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WealthColony SPV II, L.P. – ‘SC 13D/A’ on 9/13/17 re: Soupman, Inc.

On:  Wednesday, 9/13/17, at 11:11am ET   ·   Accession #:  1493152-17-10527   ·   File #:  5-85426

Previous ‘SC 13D’:  ‘SC 13D/A’ on 9/6/17   ·   Latest ‘SC 13D’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/13/17  WealthColony SPV II, L.P.         SC 13D/A               1:100K Soupman, Inc.                     M2 Compliance/FA

Amendment to General Statement of Beneficial Ownership   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     46K 
                          Ownership                                              


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

  UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
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Estimated average burden
hours per response 14.5

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 8)*

 

SOUPMAN, INC.

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

8361199107

(CUSIP Number)

 

Jeffrey Freedman, 745 Hope Road, Eatontown, New Jersey 07724 (732) 483-4656

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

September 6, 2017

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [  ]

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

SCHEDULE 13D

 

CUSIP No. 8361199107     Page 2 of 9 Pages

 

1

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WealthColony SPV II, L.P.

 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a) [  ]

(b) [X]

3

SEC USE ONLY

 

 
4

SOURCE OF FUNDS (See Instructions)

 

WC

 
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

N/A

[  ]
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

119,335,964

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

119,335,964

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

119,335,964

12

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

[  ]
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

41.3%

14

TYPE OF REPORTING PERSON (See Instructions)

 

PN

 

Page 2 of 7 Pages
 

 

SCHEDULE 13D

 

CUSIP No. 8361199107     Page 3 of 9 Pages

 

1

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

WealthColony Management Group, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a) [  ]

(b) [X]

3

SEC USE ONLY

 

4

SOURCE OF FUNDS (See Instructions)

 

AF

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

N/A

[  ]
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

119,335,964

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

119,335,964

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

119,335,964

12

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

[  ]
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

41.3%

14

TYPE OF REPORTING PERSON (See Instructions)

 

CO

 

Page 3 of 7 Pages
 

 

SCHEDULE 13D

 

CUSIP No. 8361199107     Page 4 of 9 Pages

 

1

NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Jeffrey Freedman

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a) [  ]

(b) [X]

3

SEC USE ONLY

 

4

SOURCE OF FUNDS (See Instructions)

 

AF, PF

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

N/A

[  ]
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New Jersey

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

 

547,000

8

SHARED VOTING POWER

 

119,335,964

9

SOLE DISPOSITIVE POWER

 

547,000

10

SHARED DISPOSITIVE POWER

 

119,335,964

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

119,882,964

12

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

[  ]
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

41.5%

14

TYPE OF REPORTING PERSON (See Instructions)

 

IN

 

Page 4 of 7 Pages
 

 

Item 1. Security and Issuer Identity and Background

 

This Amendment No. 8 to that certain Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission on July 5, 2016, as amended by Amendment No. 1 thereto dated May 26, 2017, Amendment No. 2 thereto dated June 2, 2017, Amendment No. 3 thereto dated June 7, 2017, Amendment No. 4 thereto dated June 9, 2017, Amendment No. 5 thereto dated June 30, 2017, Amendment No. 6 thereto dated August 18, 2017 and Amendment No. 7 thereto dated September 6, 2017 relates to the common stock, $.001 par value per share (the “Common Stock”), of Soupman, Inc. (the “Issuer”).

 

The principal executive offices of the Issuer are located at 1110 South Avenue, Suite 100, Staten Island, New York 10314.

 

This Amendment No. 8 is being filed to disclose the recent activities set forth in Item 4 (Purpose of Transaction). Only the item in the Schedule 13D amended by this Amendment No. is reported herein.

 

Item 4. PURPOSE OF TRANSACTION

 

This Item 4 is being amended to add the following:

 

On September 8, 2017, Gallant Brands, Inc., an affiliate of WealthColony Management Group, LLC, completed the purchase of substantially all of the assets of the Issuer for a purchase price of approximately $6,700,000 including $2,000,000 in cash and approximately $$4,700,000 of indebtedness which was acquired from a secured creditor of the Company and credited to the purchase price.

 

Item 7. MATERIAL TO BE FILED AS EXHIBITS

 

Exhibit   Description
     
1   Warrant Agreement, dated December 26, 2014, between the Issuer and WealthColony SPV II, L.P. (filed as Exhibit 10.3 to the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 8, 2015 and incorporated by reference herein).
     
2   Consulting Agreement between the Issuer and Mighty Joe Marketing, LLC dated January 2, 2015 (filed as Exhibit 10.1 to the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 8, 2015 and incorporated by reference herein)
     
3   Joint Filing Agreement, dated June 29, 2016 (filed with the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on July 5, 2016 and incorporated by reference herein).

 

4.   Letter to Board of Directors dated May 25, 2017 (filed with Amendment No. 1 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on May 26, 2017 and incorporated by reference herein).
     
5.  

Letter to Board of Directors dated June 2, 2017 (filed with Amendment No. 2 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on June 2, 2017 and incorporated by reference herein).

     
6.   Letter to Jamieson Karson dated June 6, 2017 (filed with Amendment No. 3 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on June 7, 2017 and incorporated by reference herein).
     
7.  

Letter to Jamieson Karson dated June 27, 2017 (filed with Amendment No. 4 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on June 9, 2017 and incorporated by reference herein).

     
8.  

Letter to Jamieson Karson dated August 18, 2017 (filed with Amendment No. 6 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on August 18, 2017).

 

Page 5 of 7 Pages
 

 

9.   Letter to Jamieson Karson dated September 6, 2017 (filed with Amendment No. 7 to the Schedule 13D being amended hereby filed with the Securities and Exchange Commission on September 6, 2017 and incorporated by reference herein).
     
10.   Amended Asset Purchase Agreement dated September 6, 2017 (filed as Exhibit No. 10.1 to the Issuer’s Report on Form 8-K filed with the Securities and Exchange Commission on September 12, 2017 and incorporated by reference herein).

 

Page 6 of 7 Pages
 

 

SIGNATURES

 

After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date: September 13, 2017

 

  WEALTHCOLONY SPV II, L.P.
     
  By: WealthColony Management Group, LLC
     
  By: /s/ Jeffrey Freedman
  Name: Jeffrey Freedman
  Title: Manager
     
  WealthColony Management Group, LLC
     
  By: /s/ Jeffrey Freedman
  Name: Jeffrey Freedman
  Title: Manager
     
    /s/ Jeffrey Freedman

 

Page 7 of 7 Pages
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:9/13/17
9/8/17
9/6/178-K,  SC 13D/A
8/18/17SC 13D/A
6/30/174,  SC 13D/A
6/9/17SC 13D/A
6/7/17SC 13D/A
6/2/17SC 13D/A
5/26/17SC 13D/A
7/5/163,  4,  SC 13D
2/28/09
 List all Filings 
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Filing Submission 0001493152-17-010527   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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