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SoFi Technologies, Inc. – ‘8-K’ for 9/26/22

On:  Tuesday, 9/27/22, at 6:51pm ET   ·   As of:  9/28/22   ·   For:  9/26/22   ·   Accession #:  1818874-22-227   ·   File #:  1-39606

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  As Of               Filer                 Filing    For·On·As Docs:Size

 9/28/22  SoFi Technologies, Inc.           8-K:5       9/26/22   10:162K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 5: R1          Cover                                               HTML     45K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- sofi-20220926_htm                   XML     22K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- sofi-20220926_lab                     XML     66K 
 4: EX-101.PRE  XBRL Presentations -- sofi-20220926_pre              XML     33K 
 2: EX-101.SCH  XBRL Schema -- sofi-20220926                         XSD     10K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    16K 
10: ZIP         XBRL Zipped Folder -- 0001818874-22-000227-xbrl      Zip     15K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
  sofi-20220926  
 i 0001818874 i FALSE00018188742022-09-262022-09-26

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________________
FORM  i 8-K
__________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):  i September 26, 2022
 i SoFi Technologies, Inc.
(Exact name of registrant as specified in its charter)
 i Delaware
(State or other jurisdiction
of incorporation)
(Commission
File Number)
 i 98-1547291
(I.R.S. Employer
Identification No.)
 i 234 1st Street
 i San Francisco,  i California
 i 94105
(Address of principal executive offices)(Zip Code)
( i 855)  i 456-7634
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange
on which registered
 i Common stock, $0.0001 par value per share i SOFI i The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Resignation of Named Executive Officer

On  i September 26, 2022, Ms. Jennifer Nuckles, Executive Vice President and Group Business Unit Leader — Relay, Lantern, Content, At Work, Partnerships & Protect, provided notice of her intention to resign from her position with the Company, effective October 7, 2022. Ms. Nuckles resigned to pursue other opportunities and her resignation was not the result of any dispute or disagreement with the Company relating to the Company's operations, policies (including accounting or financial policies) or practices.
Ms. Nuckles' duties and responsibilities will be assumed by other officers of the Company.

1


SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SoFi Technologies, Inc.
By:/s/ Christopher Lapointe
Name:Christopher Lapointe
Title:Chief Financial Officer


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
10/7/22None on these Dates
Filed as of:9/28/22
Filed on:9/27/22
For Period end:9/26/22
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Filing Submission 0001818874-22-000227   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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