SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Alpine 4 Holdings, Inc. – ‘8-K/A’ for 5/30/23

On:  Monday, 6/5/23, at 5:25pm ET   ·   For:  5/30/23   ·   Accession #:  1628280-23-20929   ·   File #:  1-40913

Previous ‘8-K’:  ‘8-K’ on 6/2/23 for 5/30/23   ·   Next:  ‘8-K’ on / for 6/22/23   ·   Latest:  ‘8-K’ on / for 3/21/24   ·   1 Reference:  By:  Alpine 4 Holdings, Inc. – ‘PRE 14C’ on 12/22/23 for 12/20/23

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/05/23  Alpine 4 Holdings, Inc.           8-K/A:5,7,9 5/30/23   12:213K                                   Workiva Inc Wde… FA01/FA

Amendment to Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     40K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     11K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     17K 
 7: R1          Cover                                               HTML     44K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- alpp-20230530_htm                   XML     21K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 5: EX-101.LAB  XBRL Labels -- alpp-20230530_lab                     XML     67K 
 6: EX-101.PRE  XBRL Presentations -- alpp-20230530_pre              XML     33K 
 4: EX-101.SCH  XBRL Schema -- alpp-20230530                         XSD     10K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
12: ZIP         XBRL Zipped Folder -- 0001628280-23-020929-xbrl      Zip     32K 


‘8-K/A’   —   Amendment to Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  alpp-20230530  
 i 0001606698 i FALSE00016066982023-05-302023-05-30



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
___________
    
FORM  i 8-K/A
___________

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)  i May 30, 2023

Image_0.gif

 i Alpine 4 Holdings, Inc.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
 
     
 i Delaware  i 001-40913  i 46-5482689
(STATE OR OTHER JURISDICTION
OF INCORPORATION OR ORGANIZATION)
 (COMMISSION FILE NO.) (IRS EMPLOYEE IDENTIFICATION NO.)
 i 2525 E Arizona Biltmore Circle,  i Suite 237
 i Phoenix,  i AZ  i 85016
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

 i 480- i 702-2431
(ISSUER TELEPHONE NUMBER)

(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Class A Common StockALPPThe Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).                                Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 





EXPLANATORY NOTE

This Amendment No. 1 amends the Current Report on Form 8-K of Alpine Holding, Inc. (the “Company”) dated June 2, 2023, reporting under Item 5.02 that the Company had appointed Christopher Meinerz as its Chief Financial Officer. This Amendment No. 1 amends the Current Report as originally filed by amending the narrative of 5.02 to include the major terms of the compensation agreement between Mr. Meinerz and the Company, and to include a copy of the engagement letter between Mr. Meinerz and the Company, included herein in Exhibit 99.2. The Company has previously issued a press release announcing Mr. Meinerz’s appointment, a copy of which was included as Exhibit 99.1 of the Current Report filed June 2, 2023.

Item 5.02     Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Announcement of Hiring of Chief Financial Officer

On May 30, 2023, the Board of Directors of Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), appointed Christopher Meinerz to serve as Chief Financial Officer of the Company. Prior to joining the Company, Mr. Meinerz has held the title of Chief Financial Officer, Chief Operating Officer, and Chief Compliance Officer including recent appointments of Chief Financial Officer & Chief Operating Officer for Nano Hearing Aids (November 2021 – May 2023), Chief Financial Officer of Tallwave (March 2020 – April 2021, currently retained as an advisor to Board & executive management), Chief Financial Officer for Elite Roofing Supply (August 2018 – December 2019), and Chief Financial Officer for Mobivity Holdings Corp (2015-2018). In his various roles, Mr. Meinerz has been involved with the raising of more than $1 billion of capital and has successfully completed a significant number of transactions, including initial public offerings, acquisitions, and divestitures.

Mr. Meinerz, 56, is a graduate of the University of Wisconsin with degrees in both accounting and finance. Mr. Meinerz is also an active Certified Public Accountant with extensive SEC reporting and compliance experience. He began his career in public accounting with BDO in Chicago, Illinois, and Grant Thornton in Madison, Wisconsin. Mr. Meinerz will serve as the principal financial officer and principal accounting officer for the Company. Mr. Meinerz will serve in this capacity at the pleasure of the Board.

Kent Wilson, CEO, had this to say: After an exhaustive two-month-long search, the board and I are pleased to announce the addition of Chris Meinerz to our team! We reviewed over a dozen highly qualified candidates, but at the end of the day, Chris’s experience, knowledge of technical accounting, and great personality won the day. We are blessed to have him on our team and look forward to him adding his knowledge and great character to the A4 family of companies. Additionally, a huge thank you to SaVonnah Osmanski for stepping in as interim CFO during this time. Your dedication to the Alpine 4 team is greatly appreciated! Ms. Osmanski will resume her position as VP / Corporate Controller.”

There are no family relationships between Mr. Meinerz and anyone currently serving as a director, executive officer, or director nominee of the Company.

There are no related party transactions between Mr. Meinerz and the Company that would require disclosure under Item 404(a) of Regulation S-K.

The Company and Mr. Meinerz entered into an “At Will Employment Agreement” (the “Agreement”) relating to Mr. Meinerz’s service as the Company’s Chief Executive Officer. Pursuant to the Agreement, the Company agreed to pay Mr. Meinerz a base pay rate of $275,000 annually, and to pay a bonus of $5,000 per quarter for on-time and accurate quarterly report filings and a bonus of $10,000 for annual on-time and accurate annual report filings. Additionally, the Company agreed to grant to Mr. Meinerz $25,000 of Alpine 4 common stock after 90 days of successful employment with the Company. Mr. Meinerz will also receive 80 hours of annual paid time off for 2023 and 120 hours of paid time off beginning in 2024, and he will be entitled to participate in the company’s health, welfare, and retirement plans, and in the Executive Stock Option Plan.

Item 7.01    Regulation FD Disclosure

A press release, dated June 2, 2023, disclosing the Company’s hiring of the Chief Financial Officer referenced above was attached to the original 8-K filing as Exhibit 99.1.




The information furnished in this Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.1 previously filed) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Item 9.01     Financial Statements and Exhibits

(d) Exhibits

Exhibit Number
Description
99.1
99.2
104Cover Page Interactive Data File (formatted as Inline XBRL)




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

Alpine 4 Holdings, Inc.

By: /s/ Kent B. Wilson
Kent B. Wilson
Chief Executive Officer, President
(Principal Executive Officer)

Date: June 5, 2023


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
Filed on:6/5/23
6/2/238-K
For Period end:5/30/238-K
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/22/23  Alpine 4 Holdings, Inc.           PRE 14C    12/20/23    1:276K                                   Workiva Inc Wde… FA01/FA
Top
Filing Submission 0001628280-23-020929   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 3:13:56.1am ET