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Marcus Stephen H – ‘4’ for 8/22/22 re: Marcus Corp.

On:  Thursday, 8/25/22, at 3:34pm ET   ·   For:  8/22/22   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  1567619-22-16669   ·   File #:  1-12604

Previous ‘4’:  ‘4’ on 10/22/21 for 10/8/21   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/25/22  Marcus Stephen H                  4          D,O,%Owner  1:9K   Marcus Corp.                      Broadridge Fin’l… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- doc1.xml/3.6                         




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MARCUS STEPHEN H

(Last)(First)(Middle)
THE MARCUS CORPORATION
100 EAST WISCONSIN AVENUE, SUITE 1900

(Street)
MILWAUKEEWI53202

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below) Other (specify below)
Chairman
3. Date of Earliest Transaction (Month/Day/Year)
8/22/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 21,895IBy LLCs (1)
Common Stock 6,003ITrustee-I. Lowe Fam. Tr.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock (2) 8/22/22G 5,804 (3) (4)Common Stock5,804$065,842IS Marcus 1990 Rev Tr (5)
Class B Common Stock (2) (3) (4)Common Stock1,225 1,225IAs Trustee
Class B Common Stock (2) (3) (4)Common Stock4,399,350 4,249,350 (6)IBy LLCs (1)
Class B Common Stock (2) (3) (4)Common Stock50,845 50,845IBy Trust (7)
Explanation of Responses:
(1)  Shares held by Matinee Fifteen Holdings, LLC and Matinee Fifteen Holdings 2 LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
(2)  This security is convertible into common stock on a 1-for-1 basis at no cost.
(3)  This security is immediately exercisable.
(4)  No expiration date.
(5)  By the Stephen H. Marcus 1990 Revocable Trust.
(6)  Shares previously held by Matinee Fifteen Holdings, LLC and Matinee Fifteen Holdings 2, LLC were transferred in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
(7)  By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Stephen H. Marcus.
/s/ Steven R. Barth, Attorney-in-Fact for Stephen H. Marcus 8/25/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    G    Bona fide gift.

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