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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/22 Fluor Corp. SC 13D/A 1:89K Nuscale Power Corp. Workiva Inc Wde… FA01/FA |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment to Statement of Acquisition of HTML 88K Beneficial Ownership by an "Active" Investor
Document |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
CUSIP
No. 67079K100 | SCHEDULE 13D |
1 | Name of Reporting Persons Fluor Corporation | |||||||||||||
2 | Check the Appropriate Box if a Member
of a Group (a) ☒ (b) ☐ | |||||||||||||
3 | SEC Use Only | |||||||||||||
4 | Source of Funds OO | |||||||||||||
5 | Check Box if Disclosure of Legal Proceeding Is Required Pursuant to Item 2(d) or 2(e) ☐ | |||||||||||||
6 | Citizenship or Place of Organization Delaware | |||||||||||||
Number
of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power - 0 - | ||||||||||||
8 | Shared Voting Power 126,400,219 shares | |||||||||||||
9 | Sole
Dispositive Power - 0 - | |||||||||||||
10 | Shared Dispositive Power 126,400,219 shares | |||||||||||||
11 | Aggregate Amount Beneficially Owned by Each Person 126,400,219 shares | |||||||||||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares ☐ | |||||||||||||
13 | Percent
of Class Represented by Amount in Row (11) 57.2% (1) | |||||||||||||
14 | Type of Reporting Person CO; HC |
(1) | The ownership percentage in this schedule is based upon an aggregate of 42,494,708 shares of Class A common stock, par value $0.0001 per share (the “Class A Common Stock”) and 178,396,711 shares of Class B common stock, par value $0.0001 per share (the “Class
B Common Stock”), of NuScale Power Corporation issued and outstanding as of August 9, 2022, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (“SEC”) on August 12, 2022. If the percentage was calculated using the 42,494,708 shares of Class A Common Stock issued and outstanding, together with the 126,400,219 shares of Class B Common Stock beneficially owned by Fluor (and thus excluding 51,996,492 shares of Class B Common Stock which is not beneficially owned by Fluor), then the percentage in box 13 would be 74.8%. |
CUSIP
No. 67079K100 | SCHEDULE 13D |
1 | Name of Reporting Persons Fluor Enterprises, Inc. | |||||||||||||
2 | Check the Appropriate Box if a
Member of a Group (a) ☒ (b) ☐ | |||||||||||||
3 | SEC Use Only | |||||||||||||
4 | Source of Funds OO | |||||||||||||
5 | Check Box if Disclosure of Legal Proceeding Is Required Pursuant to Item 2(d) or 2(e) ☐ | |||||||||||||
6 | Citizenship or Place of Organization California | |||||||||||||
Number
of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole Voting Power - 0 - | ||||||||||||
8 | Shared Voting Power 126,400,219 shares | |||||||||||||
9 | Sole
Dispositive Power - 0 - | |||||||||||||
10 | Shared Dispositive Power 126,400,219 shares | |||||||||||||
11 | Aggregate Amount Beneficially Owned by Each Person 126,400,219 shares | |||||||||||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares ☐ | |||||||||||||
13 | Percent
of Class Represented by Amount in Row (11) 57.2% (2) | |||||||||||||
14 | Type of Reporting Person CO; HC |
(2) | The ownership percentage in this schedule is based upon an aggregate of 42,494,708 shares of Class A Common Stock and 178,396,711 shares of Class B Common Stock issued and outstanding as of August 9, 2022, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the
SEC on August 12, 2022. If the percentage was calculated using the 42,494,708 shares of Class A Common Stock issued and outstanding, together with the 126,400,219 shares of Class B Common Stock beneficially owned by Fluor Enterprises (and thus excluding 51,996,492 shares of Class B Common Stock which is not beneficially owned by Fluor Enterprises), then the percentage in box 13 would be 74.8%. |
CUSIP No. 67079K100 | SCHEDULE 13D |
1 | Name of Reporting Persons NuScale Holdings Corp. | |||||||||||||
2 | Check the Appropriate Box if a Member of a Group (a) ☒ (b) ☐ | |||||||||||||
3 | SEC Use Only | |||||||||||||
4 | Source of Funds OO | |||||||||||||
5 | Check Box if Disclosure of Legal Proceeding Is Required Pursuant to Item 2(d) or 2(e) ☐ | |||||||||||||
6 | Citizenship or Place of Organization Delaware | |||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7 | Sole
Voting Power - 0 - | ||||||||||||
8 | Shared Voting Power 463,747 shares | |||||||||||||
9 | Sole Dispositive Power - 0 - | |||||||||||||
10 | Shared Dispositive Power 463,747 shares | |||||||||||||
11 | Aggregate
Amount Beneficially Owned by Each Person 463,747 shares | |||||||||||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Shares ☐ | |||||||||||||
13 | Percent of Class Represented by Amount in Row (11) 0.2% (3) | |||||||||||||
14 | Type of Reporting Person CO; HC |
(3) | The
ownership percentage in this schedule is based upon an aggregate of 42,494,708 shares of Class A Common Stock and 178,396,711 shares of Class B Common Stock issued and outstanding as of August 9, 2022, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the SEC on August 12, 2022. If the percentage was calculated using the 42,494,708 shares of Class A Common Stock issued and outstanding, together with the 463,747 shares of Class B Common Stock beneficially owned by NuScale Holdings Corp. (and thus excluding 177,932,964 shares of Class B Common Stock which is not beneficially owned by NuScale Holdings Corp.), then the percentage in box 13 would be 1.1%. |
Fluor Corporation | ||||||||
By: | /s/ John R. Reynolds | |||||||
Name: | John R. Reynolds | |||||||
Title: | Executive Vice President, Chief
Legal Officer & Secretary | |||||||
Fluor Enterprises, Inc. | ||||||||
By: | /s/ John R. Reynolds | |||||||
Name: | John R. Reynolds | |||||||
Title: | Executive Vice President, Chief Legal Officer & Secretary | |||||||
NuScale Holdings Corp. | ||||||||
By: | /s/ Robert Temple | |||||||
Name: | Robert Temple | |||||||
Title: | Secretary | |||||||
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/8/22 | |||
11/3/22 | 4 | |||
8/12/22 | 10-Q | |||
8/9/22 | ||||
5/12/22 | 3, 4, S-1, SC 13D, SC 13G | |||
4/4/22 | 425, 8-K | |||
List all Filings |