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TOMI Environmental Solutions, Inc. – ‘8-K’ for 11/21/22

On:  Tuesday, 11/22/22, at 10:19am ET   ·   For:  11/21/22   ·   Accession #:  1654954-22-15649   ·   File #:  1-39574

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/22/22  TOMI Environmental Solutions, Inc 8-K:5      11/21/22   12:141K                                   Blueprint/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 7: R1          Cover                                               HTML     46K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- tomz_8k_htm                         XML     15K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.CAL  XBRL Calculations -- tomz-20221121_cal               XML      7K 
 6: EX-101.DEF  XBRL Definitions -- tomz-20221121_def                XML     10K 
 3: EX-101.LAB  XBRL Labels -- tomz-20221121_lab                     XML     43K 
 5: EX-101.PRE  XBRL Presentations -- tomz-20221121_pre              XML     29K 
 2: EX-101.SCH  XBRL Schema -- tomz-20221121                         XSD     19K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
12: ZIP         XBRL Zipped Folder -- 0001654954-22-015649-xbrl      Zip     14K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i November 21, 2022

 

 i TOMI ENVIRONMENTAL SOLUTIONS, INC.

(Exact name of registrant as specified in its charter)

 

 

 i Florida

 

 i 000-09908

 

 i 59-1947988

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

 i 8430 SPIRES WAY

 i Frederick,  i Maryland  i 21701 

(Address of principal executive offices) (Zip Code) 

 

( i 800)  i 525-1698 

(Registrant's telephone number, including area code) 

 

Not Applicable 

(Former name or former address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

 i Common Stock, $0.01 par value per share

 

 i TOMZ

 

 i Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 Item 5.07  Submission of Matters to a Vote of Security Holders. 

 

At the 2022 Annual Meeting of Shareholders of TOMI Environmental Solutions, Inc. (the “Company”) held on November 21, 2022 (the “Annual Meeting”), the shareholders of the Company approved two proposals, a description of which may be found in the Company's definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on October 19, 2022. Of the 19,763,955 shares of voting stock outstanding as of the record date, 12,477,569 shares were represented at the Annual Meeting, which constituted a quorum. The final voting results of the two proposals are set forth below.

 

Proposal 1: Election of Class II Directors

 

The Company's shareholders elected Ms. Kelly J. Anderson and Mr. Walter C. Johnsen to serve as the Class II Directors on the Company's Board of Directors (the “Board”), to serve a three-year term that will expire at the Company's 2025 Annual Meeting of Shareholders and at such time as his or her successor has been duly elected and qualified or his or her earlier resignation or removal. The voting results are as follows:

 

 

 

For

 

Withheld

 

Broker Non-Votes

Ms. Kelly J. Anderson

 

9,400,653

 

194,865

 

2,882,051

Mr. Walter C. Johnsen

 

9,472,282

 

123,236

 

2,882,051

 

Proposal 2: Ratification of Independent Registered Public Accounting Firm

 

The Company's shareholders ratified the appointment of Rosenberg Rich Baker Berman & Co. as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022, as set forth below:

 

For

 

Against

 

Abstain

12,311,753

 

161,686

 

4,130

 

 
2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TOMI ENVIRONMENTAL SOLUTIONS, INC.

 

 

 

 

 

Date: November 22, 2022

By:

/s/ Halden S. Shane

 

 

 

Name: Halden S. Shane

 

 

 

Title: Chief Executive Officer

 

 

 
3

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/22
Filed on:11/22/22
For Period end:11/21/22DEF 14A
10/19/22DEF 14A
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