SEC Info - Lumentum Holdings Inc. - ‘SD’ for 12/31/22

SEC Info℠

Home

Help

Please Sign In

Lumentum Holdings Inc. – ‘SD’ for 12/31/22

On: Wednesday, 5/31/23, at 4:10pm ET · For: 12/31/22 · Rule: 13p-1 · Item: 1.01 · Item: 1.02 · Accession #: 1628280-23-20318 · File #: 1-36861

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/31/23  Lumentum Holdings Inc.            SD         12/31/22    2:282K                                   Workiva Inc Wde… FA01/FA

Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD — Rule 13p-1 — § 1502 – DFA’10

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SD          Specialized Disclosure Report re: the Use of        HTML     43K 
                Conflict Minerals                                                
 2: EX-1.01     Conflict Minerals Report                            HTML    239K

‘SD’ — Specialized Disclosure Report re: the Use of Conflict Minerals

This is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form SD

Specialized Disclosure Report

Lumentum Holdings Inc.

(Exact name of Registrant as specified in its charter)

Delaware

001-36861

47-3108385

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification Number)

1001 Ridder Park Drive, San Jose, CA

95131

(Address of Principal Executive Offices)

(Zip Code)

Judy Hamel, Esq., Sr. Vice President, General Counsel and Secretary

(408) 546-5483

(Name and telephone number, including area code, of the person to contact in connection with this report)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:




			Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2022 to December 31, 2022
☐			Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _____

Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Information required by this Item is incorporated by reference to the Conflict Minerals Report attached hereto as Exhibit 1.01.

A copy of this Form SD, including the Lumentum Holdings Inc. Conflict Minerals Report, is publicly available at www.lumentum.com/investors.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

Section 3 - Exhibits

Item 3.01 Exhibits

The following exhibit is filed as part of this Report.

Exhibit No.

Description

1.01

Conflict Minerals Report of Lumentum Holdings Inc. for the reporting period from January 1, 2022 to December 31, 2022

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LUMENTUM HOLDINGS INC.

By:

/s/ Judy Hamel

Name:

Judy Hamel

Title:

Sr. Vice President, General Counsel and Secretary

May 31, 2023

Dates Referenced Herein and Documents Incorporated by Reference

This ‘SD’ Filing	Date	Other Filings

Filed on:	5/31/23
For Period end:	12/31/22	10-Q
	1/1/22	10-Q
		List all Filings

↑Top

Filing Submission 0001628280-23-020318 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)