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SOL Global Investments Corp., et al. – ‘3’ for 3/17/21 re: Simply, Inc.

On:  Monday, 5/3/21, at 5:00pm ET   ·   For:  3/17/21   ·   Accession #:  1062993-21-4049   ·   File #:  1-32217

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/21  SOL Global Investments Corp.      3                      1:7K   Simply, Inc.                      Newsfile Corp./FA
          SOL Verano Blocker 1 LLC

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- form3.xml/2.6                        




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
SOL Global Investments Corp.

(Last)(First)(Middle)
100 KING STREET
SUITE 5600

(Street)
TORONTOA6M5X 1C9

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
3/17/21
3. Issuer Name and Ticker or Trading Symbol
Simply, Inc. [ SIMP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock224,194D (1) (3)
Common Stock882,759ISee Footnotes (2) (3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
SOL Global Investments Corp.

(Last)(First)(Middle)
100 KING STREET
SUITE 5600

(Street)
TORONTOA6M5X 1C9

(City)(State)(Zip)
1. Name and Address of Reporting Person*
SOL Verano Blocker 1 LLC

(Last)(First)(Middle)
100 KING STREET WEST
SUITE 5600

(Street)
TORONTOA6M5X 1C9

(City)(State)(Zip)
Explanation of Responses:
(1)  This report is filed jointly by the following persons (each, a Reporting Person): SOL Global Investments Corp. (SOL Global) and SOL Verano Blocker 1 LLC (SVB 1 LLC)
(2)  SVB 1 LLC is a wholly-owned subsidiary of SOL Global, and as the sole member of SVB 1 LLC, SOL may be deemed to beneficially own the 882,759 share of common stock of Simply, Inc.
(3)  This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Remarks:
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.
/s/ Andrew DeFrancesco 5/3/21
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001062993-21-004049   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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