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Hoffmann Christian J. III – ‘3’ for 1/27/22 re: Digital Ally Inc.

On:  Friday, 2/4/22, at 4:55pm ET   ·   For:  1/27/22   ·   Accession #:  1493152-22-3274   ·   File #:  1-33899

Previous ‘3’:  ‘3’ on 5/18/09 for 5/8/09   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/04/22  Hoffmann Christian J. III         3                      1:7K   Digital Ally Inc.                 M2 Compliance LLC/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- ownership.xml/2.6                    




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
HOFFMANN CHRISTIAN J. III

(Last)(First)(Middle)
7465 EAST OSBORN ROAD

(Street)
SCOTTSDALEAZ85251

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
1/27/22
3. Issuer Name and Ticker or Trading Symbol
DIGITAL ALLY INC [ DGLY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock11,500IBy Christian J. Hoffmann III IRA
Common Stock3,500IBy Christian J. Hoffmann III Roth IRA
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) 5/5/19 7/5/28Common Stock10,000 (1)2.2D
Stock Option (right to buy) 8/14/18 8/14/27Common Stock10,000 (1)3D
Stock Option (right to buy) 9/1/20 9/1/30Common Stock30,000 (1)2.09D
Stock Option (right to buy) 5/31/22 1/27/32Common Stock25,000 (2)0.98D
Explanation of Responses:
(1)  The shares are fully vested.
(2)  On January 27, 2022 the Reporting Person was granted options to purchase 25,000 shares of common stock at an exercise price of $0.98 per share. Such options vest on May 31, 2022 subject to the Reporting Person remaining a member of the Board of Directors at such date.
/s/ Christian J. Hoffmann, III. 2/4/22
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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