SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Cemtrex Inc – ‘8-K/A’ for 11/9/16

On:  Wednesday, 11/9/16, at 4:31pm ET   ·   For:  11/9/16   ·   Accession #:  1493152-16-14669   ·   File #:  1-37464

Previous ‘8-K’:  ‘8-K/A’ on / for 11/4/16   ·   Next:  ‘8-K/A’ on / for 11/17/16   ·   Latest:  ‘8-K’ on / for 3/18/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/09/16  Cemtrex Inc                       8-K/A:9    11/09/16    3:5.6M                                   M2 Compliance/FA

Amendment to Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     13K 
 2: EX-10.1     Material Contract                                   HTML      6K 
 3: EX-10.2     Material Contract                                   HTML      5K 


8-K/A   —   Amendment to Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K/A

 

AMENDMENT NO. 4

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): November 9, 2016 (November 6, 2013)

 

Commission File Number: 00053238

 

 

 

Cemtrex Inc.

(Exact name of small business issuer as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation or organization)

 

30-0399914

(IRS Employer Identification No.)

 

19 Engineers Lane, Farmingdale, New York 11735

(Address of principal executive offices)

 

6317569116

(Registrant’s Telephone number)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
 

 

Explanatory Note

 

This Current Report on Form 8-K/A amends the Current Report on Form 8-K of Cemtrex, Inc. (the “Company”) filed with the Securities and Exchange Commission on November 6, 2013 (the “Original Report”) related to the completion of the Company’s acquisition of the ROB Group (ROB), an electronics manufacturing solutions company on November 6, 2013. This Form 8-K/A is being filed solely for the purpose of filing certain exhibits related to the ROB Group.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit Number   Exhibit Title
10.1   Term Loan Agreement between Cemtrex GmbH and Sparkasse Bank for Financing of funds within the scope of the Asset-Deals of the ROB Group, dated October 4, 2013
10.2   Working Capital Credit Line Agreement between Cemtrex GmbH and Sparkasse Bank, dated October 4, 2013 (updated May 8, 2014)

 

2
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Cemtrex Inc.
     
Date: November 9, 2016    
  By: /s/ Saagar Govil
  Name: Saagar Govil
  Title: CEO

 

3
 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
Filed on / For Period End:11/9/16
5/8/14
11/6/138-K,  8-K/A
10/4/13
 List all Filings 
Top
Filing Submission 0001493152-16-014669   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 9:51:17.1am ET