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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/22/22 Sigma Additive Solutions, Inc. 8-K:5,8,9 9/16/22 10:198K M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 39K 5: R1 Cover HTML 45K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- form8-k_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 8K 3: EX-101.LAB XBRL Labels -- sasi-20220916_lab XML 96K 4: EX-101.PRE XBRL Presentations -- sasi-20220916_pre XML 64K 2: EX-101.SCH XBRL Schema -- sasi-20220916 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 10: ZIP XBRL Zipped Folder -- 0001493152-22-026554-xbrl Zip 15K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): i September 16, 2022
i SIGMA ADDITIVE SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)
| i Nevada | i 001-38015 | i 27-1865814 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
i Santa Fe, i New Mexico i 87507
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: i (505) i 438-2576
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, par value $0.001 per share | i SASI | i The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On September 16, 2022, Sigma Additive Solutions, Inc. (the “Company”) was informed by John Rice that he has resigned as a director of the Company, effective September 16, 2022. Mr. Rice has advised the Company that he resigned in order to cause the Company to regain compliance with Nasdaq’s majority of independent director requirement as set forth in Nasdaq Listing Rule 5605(b)(1), and not due to a disagreement with the Company on any matter regarding its operations, policies or practices.
| Item 8.01 | Other Events. |
As previously disclosed, on April 4, 2022, the Company received a notice from Nasdaq acknowledging the fact that the Company did not meet the requirements of Nasdaq’s majority of independent director requirement as set forth in Nasdaq Listing Rule 5605(b)(1) because the Company’s six-member Board of Directors was comprised of only three independent directors.
As a result of John Rice’s resignation as a director on September 16, 2022, the Company received a letter from Nasdaq on September 21, 2022 notifying the Company that the Company now complies with Nasdaq Listing Rule 5605(b)(1).
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit Number |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: September 22, 2022 | SIGMA ADDITIVE SOLUTIONS, INC. | |
| By: | /s/ Jacob Brunsberg | |
| Name: | Jacob Brunsberg | |
| Title: | President and Chief Executive Officer | |
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 9/22/22 | |||
| 9/21/22 | ||||
| For Period end: | 9/16/22 | |||
| 4/4/22 | 4, 8-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/10/23 Sigma Additive Solutions, Inc. S-3 4:494K M2 Compliance LLC/FA 10/19/22 Sigma Additive Solutions, Inc. S-8 10/19/22 6:1.2M M2 Compliance LLC/FA |