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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/20/21 Lightwave Logic, Inc. 8-K:5,9 4/19/21 12:205K Edgar Filing LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 2: EX-10.1 Employment Agreement HTML 11K 3: EX-10.2 Employment Agreement HTML 11K 8: R1 Cover HTML 42K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- lwlg_8k_htm XML 14K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.LAB XBRL Labels -- lwlg-20210419_lab XML 97K 6: EX-101.PRE XBRL Presentations -- lwlg-20210419_pre XML 64K 4: EX-101.SCH XBRL Schema -- lwlg-20210419 XSD 13K 11: JSON XBRL Instance as JSON Data -- MetaLinks 25± 34K 12: ZIP XBRL Zipped Folder -- 0001553350-21-000311-xbrl Zip 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 19, 2021
| i Lightwave Logic, Inc. |
| (Exact name of registrant as specified in its charter) |
| i Nevada | i 0-52567 | i 82-0497368 |
| (State or other jurisdiction of Incorporation or Organization) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
| i 369 Inverness Parkway, i Suite 350, i Englewood, i CO | i 80112 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: i (720) i 340-4949
|
|
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: None
| Title of each class | Trading Symbol(s) | Name of exchange on which registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company i ¨ |
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
Dr. Michael S. Lebby
On April 19, 2021, Lightwave Logic, Inc. (the “Company”) entered into an amended employee agreement with Dr. Michael S. Lebby, the Company’s Chief Executive Officer. The amended employee agreement amends Dr. Lebby’s employee agreement to (i) increase his base salary to $288,000 per year effective May 1, 2021, and (ii) extend his employee agreement’s expiration date to April 30, 2023. The description of Dr. Lebby’s employee agreement amendment is not complete and is qualified in its entirety by reference to the employee agreement amendment attached hereto as Exhibit 10.1, which is incorporated by reference herein.
Additionally, the Board of Directors granted Dr. Lebby an option to purchase up to 250,000 shares of Company common stock at an exercise price equal to $1.60 per share, which shall be issued from the Company’s 2016 Equity Incentive Plan. The options vest quarterly over two years in equal installments of 31,250 shares per quarter beginning on May 1, 2021. The options expire on April 18, 2031.
On April 19, 2021, the Company entered into an amended employee agreement with James S. Marcelli, the Company’s President and Chief Operating Officer. The amended employee agreement amends Mr. Marcelli’s employee agreement to (i) increase his base salary to $271,800 per year effective May 1, 2021, and (ii) extend his employee agreement’s expiration date to December 31, 2023. The description of Mr. Marcelli’s employee agreement amendment is not complete and is qualified in its entirety by reference to the employee agreement amendment attached hereto as Exhibit 10.2, which is incorporated by reference herein.
Additionally, the Board of Directors granted Mr. Marcelli an option to purchase up to 250,000 shares of Company common stock at an exercise price equal to $1.60 per share, which shall be issued from the Company’s 2016 Equity Incentive Plan. The options vest quarterly over two years in equal installments of 31,250 shares per quarter beginning on May 1, 2021. The options expire on April 18, 2031.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits:
| Exhibit No. | Description | |
| 10.1 | Employee Agreement Amendment 04/19/2021 – Michael S. Lebby | |
| 10.2 |
Employee Agreement Amendment 04/19/2021 - James S. Marcelli
|
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LIGHTWAVE LOGIC, INC. | |
| By: | /s/ James S. Marcelli |
| Name: | James S. Marcelli |
| Title: | President |
Dated: April 20, 2021
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 4/18/31 | ||||
| 12/31/23 | ||||
| 4/30/23 | ||||
| 5/1/21 | ||||
| Filed on: | 4/20/21 | 4 | ||
| For Period end: | 4/19/21 | 4 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/29/24 Lightwave Logic, Inc. 10-K 12/31/23 76:7.9M Edgar Tech & Bus… Inc/FA 8/09/23 Lightwave Logic, Inc. 10-Q 6/30/23 64:4.3M Edgar Tech & Bus… Inc/FA 5/10/23 Lightwave Logic, Inc. 10-Q 3/31/23 57:3.6M Edgar Tech & Bus… Inc/FA 3/03/23 Lightwave Logic, Inc. 424B5 1:252K Edgar Filing LLC/FA 3/01/23 Lightwave Logic, Inc. 10-K 12/31/22 73:7.6M Edgar Filing LLC/FA 12/09/22 Lightwave Logic, Inc. 424B5 1:187K Edgar Tech & Bus… Inc/FA 5/10/22 Lightwave Logic, Inc. 10-Q 3/31/22 56:3.5M Edgar Filing LLC/FA 3/01/22 Lightwave Logic, Inc. 10-K 12/31/21 64:5.6M Edgar Filing LLC/FA 10/05/21 Lightwave Logic, Inc. 424B5 1:260K Edgar Filing LLC/FA 8/16/21 Lightwave Logic, Inc. 10-Q 6/30/21 58:3.2M Edgar Filing LLC/FA 7/02/21 Lightwave Logic, Inc. S-3 3:499K Edgar Filing LLC/FA |