
81: R8 Condensed Consolidated Statements of Stockholders? HTML 86K
Equity
51: R9 Condensed Consolidated Statements of Stockholders? HTML 35K
Equity (Parenthetical)
46: R10 Basis of Presentation HTML 49K
20: R11 New Accounting Pronouncements HTML 36K
66: R12 Revenue Recognition HTML 152K
76: R13 Weighted-Average Shares Outstanding HTML 44K
47: R14 Interest Expense, Net HTML 44K
21: R15 Acquisitions HTML 130K
67: R16 Fair Value of Financial Instruments HTML 125K
77: R17 Leases HTML 75K
48: R18 Other Non-Current Assets HTML 47K
19: R19 Payables and Accrued Expenses HTML 47K
54: R20 Borrowings HTML 124K
84: R21 Other Non-Current Liabilities HTML 40K
32: R22 Stock-Based Compensation HTML 106K
22: R23 Income Taxes HTML 30K
55: R24 Contractual Commitments, Contingencies and HTML 44K
Off-Balance Sheet Arrangements
85: R25 Changes in Accumulated Other Comprehensive HTML 87K
Income/(Loss) by Component
33: R26 Interim Financial Data by Segment HTML 74K
23: R27 Subsequent Event HTML 29K
52: R28 Basis of Presentation (Policies) HTML 71K
87: R29 Revenue Recognition (Tables) HTML 137K
80: R30 Weighted-Average Shares Outstanding (Tables) HTML 43K
70: R31 Interest Expense, Net (Tables) HTML 43K
18: R32 Acquisitions (Tables) HTML 104K
45: R33 Fair Value of Financial Instruments (Tables) HTML 123K
79: R34 Leases (Tables) HTML 75K
69: R35 Other Non-Current Assets (Tables) HTML 47K
17: R36 Payables and Accrued Expenses (Tables) HTML 47K
44: R37 Borrowings (Tables) HTML 116K
78: R38 Other Non-Current Liabilities (Tables) HTML 40K
71: R39 Stock-Based Compensation (Tables) HTML 102K
90: R40 Changes in Accumulated Other Comprehensive HTML 87K
Income/(Loss) by Component (Tables)
57: R41 Interim Financial Data by Segment (Tables) HTML 72K
30: R42 Basis of Presentation - Additional Information HTML 29K
(Details)
40: R43 New Accounting Pronouncements (Details) HTML 39K
89: R44 Revenue Recognition - Additional Information HTML 29K
(Details)
56: R45 Revenue Recognition - Disaggregation of Revenue HTML 72K
(Details)
29: R46 Revenue Recognition - Contract Assets and HTML 32K
Liabilities (Details)
39: R47 Weighted-Average Shares Outstanding - Additional HTML 31K
Information (Details)
88: R48 Weighted-Average Shares Outstanding - Denominators HTML 35K
of Basic and Diluted EPS Computations (Details)
58: R49 Interest Expense, Net - Components of Interest HTML 33K
Expense, Net (Details)
62: R50 Acquisitions - Additional Information (Details) HTML 64K
72: R51 Acquisitions - Schedule of Business Combinations HTML 80K
(Details)
42: R52 Fair Value of Financial Instruments - Summary of HTML 63K
Financial Assets and Liabilities Measured at Fair
Value on Recurring Basis (Details)
15: R53 Fair Value of Financial Instruments - Summary of HTML 28K
Financial Assets and Liabilities Measured at Fair
Value on Recurring Basis - Additional Information
(Details)
64: R54 Fair Value of Financial Instruments - Schedule of HTML 39K
Changes in Level 3 Financial Liabilities (Details)
73: R55 Leases - Narrative (Details) HTML 35K
43: R56 Leases - Supplemental Balance Sheet Information HTML 36K
(Details)
16: R57 Leases - Components of Lease Cost (Details) HTML 30K
61: R58 Leases - Supplemental Cash Flow Information HTML 31K
(Details)
74: R59 Leases - Maturity of Lease Liabilities Under ASC HTML 49K
842 (Details)
36: R60 Leases - Maturity of Lease Liabilities Under ASC HTML 45K
840 (Details)
27: R61 Other Non-Current Assets - Schedule of Other HTML 49K
Non-Current Assets (Details)
59: R62 Payables and Accrued Expensess - Components of HTML 50K
Accrued Expenses and Other Current Liabilities
(Details)
91: R63 Borrowings - Schedule of Outstanding Borrowings HTML 75K
(Details)
37: R64 Borrowings - Future Principal Payments on the HTML 46K
Company?s Outstanding Debt (Details)
28: R65 Borrowings - Additional Information (Details) HTML 110K
60: R66 Other Non-Current Liabilities (Details) HTML 42K
92: R67 Stock-Based Compensation - Summary of Incentive HTML 103K
Equity Awards (Details)
38: R68 Stock-Based Compensation - Additional Information HTML 42K
(Details)
26: R69 Income Taxes - Additional Information (Details) HTML 35K
14: R70 Contractual Commitments, Contingencies and HTML 62K
Off-Balance Sheet Arrangements - Additional
Information (Details)
41: R71 Changes in Accumulated Other Comprehensive HTML 48K
Income/(Loss) by Component - Summary of Changes in
Accumulated Balances for Each Component of
Accumulated Other Comprehensive Income/(Loss)
(Details)
75: R72 Interim Financial Data by Segment - Additional HTML 50K
Information (Details)
65: R73 Interim Financial Data by Segment - Segment HTML 48K
Results (Details)
13: R74 Subsequent Event - Narrative (Details) HTML 31K
68: R9999 Uncategorized Items - br-20191231.htm HTML 34K
63: XML IDEA XML File -- Filing Summary XML 164K
83: XML XBRL Instance -- br-20191231_htm XML 2.92M
53: EXCEL IDEA Workbook of Financial Reports XLSX 97K
9: EX-101.CAL XBRL Calculations -- br-20191231_cal XML 245K
10: EX-101.DEF XBRL Definitions -- br-20191231_def XML 455K
11: EX-101.LAB XBRL Labels -- br-20191231_lab XML 1.48M
12: EX-101.PRE XBRL Presentations -- br-20191231_pre XML 851K
8: EX-101.SCH XBRL Schema -- br-20191231 XSD 172K
31: JSON XBRL Instance as JSON Data -- MetaLinks 328± 503K
86: ZIP XBRL Zipped Folder -- 0001383312-20-000013-xbrl Zip 477K
1.I have reviewed this Quarterly Report on Form 10-Q of Broadridge Financial Solutions, Inc.;
2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period
covered by this report;
3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the
registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with
generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5.The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation
of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
