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Broadridge Financial Solutions, Inc. – ‘10-Q’ for 12/31/19 – ‘EX-32.1’

On:  Friday, 1/31/20, at 10:44am ET   ·   For:  12/31/19   ·   Accession #:  1383312-20-13   ·   File #:  1-33220

Previous ‘10-Q’:  ‘10-Q’ on 11/6/19 for 9/30/19   ·   Next:  ‘10-Q’ on 5/8/20 for 3/31/20   ·   Latest:  ‘10-Q’ on 2/1/24 for 12/31/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/31/20  Broadridge Fin’l Solutions, Inc.  10-Q       12/31/19   92:13M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.17M 
 2: EX-10.1     Material Contract                                   HTML    419K 
 3: EX-10.2     Material Contract                                   HTML    416K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     31K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     29K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     29K 
49: R1          Cover Page                                          HTML     79K 
24: R2          Condensed Consolidated Statements of Earnings       HTML     76K 
34: R3          Condensed Consolidated Statements of Comprehensive  HTML     48K 
                Income                                                           
82: R4          Condensed Consolidated Statements of Comprehensive  HTML     29K 
                Income (Parenthetical)                                           
50: R5          Condensed Consolidated Balance Sheets               HTML    111K 
25: R6          Condensed Consolidated Balance Sheets               HTML     49K 
                (Parenthetical)                                                  
35: R7          Condensed Consolidated Statements of Cash Flows     HTML    133K 
81: R8          Condensed Consolidated Statements of Stockholders?  HTML     86K 
                Equity                                                           
51: R9          Condensed Consolidated Statements of Stockholders?  HTML     35K 
                Equity (Parenthetical)                                           
46: R10         Basis of Presentation                               HTML     49K 
20: R11         New Accounting Pronouncements                       HTML     36K 
66: R12         Revenue Recognition                                 HTML    152K 
76: R13         Weighted-Average Shares Outstanding                 HTML     44K 
47: R14         Interest Expense, Net                               HTML     44K 
21: R15         Acquisitions                                        HTML    130K 
67: R16         Fair Value of Financial Instruments                 HTML    125K 
77: R17         Leases                                              HTML     75K 
48: R18         Other Non-Current Assets                            HTML     47K 
19: R19         Payables and Accrued Expenses                       HTML     47K 
54: R20         Borrowings                                          HTML    124K 
84: R21         Other Non-Current Liabilities                       HTML     40K 
32: R22         Stock-Based Compensation                            HTML    106K 
22: R23         Income Taxes                                        HTML     30K 
55: R24         Contractual Commitments, Contingencies and          HTML     44K 
                Off-Balance Sheet Arrangements                                   
85: R25         Changes in Accumulated Other Comprehensive          HTML     87K 
                Income/(Loss) by Component                                       
33: R26         Interim Financial Data by Segment                   HTML     74K 
23: R27         Subsequent Event                                    HTML     29K 
52: R28         Basis of Presentation (Policies)                    HTML     71K 
87: R29         Revenue Recognition (Tables)                        HTML    137K 
80: R30         Weighted-Average Shares Outstanding (Tables)        HTML     43K 
70: R31         Interest Expense, Net (Tables)                      HTML     43K 
18: R32         Acquisitions (Tables)                               HTML    104K 
45: R33         Fair Value of Financial Instruments (Tables)        HTML    123K 
79: R34         Leases (Tables)                                     HTML     75K 
69: R35         Other Non-Current Assets (Tables)                   HTML     47K 
17: R36         Payables and Accrued Expenses (Tables)              HTML     47K 
44: R37         Borrowings (Tables)                                 HTML    116K 
78: R38         Other Non-Current Liabilities (Tables)              HTML     40K 
71: R39         Stock-Based Compensation (Tables)                   HTML    102K 
90: R40         Changes in Accumulated Other Comprehensive          HTML     87K 
                Income/(Loss) by Component (Tables)                              
57: R41         Interim Financial Data by Segment (Tables)          HTML     72K 
30: R42         Basis of Presentation - Additional Information      HTML     29K 
                (Details)                                                        
40: R43         New Accounting Pronouncements (Details)             HTML     39K 
89: R44         Revenue Recognition - Additional Information        HTML     29K 
                (Details)                                                        
56: R45         Revenue Recognition - Disaggregation of Revenue     HTML     72K 
                (Details)                                                        
29: R46         Revenue Recognition - Contract Assets and           HTML     32K 
                Liabilities (Details)                                            
39: R47         Weighted-Average Shares Outstanding - Additional    HTML     31K 
                Information (Details)                                            
88: R48         Weighted-Average Shares Outstanding - Denominators  HTML     35K 
                of Basic and Diluted EPS Computations (Details)                  
58: R49         Interest Expense, Net - Components of Interest      HTML     33K 
                Expense, Net (Details)                                           
62: R50         Acquisitions - Additional Information (Details)     HTML     64K 
72: R51         Acquisitions - Schedule of Business Combinations    HTML     80K 
                (Details)                                                        
42: R52         Fair Value of Financial Instruments - Summary of    HTML     63K 
                Financial Assets and Liabilities Measured at Fair                
                Value on Recurring Basis (Details)                               
15: R53         Fair Value of Financial Instruments - Summary of    HTML     28K 
                Financial Assets and Liabilities Measured at Fair                
                Value on Recurring Basis - Additional Information                
                (Details)                                                        
64: R54         Fair Value of Financial Instruments - Schedule of   HTML     39K 
                Changes in Level 3 Financial Liabilities (Details)               
73: R55         Leases - Narrative (Details)                        HTML     35K 
43: R56         Leases - Supplemental Balance Sheet Information     HTML     36K 
                (Details)                                                        
16: R57         Leases - Components of Lease Cost (Details)         HTML     30K 
61: R58         Leases - Supplemental Cash Flow Information         HTML     31K 
                (Details)                                                        
74: R59         Leases - Maturity of Lease Liabilities Under ASC    HTML     49K 
                842 (Details)                                                    
36: R60         Leases - Maturity of Lease Liabilities Under ASC    HTML     45K 
                840 (Details)                                                    
27: R61         Other Non-Current Assets - Schedule of Other        HTML     49K 
                Non-Current Assets (Details)                                     
59: R62         Payables and Accrued Expensess - Components of      HTML     50K 
                Accrued Expenses and Other Current Liabilities                   
                (Details)                                                        
91: R63         Borrowings - Schedule of Outstanding Borrowings     HTML     75K 
                (Details)                                                        
37: R64         Borrowings - Future Principal Payments on the       HTML     46K 
                Company?s Outstanding Debt (Details)                             
28: R65         Borrowings - Additional Information (Details)       HTML    110K 
60: R66         Other Non-Current Liabilities (Details)             HTML     42K 
92: R67         Stock-Based Compensation - Summary of Incentive     HTML    103K 
                Equity Awards (Details)                                          
38: R68         Stock-Based Compensation - Additional Information   HTML     42K 
                (Details)                                                        
26: R69         Income Taxes - Additional Information (Details)     HTML     35K 
14: R70         Contractual Commitments, Contingencies and          HTML     62K 
                Off-Balance Sheet Arrangements - Additional                      
                Information (Details)                                            
41: R71         Changes in Accumulated Other Comprehensive          HTML     48K 
                Income/(Loss) by Component - Summary of Changes in               
                Accumulated Balances for Each Component of                       
                Accumulated Other Comprehensive Income/(Loss)                    
                (Details)                                                        
75: R72         Interim Financial Data by Segment - Additional      HTML     50K 
                Information (Details)                                            
65: R73         Interim Financial Data by Segment - Segment         HTML     48K 
                Results (Details)                                                
13: R74         Subsequent Event - Narrative (Details)              HTML     31K 
68: R9999       Uncategorized Items - br-20191231.htm               HTML     34K 
63: XML         IDEA XML File -- Filing Summary                      XML    164K 
83: XML         XBRL Instance -- br-20191231_htm                     XML   2.92M 
53: EXCEL       IDEA Workbook of Financial Reports                  XLSX     97K 
 9: EX-101.CAL  XBRL Calculations -- br-20191231_cal                 XML    245K 
10: EX-101.DEF  XBRL Definitions -- br-20191231_def                  XML    455K 
11: EX-101.LAB  XBRL Labels -- br-20191231_lab                       XML   1.48M 
12: EX-101.PRE  XBRL Presentations -- br-20191231_pre                XML    851K 
 8: EX-101.SCH  XBRL Schema -- br-20191231                           XSD    172K 
31: JSON        XBRL Instance as JSON Data -- MetaLinks              328±   503K 
86: ZIP         XBRL Zipped Folder -- 0001383312-20-000013-xbrl      Zip    477K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of Broadridge Financial Solutions, Inc. (the “Company”) on Form 10-Q for the three months ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Timothy C. Gokey, President and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
(a)the Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
(b)the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
/s/ Timothy C. Gokey
Timothy C. Gokey
President and Chief Executive Officer
January 31, 2020
Pursuant to Securities and Exchange Commission Release 33-8238, dated June 5, 2003, this certification is being furnished and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, and will not be incorporated by reference into any registration statement filed under the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated therein by reference.
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:1/31/208-K
For Period end:12/31/198-K
6/5/03
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/08/23  Broadridge Fin’l Solutions, Inc.  10-K        6/30/23  140:16M
 8/12/22  Broadridge Fin’l Solutions, Inc.  10-K        6/30/22  133:15M
 8/12/21  Broadridge Fin’l Solutions, Inc.  10-K        6/30/21  141:16M
 8/11/20  Broadridge Fin’l Solutions, Inc.  10-K        6/30/20  140:19M
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Filing Submission 0001383312-20-000013   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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