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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/02/22 Barfresh Food Group Inc. 8-K:5,9 8/01/22 11:235K M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 59K 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 11K 6: R1 Cover HTML 50K 9: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- form8-k_htm XML 15K 8: EXCEL IDEA Workbook of Financial Reports XLSX 8K 4: EX-101.LAB Inline XBRL Taxonomy Extension Label Linkbase XML 96K Document -- brfh-20220801_lab 5: EX-101.PRE Inline XBRL Taxonomy Extension Presentation XML 64K Linkbase Document -- brfh-20220801_pre 3: EX-101.SCH Inline XBRL Taxonomy Extension Schema Document -- XSD 12K brfh-20220801 10: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 11: ZIP XBRL Zipped Folder -- 0001493152-22-020926-xbrl Zip 19K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i August 1, 2022
(Exact name of registrant as specified in its charter)
i Delaware | i 001-41228 | i 27-1994406 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 3600 Wilshire Boulevard Suite 1720, i Los Angeles, i California i 90010
(Address of principal executive offices)
Registrant’s telephone number, including area code: i (310) i 598-7113
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol | Name of each exchange on which registered | ||
i Common Stock, $0.000001 par value | i BRFH | i The Nasdaq Stock Market LLC |
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐
C:
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
As disclosed below in Item 5.07, the Company amended its Certificate of Incorporation to reduce the number of authorized shares of Common Stock from 295,000,000 to 23,000,000 and the number of shares of Preferred Stock from 5,000,000 to 400,000. The effective date of the amendment is August 2, 2022.
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Company held its annual meeting of stockholders on Monday, August 1, 2022, at which meeting the Company’s stockholders voted upon the following matters:
● | The election of seven members of the Company’s board of directors; | |
● | The ratification of the appointment of Eide Bailly LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022; | |
● | The approval, on an advisory basis, of the compensation of the Company’s Named Executive Officers (as defined in its 2022 proxy statement); | |
● | The approval and adoption of the Certificate of Information of the Company to reduce the number of authorized shares of Common Stock from 295,000,000 to 23,000,000 and the number of shares of Preferred Stock from 5,000,000 to 400,000; and | |
● | The indication, on an advisory basis, of the preferred frequency of stockholder advisory votes on the compensation of our Named Executive Officers. |
Election of Directors
At the annual meeting, all of the Company’s current directors were re-elected. The following is a summary of the votes cast at the annual meeting with respect to the election of directors:
Name | Votes in Favor | Votes Withheld | ||||||
Riccardo Delle Coste | 7,946,638 | 17,510 | ||||||
Steven Lang | 7,797,869 | 166,279 | ||||||
Arnold Tinter | 7,789,633 | 174,515 | ||||||
Joseph M. Cugine | 7,954,330 | 9,818 | ||||||
Alexander H. Ware | 7,798,638 | 165,510 | ||||||
Isabelle Ortiz-Cochet | 7,963,982 | 166 | ||||||
Justin Borus | 7,954,377 | 9,771 |
Ratification of Independent Registered Public Accounting Firm
At the annual meeting, the selection of Eide Bailly LLP as the Company’s independent registered public accounting firm for the Company’s 2022 fiscal year was ratified and approved. The following is a summary of the votes cast at the annual meeting with respect to this matter:
Votes in Favor | Votes Against | Votes Abstaining | ||||||||||
Ratification and approval of the selection of Eide Bailly LLP | 7,982,918 | 60 | 9,000 |
Approval of Compensation of Named Executive Officers
At the annual meeting, the compensation of the Company’s Named Executive Officers was approved on an advisory basis. The following is a summary of the votes cast at the annual meeting with respect to this matter:
Votes in Favor | Votes Against | Votes Abstaining | ||||||||||
Approval of the compensation of Company’s Named Executive Officers | 7,939,760 | 21,445 | 2,943 |
Approval of an Amendment to the Company’s Certificate of Incorporation to Reduce Authorized Shares
At the annual meeting, an amendment to the Company’s Certificate of Incorporation to reduce the number of authorized shares of Common Stock from 295,000,000 to 23,000,000 and the number of shares of Preferred Stock from 5,000,000 to 400,000 was approved and adopted. The following is a summary of the votes cast at the annual meeting with respect to this matter:
Votes in Favor | Votes Against | Votes Abstaining | ||||||||||
Approval of an amendment to the Company’s Certificate of Incorporation to reduce authorized shares | 7,936,263 | 14,980 | 12,905 |
Advisory Vote on Frequency of Advisory Vote on Executive Compensation
At the annual meeting, the stockholders indicated a preference to hold a stockholder advisory vote on executive compensation every three years. The following is a summary of the votes cast at the annual meeting with respect to this matter:
1 Year | 2 Years | 3 Years | ||||||||||
Preferred frequency of stockholder advisory vote on executive compensation | 2,142,797 | 129,511 | 5,691,535 |
A total of 305 votes abstained on this matter.
Additional information regarding each of the matters voted on at the annual meeting is contained in the Company’s definitive proxy statement and supplement to the proxy statement filed with the Securities and Exchange Commission on July 6, 2022 and July 14, 2022, respectively.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
3.1 | Certificate of Amendment of Certificate of Incorporation of Barfresh Food Group Inc. dated August 1, 2022 | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned duly authorized.
Barfresh Food Group Inc., a Delaware corporation (Registrant) | ||
Date: August 1, 2022 | /s/ Riccardo Delle Coste | |
By: | Riccardo Delle Coste | |
Its: | CEO |
C:
C:
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/22 | ||||
Filed as of: | 8/2/22 | |||
Filed on / For Period end: | 8/1/22 | |||
7/14/22 | DEFA14A | |||
7/6/22 | DEF 14A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/22/24 Barfresh Food Group Inc. 10-K 12/31/23 72:4.7M M2 Compliance LLC/FA 11/30/23 Barfresh Food Group Inc. S-3/A 2:80K M2 Compliance LLC/FA 11/06/23 Barfresh Food Group Inc. S-3/A 3:925K M2 Compliance LLC/FA 10/26/23 Barfresh Food Group Inc. S-3 4:490K M2 Compliance LLC/FA 3/02/23 Barfresh Food Group Inc. 10-K 12/31/22 75:4.7M M2 Compliance LLC/FA |