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Contran Corp., et al. – ‘4’ for 6/1/22 re: NL Industries Inc.

On:  Thursday, 6/2/22, at 10:45am ET   ·   For:  6/1/22   ·   Accession #:  1062993-22-14079   ·   File #:  1-00640

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/02/22  Contran Corp.                     4                      2:15K  NL Industries Inc.                Newsfile Corp./FA
          Kronos Worldwide Inc.
          Harold C. Simmons Family Trust No. 2
          Simmons Lisa K

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6                        
 2: EX-99       Additional Information                                 3±    11K 


‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — form4.xml/3.6




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CONTRAN CORP

(Last)(First)(Middle)
5430 LBJ FRWY
SUITE 1700

(Street)
DALLASTX75240-2620

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
NL INDUSTRIES INC [ NL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
6/1/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.125 par value per share 6/1/22 S (1) 2,000D$8.230IBy Kronos (1)
Common Stock $0.125 par value per share 40,387,531IBy Valhi (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
CONTRAN CORP

(Last)(First)(Middle)
5430 LBJ FRWY
SUITE 1700

(Street)
DALLASTX75240-2620

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Simmons Lisa K

(Last)(First)(Middle)
5430 LBJ FREEWAY
SUITE 1700

(Street)
DALLASTX75240-2620

(City)(State)(Zip)
1. Name and Address of Reporting Person*
KRONOS WORLDWIDE INC

(Last)(First)(Middle)
5430 LBJ FREEWAY
SUITE 1700

(Street)
DALLASTX75240-2620

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Harold C. Simmons Family Trust No. 2

(Last)(First)(Middle)
5430 LBJ FREEWAY
SUITE 1700

(Street)
DALLASTX75240-2620

(City)(State)(Zip)
Explanation of Responses:
(1)  On June 1, 2022, the issuer, NL Industries, Inc. ("NL"), purchased 2,000 shares of its common stock, par value $0.125 per share, from Kronos Worldwide, Inc. ("Kronos") in a private transaction that was approved in advance by the independent directors of NL and Kronos. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to have beneficially owned these shares.
(2)  Directly held by Valhi, Inc. ("Valhi"). See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Remarks:
Exhibit Index 99.1 Additional Information
Andrew B. Nace, Executive Vice President of Contran Corporation 6/1/22
Andrew B. Nace, Executive Vice President of Kronos Worldwide, Inc. 6/1/22
Andrew B. Nace, Attorney-in-fact for Lisa K. Simmons 6/1/22
Ashley Tarleton, AVP & Trust Officer of Tolleson Private Bank, not in its individual capacity but solely as trustee of the Harold C. Simmons Family Trust No. 2 6/1/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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