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Advent Technologies Holdings, Inc. – ‘8-K’ for 8/31/22

On:  Friday, 9/2/22, at 4:44pm ET   ·   For:  8/31/22   ·   Accession #:  1829126-22-16423   ·   File #:  1-38742

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/02/22  Advent Techs Holdings, Inc.       8-K:5,9     8/31/22   12:383K                                   Empire Filings/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML    130K 
 7: R1          Cover                                               HTML     52K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- adventtech_8k_htm                   XML     20K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- adn-20220831_def                 XML     73K 
 5: EX-101.LAB  XBRL Labels -- adn-20220831_lab                      XML    103K 
 6: EX-101.PRE  XBRL Presentations -- adn-20220831_pre               XML     70K 
 3: EX-101.SCH  XBRL Schema -- adn-20220831                          XSD     14K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
12: ZIP         XBRL Zipped Folder -- 0001829126-22-016423-xbrl      Zip     43K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0001744494  i false  i --12-31 0001744494 2022-08-31 2022-08-31 0001744494 adn:CommonStockParValue0.0001PerShareMember 2022-08-31 2022-08-31 0001744494 adn:WarrantsToPurchaseOneShareOfCommonStockEachAtExercisePriceOf11.50Member 2022-08-31 2022-08-31 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  i August 31, 2022

 

 i ADVENT TECHNOLOGIES HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-38742    i 83-0982969
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)
         

 i 200 Clarendon Street

 i Boston,  i MA  i 02116

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code:  i (617)  i 655-6000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, par value $0.0001 per share    i ADN   The  i Nasdaq Capital Market
 i Warrants to purchase one share of common stock, each at an exercise price of $11.50    i ADNWW   The  i Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i  

 

 

 

 C: 

 

 

 

Item 5.03Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On August 31, 2022, the Board of Directors of Advent Technologies Holdings, Inc. (the “Company”) approved and adopted the Second Amended and Restated Bylaws of the Company (the “Second Amended and Restated Bylaws) that amends the quorum for a stockholders’ meeting to be at least one third (1/3) of all issued and outstanding shares of the capital stock of the Company entitled to vote, present in person or by proxy.

 

The foregoing summary of the Second Amended and Restated Bylaws does not purport to be complete and is subject to, and qualified in their entirety by reference to the Second Amended and Restated Bylaws, copy of which is attached hereto as Exhibit 3.1 and is incorporated herein by reference.

 

Item 9.01Financial Statements and Exhibits

 

(d) Exhibits

 

 

Exhibit
No.
  Description
3.1   Second Amended and Restated Bylaws of Advent Technologies Holdings, Inc.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

  

 C: 

 C: 1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  ADVENT TECHNOLOGIES HOLDINGS, INC.
   
  By:  /s/ James F. Coffey
Dated: September 2, 2022   Name:  James F. Coffey
    Title: Chief Operating Officer and General Counsel

 

 C: 

2

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:9/2/22None on these Dates
For Period end:8/31/22
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/21/23  Advent Techs Holdings, Inc.       S-3                    6:1.7M                                   Empire Filings/FA
 3/31/23  Advent Techs Holdings, Inc.       10-K       12/31/22  138:13M                                    Empire Filings/FA
 1/05/23  Advent Techs Holdings, Inc.       424B3                  1:415K                                   Empire Filings/FA
 1/05/23  Advent Techs Holdings, Inc.       424B3                  1:415K                                   Empire Filings/FA
12/21/22  Advent Techs Holdings, Inc.       POS AM                 4:516K                                   Empire Filings/FA
11/14/22  Advent Techs Holdings, Inc.       424B3                  1:976K                                   Empire Filings/FA
11/14/22  Advent Techs Holdings, Inc.       424B3                  1:976K                                   Empire Filings/FA
11/14/22  Advent Techs Holdings, Inc.       10-Q        9/30/22  106:7.9M                                   Empire Filings/FA
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