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Butz Todd M – ‘4’ for 8/10/22 re: Mayville Engineering Co., Inc.

On:  Thursday, 8/11/22, at 12:26pm ET   ·   For:  8/10/22   ·   As:  Officer   ·   Accession #:  1567619-22-15541   ·   File #:  1-38894

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/11/22  Butz Todd M                       4          Officer     1:10K  Mayville Engineering Co., Inc.    Broadridge Fin’l… Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- doc1.xml/3.6                         




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Butz Todd M

(Last)(First)(Middle)
715 SOUTH STREET

(Street)
MAYVILLEWI53050

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Mayville Engineering Company, Inc. [ MEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
8/10/22
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 8/10/22P 2,000A$7.249685,351D
Common Stock 38,482 (1)Iby ESOP and/or 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0 (2) (2)Common Stock36,337 36,337D
Stock Option (right to buy)$10.32 (3) 2/28/32Common Stock69,963 69,963D
Restricted Stock Units$0 (4) (4)Common Stock9,814 9,814D
Stock Option (right to buy)$14.01 (5) 2/28/31Common Stock39,683 39,683D
Stock Option (right to buy)$7.12 (6) 2/27/30Common Stock88,029 88,029D
Stock Option (right to buy)$17 (7) 5/8/29Common Stock39,127 39,127D
Explanation of Responses:
(1)  Reflects the most recent ESOP and 401(k) balance.
(2)  The restricted stock units will vest 50% on each of February 28, 2023 and February 28, 2024.
(3)  The options will vest 50% on each of February 28, 2023 and February 28, 2024.
(4)  The restricted stock units will vest 50% on each of February 28, 2022 and February 28, 2023.
(5)  The options will vest 50% on each of February 28, 2022 and February 28, 2023.
(6)  The options will vest 50% on each of February 27, 2021 and February 27, 2022.
(7)  The options will vest 50% on each of May 8, 2020 and May 8, 2021.
/s/ Russell E. Ryba, Attorney-in-Fact for Todd M. Butz 8/10/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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Filing Submission 0001567619-22-015541   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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