SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Pope Lawrence J – ‘4’ for 11/8/22 re: Halliburton Co.

On:  Wednesday, 11/9/22, at 3:18pm ET   ·   For:  11/8/22   ·   As:  Officer   ·   Accession #:  1062993-22-21759   ·   File #:  1-03492

Previous ‘4’:  ‘4’ on 6/2/22 for 6/1/22   ·   Next:  ‘4’ on 12/8/22 for 12/6/22   ·   Latest:  ‘4’ on 3/5/24 for 3/1/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/22  Pope Lawrence J                   4          Officer     1:9K   Halliburton Co.                   Newsfile Corp./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Pope Lawrence J

(Last)(First)(Middle)
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTONTX77032

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
EVP Administration & CHRO
3. Date of Earliest Transaction (Month/Day/Year)
11/8/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 11/8/22 S (1) 50,000D$39.95223,665.975 (2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy Common Stock$31.44 12/5/18 12/5/28Common Stock51,100 51,100D
Option to Buy Common Stock$43.38 12/6/17 12/6/27Common Stock34,300 34,300D
Option to Buy Common Stock$53.54 12/7/16 12/7/26Common Stock30,500 30,500D
Option to Buy Common Stock$38.95 12/2/15 12/2/25Common Stock44,500 44,500D
Option to Buy Common Stock$40.75 12/3/14 12/3/24Common Stock47,400 47,400D
Option to Buy Common Stock$50.62 12/4/13 12/4/23Common Stock29,400 29,400D
Explanation of Responses:
(1)  The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.
(2)  Includes 324.002 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ending June 30, 2022.
/s/ Bruce Metzinger, by Power of Attorney 11/9/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

Top
Filing Submission 0001062993-22-021759   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 18, 11:57:46.2pm ET