SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Workhorse Group Inc. – ‘10-K’ for 12/31/19 – ‘EX-32.1’

On:  Friday, 3/13/20, at 4:17pm ET   ·   For:  12/31/19   ·   Accession #:  1628280-20-3532   ·   File #:  1-37673

Previous ‘10-K’:  ‘10-K’ on 3/18/19 for 12/31/18   ·   Next:  ‘10-K’ on 3/1/21 for 12/31/20   ·   Latest:  ‘10-K’ on 3/12/24 for 12/31/23   ·   20 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/20  Workhorse Group Inc.              10-K       12/31/19   85:9.5M                                   Workiva Inc Wde… FA01/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.14M 
 2: EX-4.12     Instrument Defining the Rights of Security Holders  HTML     37K 
 3: EX-10.41    Material Contract                                   HTML     80K 
 4: EX-10.42    Material Contract                                   HTML    141K 
 5: EX-10.47    Material Contract                                   HTML    112K 
 6: EX-21.1     Subsidiaries List                                   HTML     21K 
 7: EX-23.1     Consent of Experts or Counsel                       HTML     23K 
 8: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 9: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
10: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
11: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
17: R1          Cover Page.                                         HTML     82K 
63: R2          Consolidated Balance Sheets                         HTML    105K 
71: R3          Consolidated Balance Sheets (Parenthetical)         HTML     45K 
42: R4          Consolidated Statements of Operations               HTML     66K 
18: R5          Consolidated Statement of Stockholders' Equity      HTML     81K 
                (Deficit)                                                        
65: R6          Consolidated Statements of Cash Flows               HTML    132K 
73: R7          Consolidated Statements of Cash Flows               HTML     28K 
                (Parenthetical)                                                  
39: R8          Summary of Business and Significant Accounting      HTML     88K 
                Principles                                                       
21: R9          Inventory                                           HTML     39K 
43: R10         Revenue                                             HTML     39K 
24: R11         Property, Plant and Equipment, Net                  HTML     45K 
57: R12         Long-Term Debt                                      HTML     65K 
69: R13         Duke Financing Obligation                           HTML     26K 
44: R14         Mandatory Redeemable Series B Preferred Stock       HTML     32K 
25: R15         Income Taxes                                        HTML     95K 
58: R16         Fair Value Measurement                              HTML     44K 
70: R17         Stock Based Compensation                            HTML     90K 
45: R18         Recent Pronouncements                               HTML     28K 
23: R19         Stockholders' Equity                                HTML     54K 
54: R20         Related Parties                                     HTML     27K 
83: R21         Subsequent Events                                   HTML     25K 
36: R22         Other Income                                        HTML     51K 
31: R23         Other Transaction                                   HTML     27K 
55: R24         Summary of Business and Significant Accounting      HTML    145K 
                Principles (Policies)                                            
84: R25         Summary of Business and Significant Accounting      HTML     65K 
                Principles (Tables)                                              
37: R26         Inventory (Tables)                                  HTML     40K 
32: R27         Revenue (Tables)                                    HTML     34K 
53: R28         Property, Plant and Equipment, Net (Tables)         HTML     45K 
85: R29         Long-Term Debt (Tables)                             HTML     53K 
75: R30         Income Taxes (Tables)                               HTML     98K 
61: R31         Fair Value Measurement (Tables)                     HTML     60K 
22: R32         Stock Based Compensation (Tables)                   HTML     88K 
40: R33         Stockholders' Equity (Tables)                       HTML     45K 
74: R34         Other Income (Tables)                               HTML     49K 
59: R35         Summary of Business and Significant Accounting      HTML     43K 
                Principles (Details)                                             
19: R36         Summary of Business and Significant Accounting      HTML     37K 
                Principles - Estimated Useful Lives (Details)                    
38: R37         Summary of Business and Significant Accounting      HTML     30K 
                Principles - Warranty Accrual (Details)                          
72: R38         Summary of Business and Significant Accounting      HTML     48K 
                Principles - Earnings Per Share (Details)                        
64: R39         Inventory (Details)                                 HTML     40K 
81: R40         Revenue (Details)                                   HTML     30K 
49: R41         Property, Plant and Equipment, Net (Details)        HTML     48K 
30: R42         Long-Term Debt - Type (Details)                     HTML     42K 
35: R43         Long-Term Debt - Maturities (Details)               HTML     33K 
80: R44         Long-Term Debt (Details)                            HTML    143K 
48: R45         Duke Financing Obligation (Details)                 HTML     41K 
29: R46         Mandatory Redeemable Series B Preferred Stock       HTML     56K 
                (Details)                                                        
34: R47         Income Taxes (Details)                              HTML     42K 
79: R48         Income Taxes - Components of Loss Before Income     HTML     42K 
                Taxes (Details)                                                  
50: R49         Income Taxes - Reconciliation of Statutory Federal  HTML     42K 
                Income Tax (Details)                                             
67: R50         Income Taxes - Deferred Tax Assets and Liabilities  HTML     50K 
                (Details)                                                        
76: R51         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     38K 
46: R52         Fair Value Measurement - Warrants (Details)         HTML     34K 
26: R53         Fair Value Measurement - Convertible Note           HTML     34K 
                (Details)                                                        
68: R54         Stock Based Compensation (Details)                  HTML     43K 
77: R55         Stock Based Compensation - Share Based              HTML     31K 
                Compensation Expense (Details)                                   
47: R56         Stock Based Compensation - Stock Option Activity    HTML     68K 
                (Details)                                                        
27: R57         Stock Based Compensation - Restricted Stock         HTML     48K 
                (Details)                                                        
66: R58         Stockholders' Equity (Details)                      HTML     82K 
78: R59         Stockholders' Equity - Warrants (Details)           HTML     48K 
33: R60         Related Parties (Details)                           HTML     37K 
28: R61         Other Income (Details)                              HTML     33K 
51: R62         Other Income - Narrative (Details)                  HTML     67K 
82: R63         Other Transaction (Details)                         HTML     41K 
60: R9999       Uncategorized Items - wkhs-20191231.htm             HTML     25K 
62: XML         IDEA XML File -- Filing Summary                      XML    143K 
52: XML         XBRL Instance -- wkhs-20191231_htm                   XML   1.64M 
56: EXCEL       IDEA Workbook of Financial Reports                  XLSX     80K 
13: EX-101.CAL  XBRL Calculations -- wkhs-20191231_cal               XML    188K 
14: EX-101.DEF  XBRL Definitions -- wkhs-20191231_def                XML    648K 
15: EX-101.LAB  XBRL Labels -- wkhs-20191231_lab                     XML   1.64M 
16: EX-101.PRE  XBRL Presentations -- wkhs-20191231_pre              XML    979K 
12: EX-101.SCH  XBRL Schema -- wkhs-20191231                         XSD    181K 
41: JSON        XBRL Instance as JSON Data -- MetaLinks              340±   504K 
20: ZIP         XBRL Zipped Folder -- 0001628280-20-003532-xbrl      Zip    553K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Document  

EXHIBIT 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of Workhorse Group Inc. (the "Company") on Form 10-K for the period ending December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Duane Hughes, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. section 906 of the Sarbanes-Oxley Act of 2002, that:
(1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities and Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date: March 13, 2020
/s/ Duane Hughes
Duane Hughes
Chief Executive Officer
(Principal Executive Officer)


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/13/208-K,  S-8
For Period end:12/31/19
 List all Filings 


20 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/12/24  Workhorse Group Inc.              10-K       12/31/23   96:8.3M
 3/01/23  Workhorse Group Inc.              10-K       12/31/22  103:9.6M
 3/21/22  Lordstown Motors Corp.            POS AM      3/18/22   56:8M                                     Toppan Merrill/FA
 3/21/22  Lordstown Motors Corp.            POS AM      3/18/22   56:9.3M                                   Toppan Merrill/FA
 3/10/22  Workhorse Group Inc.              424B5                  1:237K                                   EdgarAgents LLC/FA
 3/01/22  Lordstown Motors Corp.            424B3                  1:1.5M                                   Toppan Merrill/FA
 3/01/22  Lordstown Motors Corp.            424B3                  1:1.3M                                   Toppan Merrill/FA
 3/01/22  Workhorse Group Inc.              10-K       12/31/21   99:9M
 2/28/22  Lordstown Motors Corp.            10-K       12/31/21   63:7M                                     Toppan Merrill Bridge/FA
 7/30/21  Lordstown Motors Corp.            S-1                   89:7.2M                                   Toppan Merrill/FA
 7/15/21  Lordstown Motors Corp.            POS AM                 3:2.9M                                   Toppan Merrill/FA
 6/10/21  Lordstown Motors Corp.            POS AM                88:8.2M                                   Toppan Merrill/FA
 6/08/21  Lordstown Motors Corp.            10-K/A     12/31/20   66:5.9M                                   Toppan Merrill Bridge/FA
 3/25/21  Lordstown Motors Corp.            10-K       12/31/20   64:5.2M                                   Toppan Merrill Bridge/FA
 3/01/21  Workhorse Group Inc.              10-K       12/31/20   84:8M                                     Workiva Inc Wde… FA01/FA
12/01/20  Lordstown Motors Corp.            S-1/A                 69:7.7M                                   Toppan Merrill/FA
11/12/20  Lordstown Motors Corp.            S-1                   72:7.4M                                   Toppan Merrill/FA
10/29/20  Lordstown Motors Corp.            8-K/A:3,5,910/23/20   18:2M                                     Toppan Merrill/FA
10/29/20  Lordstown Motors Corp.            8-K:1,2,3,410/23/20   18:2.2M                                   Toppan Merrill/FA
10/28/20  Workhorse Group Inc.              S-3                    3:283K                                   EdgarAgents LLC/FA
Top
Filing Submission 0001628280-20-003532   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 8:43:23.2am ET