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Masterworks 003, LLC – ‘1-U/A’ for 1/8/21

On:  Friday, 1/8/21, at 6:58pm ET   ·   As of:  1/11/21   ·   For:  1/8/21   ·   Accession #:  1493152-21-659

Previous ‘1-U’:  ‘1-U’ on 1/8/21 for 1/7/21   ·   Latest ‘1-U’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/11/21  Masterworks 003, LLC              1-U/A:9     1/08/21    1:19K                                    M2 Compliance LLC/FA

Amendment to Current Report   —   Form 1-U   —   Reg. A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-U/A       Amendment to Current Report                         HTML     11K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 1-U/A

 

CURRENT REPORT

Pursuant to Regulation A of the Securities Act of 1933

 

January 8, 2021

Date of Report: (Date of earliest event reported)

 

MASTERWORKS 003, LLC

(Exact name of issuer as specified in its charter)

 

Delaware   84-2276197

State of other jurisdiction of

incorporation or 0rganization

 

(I.R.S. Employer

Identification No.)

 

497 BROOME STREET, NEW YORK, NY 10013

(Full mailing address of principal executive offices)

 

(203) 518-5172

(Issuer’s telephone number, including area code)

 

www.masterworks.io

(Issuer’s website)

 

Class A Ordinary Shares

(Class of Securities issued pursuant to Regulation A)

 

 

 

 C: 
 
 

 

EXPLANATORY NOTE

 

This Amendment to the Current Report on Form 1-U originally filed with the Securities and Exchange Commission (the “SEC”) on January 8, 2021 is being filed to note that there were no changes in Masterworks 003, LLC (the “Company”)’s certifying accountant, and there were no events reportable under Item 4 of Form 1-U.

 

Item 9. Other Events

 

The Company is correcting its disclosure contained in its Current Report on Form 1-U originally filed with the SEC on January 8, 2021. As previously disclosed by the Company in its Current Report on Form 1-U as filed with the SEC on December 29, 2020, the Company was dissolved as of December 28, 2020. The Company filed an Exit Report on Form 1-Z on December 29, 2020. There were no changes in the Company’s certifying accountant, and there were no events reportable under Item 4 of Form 1-U.

 

 C: 
 
 

 

SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  MASTERWORKS 003, LLC
   
  By: /s/ Joshua B. Goldstein
  Name: Joshua B. Goldstein
  Title: General Counsel
     
Date: January 8, 2021    

 

 C: 
 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘1-U/A’ Filing    Date    Other Filings
Filed as of:1/11/21
Filed on / For Period end:1/8/211-U
12/29/201-U,  1-Z
12/28/201-U
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Filing Submission 0001493152-21-000659   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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